Form 8-K - Current report
07 September 2023 - 6:00AM
Edgar (US Regulatory)
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2023-09-05
2023-09-05
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UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): September 5, 2023
NUZEE,
INC.
(Exact
name of registrant as specified in its charter)
Nevada |
|
001-39338 |
|
38-3849791 |
(State
or other jurisdiction of
incorporation
or organization |
|
(Commission
File
No.) |
|
(IRS
Employer
Identification
No.) |
1350
E Arapaho Rd Ste 230, Richardson, Texas 75081
(Address
of principal executive offices)
(760)
295-2408
(Registrant’s
telephone number, including area code)
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act: |
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common Stock, $0.00001 par
value |
|
NUZE |
|
The Nasdaq Stock Market
LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company |
☐ |
|
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. |
☐ |
Item 5.02. |
Departure of Directors
or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On
September 5, 2023, Tracy Ging, a member of the Board of Directors (the “Board”) of NuZee, Inc. (the “Company”), notified
the Company of her resignation from the Board, including her positions as a member of the Compensation Committee and Nominating and Corporate
Governance Committee, effective immediately. Ms. Ging has served on the Board since April 11, 2021. Ms. Ging’s decision to resign
from the Board was not the result of a disagreement with the Company on any matter relating to the Company’s operations, policies
or practices. The Company wishes to express gratitude to Ms. Ging for her contributions to the Board.
A
copy of Ms. Ging’s letter of resignation is attached hereto as Exhibit 17.1.
Item 9.01 |
Financial Statements and Exhibits |
(d)
Exhibits. The following are filed as exhibits to this report:
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
|
NUZEE, INC. |
|
|
Dated: September 6, 2023 |
By: |
/s/
Randell Weaver |
|
Name: |
Randell Weaver |
|
Title: |
Chief Financial Officer |
Exhibit 17.1
September
5, 2023
NuZee,
Inc.
Attn:
Masa Higashida, Chairman of the Board
1350
E Arapaho Rd Ste 230
Richardson,
Texas 75081
Dear
Masa:
Effective
immediately, I hereby resign from the Board of Directors of NuZee, Inc. I have entered into a new employment arrangement that will require
my full attention and prohibits other compensated engagements.
I
would like to reiterate that my resignation in no way reflects any disagreement with NuZee, Inc. management, nor their practices and
is purely predicated on personal circumstances.
I
truly enjoyed my time serving as a Director and wish you all the best going forward.
Sincerely, |
|
|
|
/s/
Tracy Ging |
|
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