Statement of Changes in Beneficial Ownership (4)
23 March 2022 - 8:10AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Cardboard Box LLC |
2. Issuer Name and Ticker or Trading Symbol
BurgerFi International, Inc.
[
BFI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
599 WEST PUTNAM AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/21/2022 |
(Street)
GREENWICH, CT 06830
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 1/21/2022 | | J(1) | | 123131 | A | $10.25 (1) | 3076031 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The shares were acquired pursuant to the Stock Purchase Agreement dated November 3, 2021, by and between Cardboard Box LLC, Hot Air, Inc. and the Issuer (the "Stock Purchase Agreement") pursuant to an adjustment to the consideration based on Leakage (as defined in the Stock Purchase Agreement). |
Remarks: The securities are directly held by Cardboard Box LLC ("Cardboard Box"). CP7 Warming Bag, L.P. ("CP7 Warming Bag") serves as the majority member of Cardboard Box. CP7 Management, LLC ("CP7 Management") is the general partner of CP7 Warming Bag, and Scott Dahnke and J. Michael Chu are the managing members of CP7 Management. Each of the Reporting Persons disclaim, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his or its indirect pecuniary interest therein, and this report shall not be deemed an admission that they are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Cardboard Box LLC 599 WEST PUTNAM AVENUE GREENWICH, CT 06830 |
| X |
|
|
CP7 Warming Bag, L.P. 599 WEST PUTNAM AVENUE GREENWICH, CT 06830 |
| X |
|
|
CP7 Management, L.L.C. 599 WEST PUTNAM AVENUE GREENWICH, CT 06830 |
| X |
|
|
Dahnke Scott Arnold 599 WEST PUTNAM AVENUE GREENWICH, CT 06830 |
| X |
|
|
Chu James Michael 599 WEST PUTNAM AVENUE GREENWICH, CT 06830 |
| X |
|
|
Signatures
|
/s/ Matthew Leeds, for Cardboard Box LLC, By: Matthew Leeds, its Vice President | | 3/22/2022 |
**Signature of Reporting Person | Date |
/s/ Scott A. Dahnke, for CP7 Warming Bag, L.P., By: CP7 Management, LLC, its general partner, By: Scott A. Dahnke, its managing member | | 3/22/2022 |
**Signature of Reporting Person | Date |
/s/ Scott A. Dahnke, for CP7 Management, LLC, By: Scott A. Dahnke, its managing member | | 3/22/2022 |
**Signature of Reporting Person | Date |
/s/ J. Michael Chu | | 3/22/2022 |
**Signature of Reporting Person | Date |
/s/ Scott A. Dahnke | | 3/22/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Opes Acquisition (NASDAQ:OPESU)
Historical Stock Chart
From Jun 2024 to Jul 2024
Opes Acquisition (NASDAQ:OPESU)
Historical Stock Chart
From Jul 2023 to Jul 2024
Real-Time news about Opes Acquisition Corporation (NASDAQ): 0 recent articles
More Burgerfi International, Inc. News Articles