Initial Statement of Beneficial Ownership (3)
15 November 2014 - 10:27AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Mbugua Stanley
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2. Date of Event Requiring Statement (MM/DD/YYYY)
11/4/2014
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3. Issuer Name
and
Ticker or Trading Symbol
SILICON IMAGE INC [SIMG]
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(Last)
(First)
(Middle)
4463 OPENMEADOW CT.
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Corporate Controller /
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(Street)
SAN JOSE, CA 95129
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
(1)
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9700
(2)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (right to buy)
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8/15/2014
(3)
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8/15/2020
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Common Stock
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4050
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$5.35
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D
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Explanation of Responses:
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(
1)
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Stanley Mbugua assumed the position of Corporate Controller on November 4, 2014
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(
2)
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Includes 650 share of common stock held. Includes 4,100 restricted stock units granted on 9/15/2011 and vest 25% on each annual anniversary of the grant date, 1,025 restricted stock units have not yet vested. Includes 2,000 restricted stock units granted on 7/16/2012 and vest 25% on each annual anniversary of the grant date. 1,000 restricted stock units have not yet vested. Includes 2,700 restricted stock units granted on 8/15/2013 and vest 25% on each annual anniversary of the grant date. 2,025 restricted stock units have not yet vested. Includes 5,000 restricted stock units granted on 4/15/2014 with 25% vesting on each annual anniversary of the grant date. 5,000 restricted stock units have not yet vested.
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(
3)
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The option shall become vested and exercisable with respect to one fourth (1/4) of the total number of shares (rounded to the nearest whole share) on the one year anniversary of the Grant Date, and thereafter, on the fifteenth (15th) day of each succeeding month, the option shall become vested and exercisable with respect to an additional one forty-eighth (1/48) of the total number of shares (rounded to the nearest whole share) until such time as the option is vested and exercisable with respect to all of the shares. As of 11/4/2014, 4,050 of the options remain outstanding and 1,182 are exercisable.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Mbugua Stanley
4463 OPENMEADOW CT.
SAN JOSE, CA 95129
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Corporate Controller
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Signatures
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By: /s/ Ganda Gunawan, Attorney in Fact For: Stanley Mbugua
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11/14/2014
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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