FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Fitzgerald Brian P
2. Issuer Name and Ticker or Trading Symbol

BROWN FORMAN CORP [ BFA, BFB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
SVP, Chief Accounting Officer
(Last)          (First)          (Middle)

850 DIXIE HIGHWAY
3. Date of Earliest Transaction (MM/DD/YYYY)

4/30/2018
(Street)

LOUISVILLE, KY 40210
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class B Common   4/30/2018     M    6169   A $13.942   10586   (1) D    
Class B Common   4/30/2018     F    3064   D $56.04   (2) 7522   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Right   $13.942   (3) 4/30/2018     M         6169    5/1/2011   4/30/2018   Class B Common   6169.0   (3) $0   0   D    
Stock Appreciation Right   $10.62   (4)                  5/1/2012   4/30/2019   Class B Common   12043.0   (4)   12043   D    
Stock Appreciation Right   $15.088   (5)                  5/1/2013   4/30/2020   Class B Common   10110.0   (5)   10110   D    
Stock Appreciation Right   $18.217   (6)                  5/1/2014   4/30/2021   Class B Common   9524.0   (6)   9524   D    
Stock Appreciation Right   $23.047   (7)                  5/1/2015   4/30/2022   Class B Common   8849.0   (7)   8849   D    
Stock Appreciation Right   $28.433   (8)                  5/1/2016   4/30/2023   Class B Common   14676.0   (8)   14676   D    
Stock Appreciation Right   $36.109   (9)                  5/1/2017   4/30/2024   Class B Common   11324.0   (9)   11324   D    
Stock Appreciation Right   $40.145   (10)                  5/1/2018   4/30/2025   Class B Common   13280.0   (10)   13280   D    
Stock Appreciation Right   $38.481   (11)                  5/1/2019   4/30/2026   Class B Common   18155.0   (11)   18155   D    
Stock Appreciation Right   $39.757   (12)                  5/1/2020   4/30/2027   Class B Common   18376.0   (12)   18376   D    

Explanation of Responses:
(1)  On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 883 additional shares in the February 2018 stock split.
(2)  The closing price of BF-B on April 27, 2018 was used to calculate the withholding obligation.
(3)  These stock appreciation rights were previously reported as covering 4,844 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
(4)  These stock appreciation rights were previously reported as covering 9,456 shares at an exercise price of $13.525, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
(5)  These stock appreciation rights were previously reported as covering 7,938 shares at an exercise price of $19.215, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
(6)  These stock appreciation rights were previously reported as covering 7,478 shares at an exercise price of $23.20, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
(7)  These stock appreciation rights were previously reported as covering 6,948 shares at an exercise price of $29.35, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
(8)  These stock appreciation rights were previously reported as covering 11,524 shares at an exercise price of $36.21, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
(9)  These stock appreciation rights were previously reported as covering 8,892 shares at an exercise price of $45.985, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
(10)  These stock appreciation rights were previously reported as covering 10,428 shares at an exercise price of $51.125, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
(11)  These stock appreciation rights were previously reported as covering 14,256 shares at an exercise price of $49.005, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
(12)  These stock appreciation rights were previously reported as covering 14,429 shares at an exercise price of $50.63, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Fitzgerald Brian P
850 DIXIE HIGHWAY
LOUISVILLE, KY 40210


SVP, Chief Accounting Officer

Signatures
Michael E. Carr, Jr., Attorney in Fact for Brian P. Fitzgerald 5/2/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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