- Current report filing (8-K)
11 May 2011 - 4:24AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of
1934
Date of Report (Date of earliest event reported): May 9, 2011
TradeStation Group, Inc.
(Exact name of registrant as specified in its charter)
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Florida
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000-31049
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650977576
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(State or other jurisdiction
of incorporation)
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(Commission
(File Number)
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(I.R.S. Employer
Identification No.)
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8050 SW 10th Street, Suite 4000, Plantation, Florida
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33324
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (954) 652-7000
Not Applicable
Former name or former address, if changed since last report
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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As contemplated by Section 1.03(d) of the Merger Agreement (as defined below), on May 9, 2011, Nathan D. Leight
irrevocably submitted his resignation as a director of TradeStation Group, Inc. (the
Company
) and as a member of all committees of the board of directors of the Company (the
Board
). The resignation is effective
only upon (1) the consummation of the tender offer being made by Felix 2011 Acquisition Sub, Inc. pursuant to that certain Agreement and Plan of Merger, dated as of April 20, 2011 (the
Merger Agreement
), among Monex
Group, Inc. (
Monex
), Felix 2011 Acquisition Sub, Inc. and the Company and (2) the acceptance of such resignation by the Board on behalf of the Company. Pursuant to the Merger Agreement, the Company may not accept such
resignation without the prior written consent of Monex. A copy of the Merger Agreement is attached as Exhibit 2.1 to the Form 8-K filed by the Company with the Securities and Exchange Commission on April 21, 2011, which was the second and later
filed Form 8-K on that date.
On May 10, 2011, the
Company and Monex issued a joint press release announcing the commencement of a tender offer by Monex through its wholly-owned subsidiary, Felix 2011 Acquisition Sub, Inc. (
Purchaser
), for all outstanding shares of common stock of
the Company for $9.75 per share, net to the seller in cash, without interest and less any required withholding taxes. The tender offer is being made pursuant to an Offer to Purchase, dated May 10, 2011, and in connection with the previously
announced Merger Agreement. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01
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Financial Statements and Exhibits.
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(d)
Exhibits.
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Exhibit
No.
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Description
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99.1
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Press Release dated May 10, 2011
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2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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TradeStation Group, Inc.
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Date: May 10, 2011
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By:
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/
s
/ David H. Fleischman
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Name:
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David H. Fleischman
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Title:
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Chief Financial Officer, Vice President of Finance and Treasurer
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3
EXHIBIT INDEX
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Exhibit
No.
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Description
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99.1
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Press Release dated May 10, 2011
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