UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-05715

 

The Gabelli Convertible & Income Securities Fund Inc.

(Exact name of registrant as specified in charter)

 

One Corporate Center

Rye, New York 10580-1422

(Address of principal executive offices) (Zip code)

 

Bruce N. Alpert

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-1422

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 1-800-422-3554

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2019 – June 30, 2020

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

     

PROXY VOTING RECORD

 

FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020

 

ProxyEdge Report Date: 07/01/2020
Meeting Date Range: 07/01/2019 - 06/30/2020 1
The Gabelli Covertible and Income Securities Fund Inc.  

 

Investment Company Report

 

  ALIBABA GROUP HOLDING LIMITED    
  Security 01609W102       Meeting Type Annual  
  Ticker Symbol BABA                  Meeting Date 15-Jul-2019  
  ISIN US01609W1027       Agenda 935052302 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1.    Effect an increase in the number of authorized Ordinary
Shares to 32,000,000,000 and effect a one-to-eight share
subdivision of the Company's Ordinary Shares. 		Management   For   For    
  2.1   Election of Director for a three year term: DANIEL
ZHANG 		Management   For   For    
  2.2   Election of Director for a three year term: CHEE HWA
TUNG 		Management   For   For    
  2.3   Election of Director for a three year term: JERRY YANG Management   For   For    
  2.4   Election of Director for a three year term: WAN LING
MARTELLO 		Management   For   For    
  3.    Ratify the appointment of PricewaterhouseCoopers as
the independent registered public accounting firm of the
Company. 		Management   For   For    
  SEVERN TRENT PLC    
  Security G8056D159       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 17-Jul-2019  
  ISIN GB00B1FH8J72       Agenda 711319891 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1     RECEIVE THE REPORT AND ACCOUNTS FOR THE
YEAR ENDED 31 MARCH 2019 		Management   For   For    
  2     APPROVE THE DIRECTORS' REMUNERATION
REPORT 		Management   For   For    
  3     TO APPROVE CHANGES TO THE SEVERN TRENT
PLC LONG TERM INCENTIVE PLAN 2014 		Management   For   For    
  4     APPROVE THE EXTENSION OF THE SEVERN TRENT
SHARESAVE SCHEME BY AN ADDITIONAL PERIOD
OF TEN YEARS 		Management   For   For    
  5     DECLARE A FINAL ORDINARY DIVIDEND IN
RESPECT OF THE YEAR ENDED 31 MARCH 2019 		Management   For   For    
  6     REAPPOINT KEVIN BEESTON AS DIRECTOR Management   For   For    
  7     REAPPOINT JAMES BOWLING AS DIRECTOR Management   For   For    
  8     REAPPOINT JOHN COGHLAN AS DIRECTOR Management   For   For    
  9     REAPPOINT ANDREW DUFF AS DIRECTOR Management   For   For    
  10    REAPPOINT OLIVIA GARFIELD AS DIRECTOR Management   For   For    
  11    REAPPOINT DOMINIQUE REINICHE AS DIRECTOR Management   For   For    
  12    REAPPOINT PHILIP REMNANT CBE AS DIRECTOR Management   For   For    
  13    REAPPOINT DAME ANGELA STRANK AS DIRECTOR Management   For   For    
  14    REAPPOINT DELOITTE LLP AS AUDITOR OF THE
COMPANY 		Management   For   For    
  15    AUTHORISE THE AUDIT COMMITTEE TO DETERMINE
THE REMUNERATION OF THE AUDITOR 		Management   For   For    
  16    AUTHORISE THE COMPANY AND ALL COMPANIES
WHICH ARE SUBSIDIARIES OF THE COMPANY TO
MAKE POLITICAL DONATIONS NOT EXCEEDING GBP
50,000 IN TOTAL 		Management   For   For    
  17    RENEW THE COMPANY'S AUTHORITY TO ALLOT
SHARES 		Management   For   For    
  18    DISAPPLY PRE-EMPTION RIGHTS ON UP TO 5% OF
THE ISSUED SHARE CAPITAL 		Management   For   For    
  19    DISAPPLY PRE-EMPTION RIGHTS ON UP TO AN
ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL IN
CONNECTION WITH AN ACQUISITION OR SPECIFIED
CAPITAL INVESTMENT 		Management   For   For    
  20    AUTHORISE THE COMPANY TO MAKE MARKET
PURCHASES OF ITS ORDINARY SHARES 		Management   For   For    
  21    AUTHORISE GENERAL MEETINGS OF THE
COMPANY, OTHER THAN ANNUAL GENERAL
MEETINGS, TO BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE 		Management   For   For    
  SPARK THERAPEUTICS, INC.    
  Security 84652J103       Meeting Type Annual  
  Ticker Symbol ONCE                  Meeting Date 05-Sep-2019  
  ISIN US84652J1034       Agenda 935063494 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1.    DIRECTOR Management            
      1 Anand Mehra, MD       For   For    
      2 Robert J. Perez       For   For    
      3 Lota Zoth       For   For    
  2.    To approve, on an advisory basis, the compensation paid
to the Company's named executive officers. 		Management   For   For    
  3.    To ratify the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2019. 		Management   For   For    
  PERNOD RICARD SA    
  Security F72027109       Meeting Type MIX 
  Ticker Symbol         Meeting Date 08-Nov-2019  
  ISIN FR0000120693       Agenda 711596253 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  CMMT  PLEASE NOTE IN THE FRENCH MARKET THAT THE
ONLY VALID VOTE OPTIONS ARE "FOR"-AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED
AS AN "AGAINST" VOTE. 		Non-Voting            
  CMMT  THE FOLLOWING APPLIES TO SHAREHOLDERS
THAT DO NOT HOLD SHARES DIRECTLY WITH A-
FRENCH CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE-
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED-
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD-THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE 		Non-Voting            
  CMMT  IN CASE AMENDMENTS OR NEW RESOLUTIONS
ARE PRESENTED DURING THE MEETING, YOUR-
VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU-WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR-BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU 		Non-Voting            
  CMMT  23 OCT 2019: PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS-AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:-
https://www.journal-
officiel.gouv.fr/publications/balo/pdf/2019/1002/20191002
1-904463.pdf AND-https://www.journal-
officiel.gouv.fr/publications/balo/pdf/2019/1023/20191023
1-904598.pdf; PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN RECORD DATE-FROM
05 NOV 2019 TO 06 NOV 2019 AND ADDITION OF URL
LINK. IF YOU HAVE ALREADY-SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK
YOU. 		Non-Voting            
  O.1   APPROVAL OF THE CORPORATE FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2019 		Management   For   For    
  O.2   APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2019 		Management   For   For    
  O.3   ALLOCATION OF INCOME FOR THE FINANCIAL YEAR
ENDED 30 JUNE 2019 AND SETTING OF THE
DIVIDEND 		Management   For   For    
  O.4   APPROVAL OF THE REGULATED AGREEMENTS AND
COMMITMENTS REFERRED TO IN ARTICLES L. 225-
38 AND FOLLOWING OF THE FRENCH COMMERCIAL
CODE 		Management   For   For    
  O.5   RENEWAL OF THE TERM OF OFFICE OF MRS. KORY
SORENSON AS DIRECTOR 		Management   For   For    
  O.6   APPOINTMENT OF MRS. ESTHER BERROZPE
GALINDO AS DIRECTOR 		Management   For   For    
  O.7   APPOINTMENT OF MR. PHILIPPE PETITCOLIN AS
