Greater Than 5% Beneficial Owners:
Name of Benefical Owner
|
|
|
Number of Shares
Beneficially Owned
|
|
|
Percentage of
Shares Outstanding
|
|
Martha Stewart Family Limited Partnership
(4)
|
|
|
|
|
8,032,910
|
|
|
|
|
|
12.7
%
|
|
|
Tengram Capital Partners Gen2 Fund, L.P.
(3)
|
|
|
|
|
7,619,178
|
|
|
|
|
|
12.0
%
|
|
|
Carlyle Galaxy Holdings, L.P.
(11)
|
|
|
|
|
6,369,812
|
|
|
|
|
|
10.0
%
|
|
|
683 Capital Management, Inc.
(12)
|
|
|
|
|
3,351,400
|
|
|
|
|
|
5.3
%
|
|
|
*
Less than 1%
(1)
Consists of 198,604 shares of common stock.
(2)
Consists of 496,693 shares of common stock based on the Form 4 filed on March 16, 2017.
(3)
Consists of 6,628,572 shares of common stock held by TCP WR, 733,333 shares of common stock held by TCP Acquisition and 257,273 shares of common stock held by TCP SQBG II LLC (“TCP II”), as reported in the Schedule 13D filed on December 8, 2015. Each of these entities reported having shared voting and investment power over their respective shares. Our chairman, Mr. William Sweedler, as a managing member of TCA, which is the general partner of Tengram Capital Partners Gen2 Fund, L.P., which is the managing member of each of TCP WR, TCP Acquisition and TCP II, may exercise voting and investment authority over (i) the shares held by TCP WR, (ii) the shares held by TCP Acquisition and (iii) the shares held by TCP II. Each of TCA, Tengram and Mr. Sweedler disclaim beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Mr. Sweedler is also the beneficial owner of 59,165 shares of common stock held by Madcat II, LLC, of which Mr. Sweedler is the managing member. Mr. Sweedler disclaims beneficial ownership of the shares of common stock held by Madcat II, LLC, except to the extent of his pecuniary interest therein. Mr. Sweedler is also the beneficial owner of 1,020,290 shares of common stock. The address of Mr. Sweedler, TCA, Tengram, TCP WR, TCP Acquisition and TCP II is 15 Riverside Avenue, Floor 1, Westport, CT 06880.
(4)
Shares reported as beneficially owned by Ms. Stewart represent 4,848 shares of common stock held by Ms. Stewart, 9,585 shares of common stock held by the Martha Stewart 1999 Family Trust (the “1999 Family Trust”), 11,981 shares of common stock held by the Martha Stewart 2000 Family Trust (the “2000 Family Trust”), 51,913 shares of common stock held by the Martha and Alexis Stewart Charitable Foundation (the “Foundation”) and 8,032,910 shares of common stock held by the Martha Stewart Family Limited Partnership (“MSFLP”), as reported in the Schedule 13D filed on December 14, 2015. MSFLP reported having shared voting and investment power over its shares. Our director, Ms. Martha Stewart, is a co-trustee of the 1999 Family Trust and holds sole decision-making authority with respect to investment of the assets of such trust, a co-trustee of the 2000 Family Trust, a co-trustee of the Foundation and the sole trustee of the Martha Stewart 2012 Revocable Trust, the sole general partner of MSFLP. The address of MSFLP is 48 Girdle Ridge Road, Katonah, NY 10536.
(5)
Consists of 737,447 shares of common stock, of which (i) 109,091 were purchased in the private placement transaction consummated on July 26, 2013 and are directly beneficially owned by Mr. Gossett, (ii) 600,578 shares of common stock which are directly beneficially owned by Mr. Gossett and (iii) 27,778 shares of restricted common stock.
(6)
Consists of 182,559 shares of common stock, of which (i) 154,781 shares of common stock are directly beneficially owned by Mr. Johnson and (ii) 27,778 shares of restricted common stock.
(7)
Consists of 127,621 shares of common stock, of which (i) 99,843 shares of common stock are directly beneficially owned by Mr. Leonard, Jr. and (ii) 27,778 shares of restricted common stock.
(8)
Consists of 85,995 shares of common stock, of which (i) 58,217 shares of common stock are directly beneficially owned by Mr. Hollander and (ii) 27,778 shares of restricted common stock.
(9)
Consists of 140,990 shares of common stock based on the Form 4 filed on August 31, 2017.
(10)
Consists of 50,392 shares of common stock.