Report of Foreign Issuer (6-k)
14 May 2019 - 8:12PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
6-K
REPORT OF
FOREIGN PRIVATE ISSUER
PURSUANT TO RULE
13a-16
OR
15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of May, 2019
Commission File Number
001-38641
Kabushiki Kaisha PEPPER FOOD SERVICE
(Exact name of registrant as specified in its charter)
Pepper Food Service Co., Ltd.
(Translation of registrants name into English)
17
th
floor, Olinas Tower,
4-1-3
Taihei
Sumida-ku, Tokyo, Japan
(Address of Principal Executive Offices)
Indicate by check mark whether
the registrant files or will file annual reports under cover of Form
20-F
or Form
40-F:
☒ Form
20-F
☐ Form
40-F
Indicate by
check mark if the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(7): ☐
The information and documents furnished in this report, as set forth below, shall not be deemed to be
filed for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section.
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Exhibit 99.1
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English translation of Notification of the Recording of Extraordinary Income, filed with the Tokyo Stock Exchange on May 10,
2019.
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Exhibit 99.2
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English translation of Consolidated Financial Results for the Three-Month Period Ended March 31, 2019 [Japanese GAAP], filed with the Tokyo
Stock Exchange on May 10, 2019.
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Exhibit 99.3
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English translation of Notice of Changes in Personnel, filed with the Tokyo Stock Exchange on May 10, 2019.
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Safe Harbor Statement
Exhibit 99.2 attached hereto contains forward-looking statements. These forward-looking statements are made under the safe harbor provisions
of the U.S. Private Securities Litigation Reform Act of 1995. These statements can be identified by terminology such as will, expects, anticipates, future, intends, plans,
believes, estimates and similar statements. Among other things, the consolidated forecasts for the year ending December 31, 2019 are forward-looking statements. Pepper Food Service Co., Ltd. (the Company) may
also make written or oral forward-looking statements in its reports filed with, or furnished to, the U.S. Securities and Exchange Commission, in its annual reports to shareholders, in press releases and other written materials and in oral statements
made by its officers, directors or employees to third parties. Statements that are not historical facts, including statements about the Companys beliefs and expectations, are forward-looking statements. Forward-looking statements involve
inherent risks and uncertainties. A number of factors could cause actual results to differ materially from those contained in any forward-looking statement, including but not limited to the following: the Companys goals and strategies; the
Companys expansion plans; the expected growth of the food service market; expectations regarding demand for the Companys services; the Companys expectations regarding keeping and strengthening its relationships with customers; the
Companys plans to invest in research and development to enhance its offerings; and general economic and business conditions in the regions where the Company provides services. Further information regarding these and other risks is included in
the Companys reports filed with, or furnished to the Securities and Exchange Commission. The Company does not undertake any obligation to update any forward-looking statement, except as required under applicable law. All information provided
in this Form
6-K
and in the attachments is as of the date of this Form
6-K,
and the Company undertakes no duty to update such information, except as required under
applicable law.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
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PEPPER FOOD SERVICE CO., LTD.
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By:
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/s/ Kunio Ichinose
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Name:
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Kunio Ichinose
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Title:
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Representative Director, President and Chief Executive Officer
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Date: May 14, 2019
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