DIRECTOR 		Management   For   For    
  O.8   SETTING OF THE ANNUAL AMOUNT OF
ATTENDANCE FEES ALLOCATED TO THE MEMBERS
OF THE BOARD OF DIRECTORS 		Management   For   For    
  O.9   APPROVAL OF THE COMPENSATION ELEMENTS
DUE OR AWARDED FOR THE FINANCIAL YEAR
2018/2019 TO MR. ALEXANDRE RICARD, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER 		Management   For   For    
  O.10  APPROVAL OF THE COMPENSATION POLICY
ELEMENTS APPLICABLE TO MR. ALEXANDRE
RICARD, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER 		Management   For   For    
  O.11  AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS IN ORDER TO TRADE IN THE
SHARES OF THE COMPANY 		Management   For   For    
  E.12  AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLATION OF TREASURY SHARES UP TO A
MAXIMUM OF 10% OF THE SHARE CAPITAL 		Management   For   For    
  E.13  DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL FOR A MAXIMUM
NOMINAL AMOUNT OF 135 MILLION EUROS (I.E.
APPROXIMATELY 32.81% OF THE SHARE CAPITAL),
BY ISSUING COMMON SHARES AND/OR ANY
TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE COMPANY'S CAPITAL, WITH RETENTION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT 		Management   For   For    
  E.14  DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL FOR A MAXIMUM
AMOUNT OF 41 MILLION EUROS (I.E. 9.96% OF THE
SHARE CAPITAL), BY ISSUING COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, IN THE CONTEXT OF A
PUBLIC OFFERING 		Management   For   For    
  E.15  DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF AN INCREASE IN SHARE CAPITAL WITH
OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHT
UP TO A LIMIT OF 15% OF THE INITIAL ISSUE MADE
PURSUANT TO THE 13TH, 14TH AND 16TH
RESOLUTIONS 		Management   For   For    
  E.16  DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO EQUITY SECURITIES TO BE
ISSUED, WITH CANCELLATION THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY
WAY OF A PRIVATE PLACEMENT, WITHIN THE
CONTEXT OF ARTICLE L. 411-2 SECTION II OF THE
FRENCH MONETARY AND FINANCIAL CODE, FOR A
MAXIMUM NOMINAL AMOUNT OF 41 MILLION EUROS
(APPROXIMATELY 9.96% OF THE SHARE CAPITAL 		Management   For   For    
  E.17  DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE COMPANY'S CAPITAL IN
CONSIDERATION FOR CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY UP TO A MAXIMUM OF
10% OF THE SHARE CAPITAL 		Management   For   For    
  E.18  DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE COMPANY'S CAPITAL
UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, IN THE CASE OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY 		Management   For   For    
  E.19  DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL FOR A MAXIMUM
NOMINAL AMOUNT OF 135 MILLION EUROS (I.E.
APPROXIMATELY 32.81% OF THE SHARE CAPITAL)
BY INCORPORATION OF PREMIUMS, RESERVES,
PROFITS OR OTHERS 		Management   For   For    
  E.20  AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS IN ORDER TO PROCEED WITH THE
FREE ALLOCATION OF PERFORMANCE SHARES,
EXISTING SHARES OR SHARES TO BE ISSUED, TO
EMPLOYEES AND EXECUTIVE CORPORATE
OFFICERS OF THE COMPANY AND GROUP
COMPANIES 		Management   For   For    
  E.21  AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS TO GRANT TO EMPLOYEES AND
EXECUTIVE CORPORATE OFFICERS OF THE
COMPANY AND GROUP COMPANIES OPTIONS
GRANTING ENTITLEMENT TO SUBSCRIBE FOR
SHARES OF THE COMPANY TO BE ISSUED OR TO
PURCHASE EXISTING SHARES OF THE COMPANY 		Management   For   For    
  E.22  DELEGATIONS OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL, RESERVED
FOR MEMBERS OF COMPANY SAVINGS PLANS
WITH CANCELLATION OF PRE-EMPTIVE
SUBSCRIPTION RIGHTS IN FAVOUR OF THE LATTER 		Management   For   For    
  E.23  DELEGATIONS OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO CAPITAL IN FAVOUR OF
CATEGORY(IES) OF DESIGNATED BENEFICIARIES
WITH CANCELLATION OF PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE
LATTER 		Management   For   For    
  E.24  AMENDMENT TO ARTICLE 16 OF THE BY-LAWS TO
DETERMINE THE NUMBER OF DIRECTORS
REPRESENTING THE EMPLOYEES PRESENT AT THE
BOARD OF DIRECTORS ACCORDING TO THE
NUMBER OF DIRECTORS SERVING ON THE BOARD
UNDER ARTICLE L. 225-27-1 OF THE FRENCH
COMMERCIAL CODE 		Management   For   For    
  E.25  POWERS TO CARRY OUT ALL LEGAL FORMALITIES Management   For   For    
  ELITE PHARMACEUTICALS, INC.    
  Security 28659T200       Meeting Type Annual  
  Ticker Symbol ELTP                  Meeting Date 04-Dec-2019  
  ISIN US28659T2006       Agenda 935092902 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1.    DIRECTOR Management            
      1 Barry Dash, Ph.D.#       For   For    
      2 Davis Caskey*       For   For    
      3 Nasrat Hakim%       For   For    
      4 Jeffrey Whitnell%       For   For    
  2.    The amendment of our Articles of Incorporation to
increase the number of shares of common stock the
Company is authorized to issue from 995,000 000 shares
to 1,445,0000 shares 		Management   For   For    
  3.    Ratification of the appointment of the current firm
Buchbinder Tunick & Company LLP as our independent
registered public accounting firm to audit our financial
statements for the fiscal year ending March 31, 2020. 		Management   For   For    
  4.    Approval, by non-binding vote, of executive
compensation. 		Management   For   For    
  COSTCO WHOLESALE CORPORATION    
  Security 22160K105       Meeting Type Annual  
  Ticker Symbol COST                  Meeting Date 22-Jan-2020  
  ISIN US22160K1051       Agenda 935114087 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1.    DIRECTOR Management            
      1 Susan L. Decker       For   For    
      2 Richard A. Galanti       For   For    
      3 Sally Jewell       For   For    
      4 Charles T. Munger       For   For    
  2.    Ratification of selection of independent auditors. Management   For   For    
  3.    Approval, on an advisory basis, of executive
compensation. 		Management   For   For    
  4.    Approval to amend Articles of Incorporation to permit
removal of directors without cause. 		Management   For   For    
  5.    Shareholder proposal regarding a director skills matrix
and disclosure of director ideological perspectives. 		Shareholder   Against   For    
  TIFFANY & CO.    
  Security 886547108       Meeting Type Special 
  Ticker Symbol TIF                   Meeting Date 04-Feb-2020  
  ISIN US8865471085       Agenda 935121347 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1.    The merger proposal - To adopt the Agreement and Plan
of Merger, dated as of November 24, 2019, as it may be
amended from time to time (the "merger agreement"), by
and among Tiffany & Co. ("Company"), LVMH Moët
Hennessy-Louis Vuitton SE, a societas Europaea
(European company) organized under laws of France
("Parent"), Breakfast Holdings Acquisition Corp., a
Delaware corporation and an indirect wholly owned
subsidiary of Parent, & Breakfast Acquisition Corp., a
Delaware corporation and a direct wholly owned
subsidiary of Holding ("Merger Sub"). 		Management   For   For    
  2.    The compensation proposal: To approve, by non-binding,
