- Initial Statement of Beneficial Ownership (3)
28 August 2009 - 5:28AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kien Huat Realty III Ltd
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2. Date of Event Requiring Statement (MM/DD/YYYY)
8/19/2009
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3. Issuer Name
and
Ticker or Trading Symbol
EMPIRE RESORTS INC [NYNY]
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(Last)
(First)
(Middle)
22ND FLOOR, WISMA GENTING, JALAN SULTAN ISMAIL
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
KUALA LUMPUR MALAYSIA 50250
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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6804188
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D
(1)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Kien Huat Realty III Limited ("Kien Huat") is the record holder of the 6,804,188 shares reported in this Form 3 (the
"Shares") and, therefore, has direct beneficial ownership of such Shares. Lim Kok Thay ("Mr. Lim") controls Kien Huat
through two trusts that directly and indirectly own all the shares of Kien Huat and, therefore, Mr. Lim has indirect
beneficial ownership of such Shares. Mr. Lim has the power to remove and replace the trustees of such trusts in his sole
discretion and is one of the beneficiaries of such trusts. Mr. Lim disclaims beneficial ownership of the Shares for
purposes of Section 16 reporting except to the extent of his pecuniary interest.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Kien Huat Realty III Ltd
22ND FLOOR, WISMA GENTING
JALAN SULTAN ISMAIL
KUALA LUMPUR MALAYSIA 50250
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X
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Lim Kok Thay
22ND FLOOR, WISMA GENTING
JALAN SULTAN ISMAIL
KUALA LUMPUR MALAYSIA 50250
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X
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Signatures
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/s/ Lim Kok Thay for Kien Huat Realty III Limited
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8/27/2009
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**
Signature of Reporting Person
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Date
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/s/ Lim Kok Thay
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8/27/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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