- Post-Effective Amendment to an S-8 filing (S-8 POS)
18 February 2012 - 8:41AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on February 17, 2012
Registration No. 333-40661
Registration No. 333-159638
Registration No. 333-159639
Registration No. 333-167382
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-40661
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-159638
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-159639
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-167382
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
TOWER BANCORP, INC.
(Exact name of registrant as specified in its charter)
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Pennsylvania
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25-1445956
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(State or other jurisdiction of incorporation)
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(I.R.S. Employer Identification Number)
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112 Market Street, Harrisburg, PA
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17101
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(Address of principal executive offices)
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(Zip code)
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Tower Bancorp, Inc. 1995 Non-Qualified Stock Option Plan
Tower Bancorp, Inc. Stock Option Plan for Outside Directors
Tower Bancorp, Inc. Employee Stock Purchase Plan
Graystone Financial
Corp. 2007 Stock Incentive Plan
Tower Bancorp, Inc. 2010 Stock Incentive Plan
(
Full title of plan
)
Andrew S. Samuel
Chairman & Chief Executive Officer
Tower Bancorp, Inc.
112 Market Street
Harrisburg, PA 17101
(717) 231-2700
(Name, address and telephone number, including area code, of agent for service)
Copies to:
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Carl D. Lundblad, Esquire
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Kenneth J. Rollins, Esquire
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General Counsel, Tower Bancorp, Inc.
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Rhoads & Sinon LLP
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112 Market Street
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One South Market Square, 12
th
Floor
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Harrisburg, Pennsylvania 17101
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Harrisburg, Pennsylvania 17108-1146
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(717) 231-2700
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(717) 233-5731
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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.
See the definition of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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¨
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Accelerated filer
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x
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Non-accelerated filer
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¨
(Do not check if smaller reporting company)
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Smaller reporting company
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¨
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DEREGISTRATION OF SECURITIES
Tower Bancorp, Inc. (the Company) is filing this Post-Effective Amendment to its Registration Statements on Form S-8 to
withdraw and remove from registration the unissued and unsold shares of the Companys common stock, no par value per share (the Common Stock), issuable by the Company pursuant to its 1995 Non-Qualified Stock Option Plan, Stock
Option Plan for Outside Directors, Employee Stock Purchase Plan, 2007 Stock Incentive Plan and 2010 Stock Incentive Plan previously registered by the Company pursuant to the following registration statements:
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Registration Statement on Form S-8 (File No. 333-40661), filed with the Securities and Exchange Commission on November 20, 1997;
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Registration Statement on Form S-8 (File No. 333-159638), filed with the Securities and Exchange Commission on June 1, 2009;
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Registration Statement on Form S-8 (File No. 333-159639), filed with the Securities and Exchange Commission on June 1, 2009; and
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Registration Statement on Form S-8 (File No. 333-167382), filed with the Securities and Exchange Commission on June 8, 2010 (collectively,
the Registration Statements).
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Pursuant to an Agreement and Plan of Merger dated as of
June 20, 2011, as amended (the Merger Agreement), by and between the Company and Susquehanna Bancshares, Inc. (Susquehanna), the Company is being merged with and into Susquehanna, effective as of February 17, 2012
(the Merger). Upon consummation of the Merger, each outstanding share of Common Stock (other than shares to be cancelled in accordance with the Merger Agreement) is being converted into the right to receive either 3.4696 shares of
Susquehanna common stock, par value $2.00 per share, or $28.00 cash.
As a result of the transactions contemplated by the
Merger Agreement, the Company has terminated all offerings of its securities pursuant to its existing registration statements, including the Registration Statements. In accordance with an undertaking made by the Company in each of the Registration
Statements to remove from registration, by means of a post-effective amendment, any securities that had been registered for issuance that remain unsold at the termination of the offering, the Company hereby removes from registration all of such
securities of the Company registered but unsold under the Registration Statements, if any.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and Rule 478 thereunder, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements
for filing on Form S-8 and has duly caused this Post-Effective Amendment to the Registration Statements to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Harrisburg, Commonwealth of Pennsylvania, on
February 17, 2012.
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TOWER BANCORP, INC.
(Registrant)
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By:
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/s/ Andrew S. Samuel
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Andrew S. Samuel
Chairman
and Chief Executive Officer
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Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective
Amendment No. 1 to the Registration Statements has been signed by the following persons in the capacities indicated on January 24, 2012.
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Signature
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Capacity
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/s/ Andrew S. Samuel
Andrew S. Samuel
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Chairman, Chief Executive Officer & Director
(Principal Executive Officer)
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/s/ Mark S. Merrill
Mark S. Merrill
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Chief Financial Officer
(Principal Financial Officer)
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/s/ Clifford E. DeBaptiste
Clifford E. DeBaptiste
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Director
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/s/ Jeffrey F. Lehman
Jeffrey F. Lehman
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Director
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/s/ Kenneth R. Lehman
Kenneth R. Lehman
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Director
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/s/ Edward A. Leo
Edward A. Leo
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Director
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/s/ Charles C. Pearson, Jr.
Charles C. Pearson, Jr.
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Director
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/s/ Michael A. Peck
Michael A. Peck
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Director
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William E.
Pommerening
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Director
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/s/ Robert E. Poole, Jr.
Robert E. Poole, Jr.
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Director
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Signature
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Capacity
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/s/ Terry L. Randall
Terry L. Randall
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Director
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/s/ Hasu P. Shah
Hasu P. Shah
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Director
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Klare S.
Sunderland
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Director
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