advisory vote, certain compensation arrangements for the
Company's named executive officers in connection with
the merger. 		Management   For   For    
  3.    The adjournment proposal: To adjourn or postpone the
special meeting, if necessary or appropriate, to solicit
additional proxies if there are not sufficient votes to
approve the merger proposal described above in
Proposal 1. 		Management   For   For    
  SWEDISH MATCH AB    
  Security W92277115       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 02-Apr-2020  
  ISIN SE0000310336       Agenda 712198565 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  CMMT  AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS
AN AGAINST VOTE IF THE MEETING-REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION 		Non-Voting            
  CMMT  MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED 		Non-Voting            
  CMMT  IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE 		Non-Voting            
  1     OPENING OF THE MEETING AND ELECTION OF THE
CHAIRMAN OF THE MEETING: URBAN-BAVESTAM,
ATTORNEY AT LAW 		Non-Voting            
  2     PREPARATION AND APPROVAL OF THE VOTING
LIST 		Non-Voting            
  3     ELECTION OF ONE OR TWO PERSONS TO VERIFY
THE MINUTES 		Non-Voting            
  4     DETERMINATION OF WHETHER THE MEETING HAS
BEEN DULY CONVENED 		Non-Voting            
  5     APPROVAL OF THE AGENDA Non-Voting            
  6     PRESENTATION OF THE ANNUAL REPORT AND THE
AUDITOR'S REPORT, THE CONSOLIDATED-
FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT ON THE CONSOLIDATED FINANCIAL-
STATEMENTS FOR 2019, THE AUDITOR'S OPINION
REGARDING COMPLIANCE WITH THE-PRINCIPLES
FOR REMUNERATION TO MEMBERS OF THE
EXECUTIVE MANAGEMENT AS WELL AS-THE BOARD
OF DIRECTORS' PROPOSAL REGARDING THE
ALLOCATION OF PROFIT AND-MOTIVATED 		Non-Voting            
    STATEMENT. IN CONNECTION THERETO, THE
PRESIDENT'S SPEECH AND THE-BOARD OF
DIRECTORS' REPORT ON ITS WORK AS WELL AS
THE WORK AND FUNCTION OF-THE
REMUNERATION COMMITTEE AND THE AUDIT
COMMITTEE 		                 
  7     RESOLUTION ON ADOPTION OF THE INCOME
STATEMENT AND BALANCE SHEET AND OF THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET 		Management   No Action        
  8     RESOLUTION REGARDING ALLOCATION OF THE
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND RESOLUTION ON A
RECORD DAY FOR DIVIDEND: 12.50 SEK PER SHARE 		Management   No Action        
  9     RESOLUTION REGARDING DISCHARGE FROM
LIABILITY IN RESPECT OF THE BOARD MEMBERS
AND THE PRESIDENT 		Management   No Action        
  CMMT  PLEASE NOTE THAT RESOLUTIONS 10 TO 15 ARE
PROPOSED BY NOMINATING COMMITTEE-AND
BOARD DOES NOT MAKE ANY RECOMMENDATION
ON THESE PROPOSALS. THE STANDING-
INSTRUCTIONS ARE DISABLED FOR THIS MEETING 		Non-Voting            
  10    RESOLUTION REGARDING THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS TO BE
ELECTED BY THE MEETING: EIGHT MEMBERS AND
NO DEPUTIES 		Management   No Action        
  11    RESOLUTION REGARDING REMUNERATION TO THE
MEMBERS OF THE BOARD OF DIRECTORS 		Management   No Action        
  12    ELECTION OF MEMBERS OF THE BOARD, THE
CHAIRMAN OF THE BOARD AND THE DEPUTY
CHAIRMAN OF THE BOARD: THE FOLLOWING
MEMBERS OF THE BOARD OF DIRECTORS ARE
PROPOSED FOR RE-ELECTION FOR THE PERIOD
UNTIL THE END OF THE ANNUAL GENERAL
MEETING 2021: CHARLES A. BLIXT, ANDREW
CRIPPS, JACQUELINE HOOGERBRUGGE, CONNY
KARLSSON, PAULINE LINDWALL, WENCHE
ROLFSEN AND JOAKIM WESTH. ALSO, ALEXANDER
LACIK IS PROPOSED TO BE ELECTED AS NEW
MEMBER OF THE BOARD OF DIRECTORS. CONNY
KARLSSON IS PROPOSED TO BE RE-ELECTED AS
CHAIRMAN OF THE BOARD AND ANDREW CRIPPS IS
PROPOSED TO BE RE-ELECTED AS DEPUTY
CHAIRMAN OF THE BOARD 		Management   No Action        
  13    RESOLUTION REGARDING THE NUMBER OF
AUDITORS: ONE AND NO DEPUTY AUDITOR 		Management   No Action        
  14    RESOLUTION REGARDING REMUNERATION TO THE
AUDITOR 		Management   No Action        
  15    ELECTION OF AUDITOR: THE AUDITOR COMPANY
DELOITTE AB IS PROPOSED TO BE RE-ELECTED AS
AUDITOR FOR THE PERIOD UNTIL THE END OF THE
ANNUAL GENERAL MEETING 2021 		Management   No Action        
  16    RESOLUTION REGARDING GUIDELINES FOR
REMUNERATION TO MEMBERS OF THE EXECUTIVE
MANAGEMENT 		Management   No Action        
  17    RESOLUTION REGARDING: A) THE REDUCTION OF
THE SHARE CAPITAL BY MEANS OF WITHDRAWAL
OF REPURCHASED SHARES; AND B) BONUS ISSUE 		Management   No Action        
  18    RESOLUTION REGARDING AUTHORIZATION OF THE
BOARD OF DIRECTORS TO RESOLVE ON
ACQUISITIONS OF SHARES IN THE COMPANY 		Management   No Action        
  19    RESOLUTION REGARDING AUTHORIZATION OF THE
BOARD OF DIRECTORS TO RESOLVE ON TRANSFER
OF SHARES IN THE COMPANY 		Management   No Action        
  20    RESOLUTION REGARDING AUTHORIZATION OF THE
BOARD OF DIRECTORS TO ISSUE NEW SHARES 		Management   No Action        
  21.A  PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: RESOLUTION
REGARDING PROPOSAL FROM A SHAREHOLDER
REGARDING THAT THE ANNUAL GENERAL MEETING
SHALL RESOLVE: TO DELEGATE TO THE BOARD OF
DIRECTORS TO TRY TO ACHIEVE AN ABOLISHMENT
OF VOTING POWER DIFFERENCES BY AMENDING
THE SWEDISH COMPANIES ACT 		Shareholder   No Action        
  21.B  PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: RESOLUTION
REGARDING PROPOSAL FROM A SHAREHOLDER
REGARDING THAT THE ANNUAL GENERAL MEETING
SHALL RESOLVE: TO DELEGATE TO THE BOARD OF
DIRECTORS TO PREPARE A PROPOSAL
CONCERNING A SYSTEM FOR GIVING SMALL AND
MEDIUM-SIZED SHAREHOLDERS REPRESENTATION
IN BOTH THE BOARD OF DIRECTORS OF THE
COMPANY AND THE NOMINATING COMMITTEE AND
TO STRIVE FOR A CHANGE IN THE NATIONAL LEGAL
FRAMEWORK TO ACHIEVE THE SAME AMENDMENT 		Shareholder   No Action        
  CMMT  26 FEB 2020: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF-NUMBERING
OF RESOLUTION 21.B. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS.-THANK YOU 		Non-Voting            
  SWISSCOM AG    
  Security H8398N104       Meeting Type Ordinary General Meeting 
  Ticker Symbol         Meeting Date 06-Apr-2020  
  ISIN CH0008742519       Agenda 712203708 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  CMMT  PLEASE NOTE THAT BENEFICIAL OWNER DETAILS
ARE REQUIRED FOR THIS MEETING. IF-NO
BENEFICIAL OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE REJECTED.-THANK
YOU. 		Non-Voting            
  CMMT  PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE 		Non-Voting            
  1.1   REPORT ON THE FINANCIAL YEAR 2019: APPROVAL
OF THE MANAGEMENT REPORT, THE FINANCIAL
STATEMENTS OF SWISSCOM LTD AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 2019 		Management   No Action        
  1.2   REPORT ON THE FINANCIAL YEAR 2019:
CONSULTATIVE VOTE ON THE REMUNERATION
REPORT 2019 		Management   No Action        
  2     APPROPRIATION OF THE RETAINED EARNINGS 2019
AND DECLARATION OF DIVIDEND: DIVIDEND OF
CHF 14.30 PER SHARE 		Management   No Action        
  3     DISCHARGE OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE GROUP EXECUTIVE BOARD 		Management   No Action        
  4.1   RE-ELECTIONS TO THE BOARD OF DIRECTOR:
ROLAND ABT 		Management   No Action        
  4.2   RE-ELECTIONS TO THE BOARD OF DIRECTOR:
