- Initial Statement of Beneficial Ownership (3)
10 May 2012 - 6:40AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Barzun Brooke Brown
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2. Date of Event Requiring Statement (MM/DD/YYYY)
4/29/2012
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3. Issuer Name
and
Ticker or Trading Symbol
BROWN FORMAN CORP [BFA, BFB]
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(Last)
(First)
(Middle)
850 DIXIE HIGHWAY
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
LOUISVILLE, KY 40210
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Class A Common
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157404
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D
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Class A Common
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1667
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I
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Spouse
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Class A Common
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178666
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I
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BBB Revocable Trust
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Class A Common
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67547
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I
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Hackberry Manor LP
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Class A Common
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53030
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I
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Hackberry II LP
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Class A Common
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40182
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I
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Hackberry 2007 LP
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Class A Common
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100000
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I
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Hackberry 2010 LLC
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Class A Common
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12
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I
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Eleanor Lee Trusts
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Class A Common
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211224.75
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I
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Hebe Limited Partnership
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Class A Common
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5725
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I
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Driftwood Holdings Three, LLC
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Class A Common
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8709
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I
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Woodford Partners Kentucky, LLC
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Class A Common
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32838
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I
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Longview Charitable LP
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Class A Common
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45143
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I
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Trust fbo Owsley Brown III
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Class A Common
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3136
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I
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Trust fbo child
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Class A Common
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5679
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I
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Trust fbo child
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Class A Common
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5679
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I
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Trust fbo child
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Class A Common
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980
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I
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Trust fbo children
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Class A Common
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493740
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I
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Guilford-Brown LP
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Class A Common
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13626
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I
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Trust fbo Brooke Barzun
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Class A Common
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2220077
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I
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Olympus Three LLC
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Class B Common
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83226
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D
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Class B Common
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237
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I
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Spouse
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Class B Common
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33178
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I
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BBB Revocable Trust
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Class B Common
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16886
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I
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Hackberry Manor LP
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Class B Common
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13257
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I
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Hackberry II LP
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Class B Common
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3295
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I
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Hackberry 2007 LP
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Class B Common
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125
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I
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UTMA
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Class B Common
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375
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I
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UTMA
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Class B Common
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375
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I
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UTMA
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Class B Common
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1320
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I
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Owsley Brown II IRA
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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Remarks:
The reporting person disclaims beneficial ownership of indirectly held shares except to the extent of her pecuniary interest therein.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Barzun Brooke Brown
850 DIXIE HIGHWAY
LOUISVILLE, KY 40210
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X
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Signatures
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Diane M. Barhorst, Atty in Fact for Brooke Brown Barzun
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5/9/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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