Current Report Filing (8-k)
18 November 2022 - 10:04PM
Edgar (US Regulatory)
0001501078
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SC
0001501078
2022-11-17
2022-11-17
iso4217:USD
xbrli:shares
iso4217:USD
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
————————————————
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange
Act of 1934
Date of Report (Date of earliest event reported):
November 17, 2022
OCONEE FEDERAL FINANCIAL CORP.
(Exact name of Registrant as specified in its charter)
Federal
(State or Other Jurisdiction
of Incorporation) |
001-35033
(Commission
File Number) |
32-0330122
(I.R.S. Employer
Identification No.) |
201 East North Second Street, Seneca, South Carolina 29678
(Address of principal executive offices)
(864) 882-2765
Registrant's telephone number, including area code
Not Applicable
(Former
Name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions: |
|
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
|
|
Securities registered pursuant to Section 12(b) of the
Act:
Title of each class |
|
Trading
Symbol(s) |
|
Name of each exchange on which registered |
Common Stock, par value $0.01 per share |
|
OFED |
|
The NASDAQ Stock Market, LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On November 17, 2022, Oconee Federal
Financial Corp. (the “Company”) held its Annual Meeting of Stockholders. At the Annual Meeting, stockholders considered the
election of directors, a non-binding resolution with respect to the Company’s executive compensation, the ratification of the independent
registered public accounting firm, and a non-binding proposal with respect to the frequency that stockholders will vote on executive compensation.
A breakdown of the votes cast is set forth below.
| 1. | The election of Directors. |
|
|
For |
|
Withheld |
|
Broker Non-Votes |
Harry B. Mays, Jr. |
|
4,866,363 |
|
48,957 |
|
430,708 |
Cecil T. Sandifer, Jr. |
|
4,894,505 |
|
20,815 |
|
430,708 |
| 2. | The approval of an advisory, non-binding resolution with respect to the Company’s executive compensation,
as described in the proxy statement. |
|
|
For |
|
Against |
|
Abstain |
|
|
4,890,094 |
|
22,809 |
|
2,417 |
| 3. | The ratification of the appointment of Elliott Davis, LLC as independent registered public accounting
firm for the Company for the fiscal year ending June 30, 2023. |
|
|
For |
|
Against |
|
Abstain |
|
|
5,344,470 |
|
202 |
|
1,356 |
| Item 9.01. | Financial Statements and Exhibits |
Not applicable.
SIGNATURES
Pursuant to the requirements of
the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
|
OCONEE FEDERAL FINANCIAL CORP.
|
Date: November 18, 2022 |
By: |
/s/ John W. Hobbs |
|
|
John W. Hobbs |
|
|
Chief Financial Officer |
|
|
(Duly Authorized Representative) |
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