ALAIN CARRUPT 		Management   No Action        
  4.3   RE-ELECTIONS TO THE BOARD OF DIRECTOR:
FRANK ESSER 		Management   No Action        
  4.4   RE-ELECTIONS TO THE BOARD OF DIRECTOR:
BARBARA FREI 		Management   No Action        
  4.5   RE-ELECTIONS TO THE BOARD OF DIRECTOR:
SANDRA LATHION-ZWEIFEL 		Management   No Action        
  4.6   RE-ELECTIONS TO THE BOARD OF DIRECTOR:
ANNA MOSSBERG 		Management   No Action        
  4.7   RE-ELECTIONS TO THE BOARD OF DIRECTOR:
MICHAEL RECHSTEINER 		Management   No Action        
  4.8   RE-ELECTIONS TO THE BOARD OF DIRECTOR:
HANSUELI LOOSLI 		Management   No Action        
  4.9   RE-ELECTIONS TO THE BOARD OF DIRECTOR:
HANSUELI LOOSLI AS CHAIRMAN 		Management   No Action        
  5.1   RE-ELECTIONS TO THE COMPENSATION
COMMITTEE: ROLAND ABT 		Management   No Action        
  5.2   RE-ELECTIONS TO THE COMPENSATION
COMMITTEE: FRANK ESSER 		Management   No Action        
  5.3   RE-ELECTIONS TO THE COMPENSATION
COMMITTEE: BARBARA FREI 		Management   No Action        
  5.4   RE-ELECTIONS TO THE COMPENSATION
COMMITTEE: HANSUELI LOOSLI 		Management   No Action        
  5.5   RE-ELECTIONS TO THE COMPENSATION
COMMITTEE: RENZO SIMONI 		Management   No Action        
  6.1   APPROVAL OF THE TOTAL REMUNERATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS FOR
2021 		Management   No Action        
  6.2   APPROVAL OF THE TOTAL REMUNERATION OF THE
MEMBERS OF THE GROUP EXECUTIVE BOARD FOR
2021 		Management   No Action        
  7     RE-ELECTION OF THE INDEPENDENT PROXY: THE
BOARD OF DIRECTORS PROPOSES THAT THE LAW
FIRM REBER RECHTSANWALTE KIG, ZURICH, BE
RE-ELECTED AS INDEPENDENT PROXY FOR THE
PERIOD OF TIME UNTIL THE CONCLUSION OF THE
NEXT ORDINARY SHAREHOLDERS' MEETING 		Management   No Action        
  8     RE-ELECTION OF THE STATUTORY AUDITORS: THE
BOARD OF DIRECTORS PROPOSES THAT
PRICEWATERHOUSECOOPERS AG, ZURICH, BE RE-
ELECTED AS STATUTORY AUDITORS FOR THE 2020
FINANCIAL YEAR 		Management   No Action        
  THE BANK OF NEW YORK MELLON CORPORATION    
  Security 064058100       Meeting Type Annual  
  Ticker Symbol BK                    Meeting Date 15-Apr-2020  
  ISIN US0640581007       Agenda 935134940 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: Linda Z. Cook Management   For   For    
  1B.   Election of Director: Joseph J. Echevarria Management   For   For    
  1C.   Election of Director: Thomas P. "Todd" Gibbons Management   For   For    
  1D.   Election of Director: Jeffrey A. Goldstein Management   For   For    
  1E.   Election of Director: Edmund F. "Ted" Kelly Management   For   For    
  1F.   Election of Director: Jennifer B. Morgan Management   For   For    
  1G.   Election of Director: Elizabeth E. Robinson Management   For   For    
  1H.   Election of Director: Samuel C. Scott III Management   For   For    
  1I.   Election of Director: Frederick O. Terrell Management   For   For    
  1J.   Election of Director: Alfred W. "Al" Zollar Management   For   For    
  2.    Advisory resolution to approve the 2019 compensation of
our named executive officers. 		Management   For   For    
  3.    Ratification of KPMG LLP as our independent auditor for
2020. 		Management   For   For    
  4.    Stockholder proposal regarding pay equity report. Shareholder   Abstain   Against    
  5.    Stockholder proposal regarding stockholder vote on
bylaw and charter amendments. 		Shareholder   Against   For    
  JULIUS BAER GRUPPE AG    
  Security H4414N103       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 16-Apr-2020  
  ISIN CH0102484968       Agenda 712298238 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  CMMT  PLEASE NOTE THAT BENEFICIAL OWNER DETAILS
ARE REQUIRED FOR THIS MEETING. IF-NO
BENEFICIAL OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE REJECTED.-THANK
YOU. 		Non-Voting            
  1.1   ACCEPT FINANCIAL STATEMENTS AND STATUTORY
REPORTS 		Management   No Action        
  1.2   APPROVE REMUNERATION REPORT Management   No Action        
  2     APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF CHF 1.50 PER SHARE 		Management   No Action        
  3     APPROVE DISCHARGE OF BOARD AND SENIOR
MANAGEMENT 		Management   No Action        
  4.1   APPROVE REMUNERATION OF BOARD OF
DIRECTORS IN THE AMOUNT OF CHF 4 MILLION
FROM 2020 AGM UNTIL 2021 AGM 		Management   No Action        
  4.2.1 APPROVE VARIABLE CASH-BASED REMUNERATION
OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 7.5 MILLION FOR FISCAL 2019 		Management   No Action        
  4.2.2 APPROVE VARIABLE SHARE-BASED
REMUNERATION OF EXECUTIVE COMMITTEE IN
THE AMOUNT OF CHF 6.7 MILLION FOR FISCAL 2020 		Management   No Action        
  4.2.3 APPROVE FIXED REMUNERATION OF EXECUTIVE
COMMITTEE IN THE AMOUNT OF CHF 9.2 MILLION
FOR FISCAL 2021 		Management   No Action        
  5.1.1 RE-ELECT ROMEO LACHER AS DIRECTOR Management   No Action        
  5.1.2 RE-ELECT GILBERT ACHERMANN AS DIRECTOR Management   No Action        
  5.1.3 RE-ELECT HEINRICH BAUMANN AS DIRECTOR Management   No Action        
  5.1.4 RE-ELECT RICHARD CAMPBELL-BREEDEN AS
DIRECTOR 		Management   No Action        
  5.1.5 RE-ELECT IVO FURRER AS DIRECTOR Management   No Action        
  5.1.6 RE-ELECT CLAIRE GIRAUT AS DIRECTOR Management   No Action        
  5.1.7 RE-ELECT CHARLES STONEHILL AS DIRECTOR Management   No Action        
  5.1.8 RE-ELECT EUNICE ZEHNDER-LAI AS DIRECTOR Management   No Action        
  5.1.9 RE-ELECT OLGA ZOUTENDIJK AS DIRECTOR Management   No Action        
  5.2.1 ELECT KATHRYN SHIH AS DIRECTOR (AS PER SEP.
1, 2020) 		Management   No Action        
  5.2.2 ELECT CHRISTIAN MEISSNER AS DIRECTOR Management   No Action        
  5.3   ELECT ROMEO LACHER AS BOARD CHAIRMAN Management   No Action        
  5.4.1 RE-APPOINT GILBERT ACHERMANN AS MEMBER OF
THE COMPENSATION COMMITTEE 		Management   No Action        
  5.4.2 RE-APPOINT RICHARD CAMPBELL-BREEDEN AS
MEMBER OF THE COMPENSATION COMMITTEE 		Management   No Action        
  5.4.3 APPOINT KATHRYN SHIH AS MEMBER OF THE
COMPENSATION COMMITTEE (AS PER SEP. 1, 2020) 		Management   No Action        
  5.4.4 RE-APPOINT EUNICE ZEHNDER-LAI AS MEMBER OF
THE COMPENSATION COMMITTEE 		Management   No Action        
  6     RATIFY KPMG AG AS AUDITORS Management   No Action        
  7     ELECTION OF THE INDEPENDENT
REPRESENTATIVE, MR. MARC NATER 		Management   No Action        
  CMMT  PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE 		Non-Voting            
  CMMT  31 MAR 2020: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF TEXT-OF
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE-AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU 		Non-Voting            
  TALLGRASS ENERGY, LP    
  Security 874696107       Meeting Type Special 
  Ticker Symbol TGE                   Meeting Date 16-Apr-2020  
  ISIN US8746961072       Agenda 935148723 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1.    The approval and adoption of the Agreement and Plan of
Merger, dated as of December 16, 2019, by and among
Tallgrass Energy, LP, Tallgrass Energy GP, LLC, Prairie
Private Acquiror LP and Prairie Merger Sub LLC, as it
may be amended from time to time, and the transactions
