Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
06 December 2022 - 9:08AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
REPORT
OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16
UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For
the month of December 2022
Commission
File Number: 001-40207
Waldencast
plc
(Translation
of Registrant’s name into English)
10
Bank Street, Suite 560
White
Plains, New York, 10606
(Address
of principal executive office)
Indicate
by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form
20-F ☒ Form 40-F ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
WALDENCAST
PLC
On
December 1, 2022, Waldencast plc (the “Company”) appointed American Stock & Trust Company, LLC (“AST”) as
its new transfer agent, replacing Continental Stock Transfer & Trust Company (“CST”), effective as of December 1,
2022.
In
connection with such appointment, the Company entered into the First Amendment to the Warrant Agreement (“Amendment No. 1 to the
Warrant Agreement”), dated as of December 1, 2022, by and among the Company, AST, and CST, pursuant to which, AST replaced CST
as the warrant agent.
The
foregoing description of the Amendment No. 1 to the Warrant Agreement is not complete and is subject to, and qualified in its entirety,
by reference to the Amendment No. 1 to the Warrant Agreement, a copy of which is attached hereto as Exhibit 4.1, and the terms of which
are incorporated by reference herein.
EXHIBIT
INDEX
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, Waldencast plc has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
|
|
Waldencast
plc |
|
|
(Registrant) |
|
|
|
|
Date:
December 5, 2022 |
By: |
/s/
Michel Brousset |
|
|
Name: |
Michel
Brousset |
|
|
Title: |
Chief
Executive Officer |
2
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