contemplated thereby, including the merger of Prairie
Private Acquiror LP with and into Tallgrass Energy, LP. 		Management   For   For    
  CITIGROUP INC.    
  Security 172967424       Meeting Type Annual  
  Ticker Symbol C                     Meeting Date 21-Apr-2020  
  ISIN US1729674242       Agenda 935139849 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: Michael L. Corbat Management   For   For    
  1B.   Election of Director: Ellen M. Costello Management   For   For    
  1C.   Election of Director: Grace E. Dailey Management   For   For    
  1D.   Election of Director: Barbara J. Desoer Management   For   For    
  1E.   Election of Director: John C. Dugan Management   For   For    
  1F.   Election of Director: Duncan P. Hennes Management   For   For    
  1G.   Election of Director: Peter B. Henry Management   For   For    
  1H.   Election of Director: S. Leslie Ireland Management   For   For    
  1I.   Election of Director: Lew W. (Jay) Jacobs, IV Management   For   For    
  1J.   Election of Director: Renée J. James Management   For   For    
  1K.   Election of Director: Gary M. Reiner Management   For   For    
  1L.   Election of Director: Diana L. Taylor Management   For   For    
  1M.   Election of Director: James S. Turley Management   For   For    
  1N.   Election of Director: Deborah C. Wright Management   For   For    
  1O.   Election of Director: Alexander R. Wynaendts Management   For   For    
  1P.   Election of Director: Ernesto Zedillo Ponce de Leon Management   For   For    
  2.    Proposal to ratify the selection of KPMG LLP as Citi's
independent registered public accounting firm for 2020. 		Management   For   For    
  3.    Advisory vote to approve Citi's 2019 Executive
Compensation. 		Management   For   For    
  4.    Approval of Additional Authorized Shares Under the
Citigroup 2019 Stock Incentive Plan. 		Management   For   For    
  5.    Stockholder proposal requesting an amendment to Citi's
proxy access by-law provisions pertaining to the
aggregation limit. 		Shareholder   Against   For    
  6.    Stockholder proposal requesting that the Board review
Citi's governance documents and make
recommendations to shareholders on how the "Purpose
of a Corporation" signed by Citi's CEO can be fully
implemented. 		Shareholder   Against   For    
  7.    Stockholder proposal requesting a report disclosing
information regarding Citi's lobbying policies and
activities. 		Shareholder   Abstain   Against    
  BANK OF AMERICA CORPORATION    
  Security 060505104       Meeting Type Annual  
  Ticker Symbol BAC                   Meeting Date 22-Apr-2020  
  ISIN US0605051046       Agenda 935139825 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: Sharon L. Allen Management   For   For    
  1B.   Election of Director: Susan S. Bies Management   For   For    
  1C.   Election of Director: Jack O. Bovender, Jr. Management   For   For    
  1D.   Election of Director: Frank P. Bramble, Sr. Management   For   For    
  1E.   Election of Director: Pierre J.P. de Weck Management   For   For    
  1F.   Election of Director: Arnold W. Donald Management   For   For    
  1G.   Election of Director: Linda P. Hudson Management   For   For    
  1H.   Election of Director: Monica C. Lozano Management   For   For    
  1I.   Election of Director: Thomas J. May Management   For   For    
  1J.   Election of Director: Brian T. Moynihan Management   For   For    
  1K.   Election of Director: Lionel L. Nowell III Management   For   For    
  1L.   Election of Director: Denise L. Ramos Management   For   For    
  1M.   Election of Director: Clayton S. Rose Management   For   For    
  1N.   Election of Director: Michael D. White Management   For   For    
  1O.   Election of Director: Thomas D. Woods Management   For   For    
  1P.   Election of Director: R. David Yost Management   For   For    
  1Q.   Election of Director: Maria T. Zuber Management   For   For    
  2.    Approving Our Executive Compensation (an Advisory,
Non-binding "Say on Pay" Resolution). 		Management   For   For    
  3.    Ratifying the Appointment of Our Independent Registered
Public Accounting Firm for 2020. 		Management   For   For    
  4.    Make Shareholder Proxy Access More Accessible. Shareholder   Against   For    
  5.    Adopt a New Shareholder Right - Written Consent Shareholder   Against   For    
  6.    Report Concerning Gender/Racial Pay Equity. Shareholder   Abstain   Against    
  7.    Review of Statement of the Purpose of a Corporation and
Report on Recommended Changes to Governance
Documents, Policies, and Practices. 		Shareholder   Against   For    
  JOHNSON & JOHNSON    
  Security 478160104       Meeting Type Annual  
  Ticker Symbol JNJ                   Meeting Date 23-Apr-2020  
  ISIN US4781601046       Agenda 935137934 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: Mary C. Beckerle Management   For   For    
  1B.   Election Of Director: D. Scott Davis Management   For   For    
  1C.   Election of Director: Ian E. L. Davis Management   For   For    
  1D.   Election of Director: Jennifer A. Doudna Management   For   For    
  1E.   Election of Director: Alex Gorsky Management   For   For    
  1F.   Election of Director: Marillyn A. Hewson Management   For   For    
  1G.   Election of Director: Hubert Joly Management   For   For    
  1H.   Election of Director: Mark B. McClellan Management   For   For    
  1I.   Election of Director: Anne M. Mulcahy Management   For   For    
  1J.   Election of Director: Charles Prince Management   For   For    
  1K.   Election of Director: A. Eugene Washington Management   For   For    
  1L.   Election of Director: Mark A. Weinberger Management   For   For    
  1M.   Election of Director: Ronald A. Williams Management   For   For    
  2.    Advisory Vote to Approve Named Executive Officer
Compensation. 		Management   For   For    
  3.    Ratification of Appointment of PricewaterhouseCoopers
LLP as the Independent Registered Public Accounting
Firm for 2020. 		Management   For   For    
  4.    Amendment to the Restated Certificate of Incorporation
to Permit Removal of Directors Without Cause. 		Management   For   For    
  5.    Independent Board Chair Shareholder   Against   For    
  6.    Report on Governance of Opioids-Related Risks Shareholder   Abstain   Against    
  THE AES CORPORATION    
  Security 00130H105       Meeting Type Annual  
  Ticker Symbol AES                   Meeting Date 23-Apr-2020  
  ISIN US00130H1059       Agenda 935139899 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: Janet G. Davidson Management   For   For    
  1B.   Election of Director: Andrés R. Gluski Management   For   For    
  1C.   Election of Director: Tarun Khanna Management   For   For    
  1D.   Election of Director: Holly K. Koeppel Management   For   For    
  1E.   Election of Director: Julia M. Laulis Management   For   For    
  1F.   Election of Director: James H. Miller Management   For   For    
  1G.   Election of Director: Alain Monié Management   For   For    
  1H.   Election of Director: John B. Morse, Jr. Management   For   For    
  1I.   Election of Director: Moisés Naím Management   For   For    
  1J.   Election of Director: Jeffrey W. Ubben Management   For   For    
  2.    To approve, on an advisory basis, the Company's
executive compensation. 		Management   For   For    
  3.    To ratify the appointment of Ernst & Young LLP as the
independent auditor of the Company for fiscal year 2020. 		Management   For   For    
  4.    To vote on a non-binding Stockholder proposal seeking
to adopt a by-law to subject any by-law or charter
amendments to a Stockholder vote. 		Shareholder   Against   For    
  GATX CORPORATION    
  Security 361448103       Meeting Type Annual  
  Ticker Symbol GATX                  Meeting Date 24-Apr-2020  
  ISIN US3614481030       Agenda 935144307 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1.1   Election of Director: Diane M. Aigotti Management   For   For    
  1.2   Election of Director: Anne L. Arvia Management   For   For    
  1.3   Election of Director: Ernst A. Häberli Management   For   For    
  1.4   Election of Director: Brian A. Kenney Management   For   For    
  1.5   Election of Director: James B. Ream Management   For   For    
  1.6   Election of Director: Adam L. Stanley Management   For   For    
  1.7   Election of Director: David S. Sutherland Management   For   For    
  1.8   Election of Director: Stephen R. Wilson Management   For   For    
  1.9   Election of Director: Paul G. Yovovich Management   For   For    
  2.    ADVISORY RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION 		Management   For   For    
  3.    RATIFICATION OF APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING DECEMBER 31, 2020 		Management   For   For    
  GENUINE PARTS COMPANY    
  Security 372460105       Meeting Type Annual  
  Ticker Symbol GPC                   Meeting Date 27-Apr-2020  
  ISIN US3724601055       Agenda 935137845 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1.    DIRECTOR Management            
      1 Elizabeth W. Camp       For   For    
      2 Richard Cox, Jr.       For   For    
      3 Paul D. Donahue       For   For    
      4 Gary P. Fayard       For   For    
      5 P. Russell Hardin       For   For    
      6 John R. Holder       For   For    
      7 Donna W. Hyland       For   For    
      8 John D. Johns       For   For    
      9 Jean-Jacques Lafont       For   For    
      10 Robert C Loudermilk Jr       For   For    
      11 Wendy B. Needham       For   For    
      12 E. Jenner Wood III       For   For    
  2.    Advisory Vote on Executive Compensation Management   For   For    
  3.    Ratification of the Selection of Ernst & Young LLP as the
Company's Independent Auditor for the Fiscal Year
Ending December 31, 2020 		Management   For   For    
  4.    Shareholder Proposal Regarding Human Capital
Management Disclosures 		Shareholder   Abstain   Against    
  THE PNC FINANCIAL SERVICES GROUP, INC.    
  Security 693475105       Meeting Type Annual  
  Ticker Symbol PNC                   Meeting Date 28-Apr-2020  
  ISIN US6934751057       Agenda 935134332 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: Joseph Alvarado Management   For   For    
  1B.   Election of Director: Charles E. Bunch Management   For   For    
  1C.   Election of Director: Debra A. Cafaro Management   For   For    
  1D.   Election of Director: Marjorie Rodgers Cheshire Management   For   For    
  1E.   Election of Director: William S. Demchak Management   For   For    
  1F.   Election of Director: Andrew T. Feldstein Management   For   For    
  1G.   Election of Director: Richard J. Harshman Management   For   For    
  1H.   Election of Director: Daniel R. Hesse Management   For   For    
  1I.   Election of Director: Linda R. Medler Management   For   For    
  1J.   Election of Director: Martin Pfinsgraff Management   For   For    
  1K.   Election of Director: Toni Townes-Whitley Management   For   For    
  1L.   Election of Director: Michael J. Ward Management   For   For    
  2.    Ratification of the Audit Committee's selection of
PricewaterhouseCoopers LLP as PNC's independent
registered public accounting firm for 2020. 		Management   For   For    
  3.    Advisory vote to approve named executive officer
compensation. 		Management   For   For    
  4.    Approval of The PNC Financial Services Group, Inc.
Employee Stock Purchase Plan, as amended and
restated January 1, 2020. 		Management   For   For    
  INTERNATIONAL BUSINESS MACHINES CORP.    
  Security 459200101       Meeting Type Annual  
  Ticker Symbol IBM                   Meeting Date 28-Apr-2020  
  ISIN US4592001014       Agenda 935137782 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: Thomas Buberl Management   For   For    
  1B.   Election of Director: Michael L. Eskew Management   For   For    
  1C.   Election of Director: David N. Farr Management   For   For    
  1D.   Election of Director: Alex Gorsky Management   For   For    
  1E.   Election of Director: Michelle J. Howard Management   For   For    
  1F.   Election of Director: Arvind Krishna Management   For   For    
  1G.   Election of Director: Andrew N. Liveris Management   For   For    
  1H.   Election of Director: F. William McNabb III Management   For   For    
  1I.   Election of Director: Martha E. Pollack Management   For   For    
  1J.   Election of Director: Virginia M. Rometty Management   For   For    
  1K.   Election of Director: Joseph R. Swedish Management   For   For    
  1L.   Election of Director: Sidney Taurel Management   For   For    
  1M.   Election of Director: Peter R. Voser Management   For   For    
  1N.   Election of Director: Frederick H. Waddell Management   For   For    
  2.    Ratification of Appointment of Independent Registered
Public Accounting Firm. 		Management   For   For    
  3.    Advisory Vote on Executive Compensation. Management   For   For    
  4.    Stockholder Proposal on Shareholder Right to Remove
Directors. 		Shareholder   Against   For    
  5.    Stockholder Proposal on the Right to Act by Written
Consent. 		Shareholder   Against   For    
  6.    Stockholder Proposal to Have an Independent Board
Chairman. 		Shareholder   Against   For    
  WELLS FARGO & COMPANY    
  Security 949746101       Meeting Type Annual  
  Ticker Symbol WFC                   Meeting Date 28-Apr-2020  
  ISIN US9497461015       Agenda 935145183 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: Steven D. Black Management   For   For    
  1B.   Election of Director: Celeste A. Clark Management   For   For    
  1C.   Election of Director: Theodore F. Craver, Jr. Management   For   For    
  1D.   Election of Director: Wayne M. Hewett Management   For   For    
  1E.   Election of Director: Donald M. James Management   For   For    
  1F.   Election of Director: Maria R. Morris Management   For   For    
  1G.   Election of Director: Charles H. Noski Management   For   For    
  1H.   Election of Director: Richard B. Payne, Jr. Management   For   For    
  1I.   Election of Director: Juan A. Pujadas Management   For   For    
  1J.   Election of Director: Ronald L. Sargent Management   For   For    
  1K.   Election of Director: Charles W. Scharf Management   For   For    
  1L.   Election of Director: Suzanne M. Vautrinot Management   For   For    
  2.    Advisory resolution to approve executive compensation. Management   For   For    
  3.    Ratification of the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for 2020. 		Management   For   For    
  4.    Shareholder Proposal - Shareholder Approval of By-Law
Amendments. 		Shareholder   Against   For    
  5.    Shareholder Proposal - Report on Incentive-Based
Compensation and Risks of Material Losses. 		Shareholder   Against   For    
  6.    Shareholder Proposal - Report on Global Median Pay
Gap. 		Shareholder   Abstain   Against    
  AMERICAN EXPRESS COMPANY    
  Security 025816109       Meeting Type Annual  
  Ticker Symbol AXP                   Meeting Date 05-May-2020  
  ISIN US0258161092       Agenda 935151439 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director for a term of one year: Charlene
Barshefsky 		Management   For   For    
  1B.   Election of Director for a term of one year: John J.
Brennan 		Management   For   For    
  1C.   Election of Director for a term of one year: Peter Chernin Management   For   For    
  1D.   Election of Director for a term of one year: Ralph de la
Vega 		Management   For   For    
  1E.   Election of Director for a term of one year: Anne
Lauvergeon 		Management   For   For    
  1F.   Election of Director for a term of one year: Michael O.
Leavitt 		Management   For   For    
  1G.   Election of Director for a term of one year: Theodore J.
Leonsis 		Management   For   For    
  1H.   Election of Director for a term of one year: Karen L.
Parkhill 		Management   For   For    
  1I.   Election of Director for a term of one year: Lynn A. Pike Management   For   For    
  1J.   Election of Director for a term of one year: Stephen J.
Squeri 		Management   For   For    
  1K.   Election of Director for a term of one year: Daniel L.
Vasella 		Management   For   For    
  1L.   Election of Director for a term of one year: Ronald A.
Williams 		Management   For   For    
  1M.   Election of Director for a term of one year: Christopher D.
Young 		Management   For   For    
  2.    Ratification of appointment of PricewaterhouseCoopers
LLP as independent registered public accounting firm for
2020. 		Management   For   For    
  3.    Approval, on an advisory basis, of the Company's
executive compensation. 		Management   For   For    
  4.    Approval of Amended and Restated Incentive
Compensation Plan. 		Management   For   For    
  5.    Shareholder proposal relating to action by written
consent. 		Shareholder   Against   For    
  6.    Shareholder proposal relating to gender/racial pay equity. Shareholder   Abstain   Against    
  BRISTOL-MYERS SQUIBB COMPANY    
  Security 110122108       Meeting Type Annual  
  Ticker Symbol BMY                   Meeting Date 05-May-2020  
  ISIN US1101221083       Agenda 935151681 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: Peter J. Arduini Management   For   For    
  1B.   Election of Director: Robert Bertolini Management   For   For    
  1C.   Election of Director: Michael W. Bonney Management   For   For    
  1D.   Election of Director: Giovanni Caforio, M.D. Management   For   For    
  1E.   Election of Director: Matthew W. Emmens Management   For   For    
  1F.   Election of Director: Julia A. Haller, M.D. Management   For   For    
  1G.   Election of Director: Dinesh C. Paliwal Management   For   For    
  1H.   Election of Director: Theodore R. Samuels Management   For   For    
  1I.   Election of Director: Vicki L. Sato, Ph.D. Management   For   For    
  1J.   Election of Director: Gerald L. Storch Management   For   For    
  1K.   Election of Director: Karen H. Vousden, Ph.D. Management   For   For    
  1L.   Election of Director: Phyllis R. Yale Management   For   For    
  2.    Advisory vote to approve the compensation of our Named
Executive Officers. 		Management   For   For    
  3.    Ratification of the appointment of an independent
registered public accounting firm. 		Management   For   For    
  4.    Shareholder Proposal on Separate Chair & CEO. Shareholder   Against   For    
  5.    Shareholder Proposal on Shareholder Right to Act by
Written Consent. 		Shareholder   Against   For    
  HERTZ GLOBAL HOLDINGS, INC.    
  Security 42806J106       Meeting Type Annual  
  Ticker Symbol HTZ                   Meeting Date 06-May-2020  
  ISIN US42806J1060       Agenda 935152241 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: David A. Barnes Management   For   For    
  1B.   Election of Director: SungHwan Cho Management   For   For    
  1C.   Election of Director: Vincent J. Intrieri Management   For   For    
  1D.   Election of Director: Henry R. Keizer Management   For   For    
  1E.   Election of Director: Kathryn V. Marinello Management   For   For    
  1F.   Election of Director: Anindita Mukherjee Management   For   For    
  1G.   Election of Director: Daniel A. Ninivaggi Management   For   For    
  1H.   Election of Director: Kevin M. Sheehan Management   For   For    
  2.    Ratification of the selection of Ernst & Young LLP as the
Company's independent registered certified public
accounting firm for the year 2020. 		Management   For   For    
  3.    Approval, by a non-binding advisory vote, of the named
executive officers' compensation. 		Management   For   For    
  VERIZON COMMUNICATIONS INC.    
  Security 92343V104       Meeting Type Annual  
  Ticker Symbol VZ                    Meeting Date 07-May-2020  
  ISIN US92343V1044       Agenda 935148406 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1a.   Election of Director: Shellye L. Archambeau Management   For   For    
  1b.   Election of Director: Mark T. Bertolini Management   For   For    
  1c.   Election of Director: Vittorio Colao Management   For   For    
  1d.   Election of Director: Melanie L. Healey Management   For   For    
  1e.   Election of Director: Clarence Otis, Jr. Management   For   For    
  1f.   Election of Director: Daniel H. Schulman Management   For   For    
  1g.   Election of Director: Rodney E. Slater Management   For   For    
  1h.   Election of Director: Hans E. Vestberg Management   For   For    
  1i.   Election of Director: Gregory G. Weaver Management   For   For    
  2.    Advisory Vote to Approve Executive Compensation Management   For   For    
  3.    Ratification of Appointment of Independent Registered
Public Accounting Firm 		Management   For   For    
  4.    Nonqualified Savings Plan Earnings Shareholder   Against   For    
  5.    Special Shareholder Meetings Shareholder   Against   For    
  6.    Lobbying Activities Report Shareholder   Abstain   Against    
  7.    User Privacy Metric Shareholder   Against   For    
  8.    Amend Severance Approval Policy Shareholder   Against   For    
  CINCINNATI BELL INC.    
  Security 171871403       Meeting Type Special 
  Ticker Symbol CBBPRB                Meeting Date 07-May-2020  
  ISIN US1718714033       Agenda 935166226 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1.    To adopt the Agreement and Plan of Merger, dated as of
March 13, 2020 (the "merger agreement"), by and among
Red Fiber Parent LLC, a Delaware limited liability
company ("Parent"), Cincinnati Bell Inc., an Ohio
corporation (the "Company"), and RF Merger Sub Inc., an
Ohio corporation and a wholly owned subsidiary of
Parent ("Merger Sub"), pursuant to which Merger Sub will
be merged with and into the Company (the "merger"),
with the Company surviving the merger as a subsidiary of
Parent. 		Management   For   For    
  2.    To approve, on an advisory (non-binding) basis, the
compensation that may be paid or become payable to the
Company's named executive officers in connection with,
or following, the consummation of the merger. 		Management   For   For    
  3.    To adjourn the special meeting to a later date or time, if
necessary or appropriate, to solicit additional proxies in
the event there are insufficient votes at the time of the
special meeting or any adjournment or postponement
thereof to adopt the merger agreement. 		Management   For   For    
  MUELLER INDUSTRIES, INC.    
  Security 624756102       Meeting Type Annual  
  Ticker Symbol MLI                   Meeting Date 07-May-2020  
  ISIN US6247561029       Agenda 935166593 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1.    DIRECTOR Management            
      1 Gregory L. Christopher       For   For    
      2 Elizabeth Donovan       For   For    
      3 Gennaro J. Fulvio       For   For    
      4 Gary S. Gladstein       For   For    
      5 Scott J. Goldman       For   For    
      6 John B. Hansen       For   For    
      7 Terry Hermanson       For   For    
      8 Charles P. Herzog, Jr.       For   For    
  2.    Approve the appointment of Ernst & Young LLP as the
Company's independent registered public accounting
firm. 		Management   For   For    
  3.    To approve, on an advisory basis by non-binding vote,
executive compensation. 		Management   For   For    
  AMERICAN INTERNATIONAL GROUP, INC.    
  Security 026874784       Meeting Type Annual  
  Ticker Symbol AIG                   Meeting Date 13-May-2020  
  ISIN US0268747849       Agenda 935159877 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: W. DON CORNWELL Management   For   For    
  1B.   Election of Director: BRIAN DUPERREAULT Management   For   For    
  1C.   Election of Director: JOHN H. FITZPATRICK Management   For   For    
  1D.   Election of Director: WILLIAM G. JURGENSEN Management   For   For    
  1E.   Election of Director: CHRISTOPHER S. LYNCH Management   For   For    
  1F.   Election of Director: HENRY S. MILLER Management   For   For    
  1G.   Election of Director: LINDA A. MILLS Management   For   For    
  1H.   Election of Director: THOMAS F. MOTAMED Management   For   For    
  1I.   Election of Director: PETER R. PORRINO Management   For   For    
  1J.   Election of Director: AMY L. SCHIOLDAGER Management   For   For    
  1K.   Election of Director: DOUGLAS M. STEENLAND Management   For   For    
  1L.   Election of Director: THERESE M. VAUGHAN Management   For   For    
  2.    To vote, on a non-binding advisory basis, to approve
executive compensation. 		Management   For   For    
  3.    To act upon a proposal to amend and restate AIG's
Amended and Restated Certificate of Incorporation to
restrict certain transfers of AIG Common Stock in order to
protect AIG's tax attributes. 		Management   For   For    
  4.    To act upon a proposal to ratify the amendment to extend
the expiration of the American International Group, Inc.
Tax Asset Protection Plan. 		Management   For   For    
  5.    To act upon a proposal to ratify the selection of
PricewaterhouseCoopers LLP as AIG's independent
registered public accounting firm for 2020. 		Management   For   For    
  6.    To vote on a shareholder proposal to give shareholders
who hold at least 10 percent of AIG's outstanding
common stock the right to call special meetings. 		Shareholder   Against   For    
  RYMAN HOSPITALITY PROPERTIES, INC.    
  Security 78377T107       Meeting Type Annual  
  Ticker Symbol RHP                   Meeting Date 13-May-2020  
  ISIN US78377T1079       Agenda 935180478 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: Rachna Bhasin Management   For   For    
  1B.   Election of Director: Alvin Bowles Jr. Management   For   For    
  1C.   Election of Director: Fazal Merchant Management   For   For    
  1D.   Election of Director: Patrick Moore Management   For   For    
  1E.   Election of Director: Christine Pantoya Management   For   For    
  1F.   Election of Director: Robert Prather, Jr. Management   For   For    
  1G.   Election of Director: Colin Reed Management   For   For    
  1H.   Election of Director: Michael Roth Management   For   For    
  2.    To approve, on an advisory basis, the Company's
executive compensation. 		Management   For   For    
  3.    To ratify the appointment of Ernst & Young LLP as the
Company's independent registered public accounting firm
for fiscal year 2020. 		Management   For   For    
  HERC HOLDINGS INC.    
  Security 42704L104       Meeting Type Annual  
  Ticker Symbol HRI                   Meeting Date 14-May-2020  
  ISIN US42704L1044       Agenda 935150045 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: Herbert L. Henkel Management   For   For    
  1B.   Election of Director: Lawrence H. Silber Management   For   For    
  1C.   Election of Director: James H. Browning Management   For   For    
  1D.   Election of Director: Patrick D. Campbell Management   For   For    
  1E.   Election of Director: Jonathan Frates Management   For   For    
  1F.   Election of Director: Nicholas F. Graziano Management   For   For    
  1G.   Election of Director: Jean K. Holley Management   For   For    
  1H.   Election of Director: Jacob M. Katz Management   For   For    
  1I.   Election of Director: Michael A. Kelly Management   For   For    
  1J.   Election of Director: Andrew Langham Management   For   For    
  1K.   Election of Director: Mary Pat Salomone Management   For   For    
  2.    Approval, by a non-binding advisory vote, of the named
executive officers' compensation. 		Management   For   For    
  3.    Ratification of the selection of PricewaterhouseCoopers
LLP as the Company's independent registered public
accounting firm for 2020. 		Management   For   For    
  JULIUS BAER GRUPPE AG    
  Security H4414N103       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 18-May-2020  
  ISIN CH0102484968       Agenda 712457236 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  CMMT  PLEASE NOTE THAT BENEFICIAL OWNER DETAILS
ARE REQUIRED FOR THIS MEETING. IF-NO
BENEFICIAL OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE REJECTED.-THANK
YOU. 		Non-Voting            
  1.1   ACCEPT FINANCIAL STATEMENTS AND STATUTORY
REPORTS 		Management   No Action        
  1.2   APPROVE REMUNERATION REPORT Management   No Action        
  2     APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF CHF 0.75 PER SHARE 		Management   No Action        
  3     APPROVE DISCHARGE OF BOARD AND SENIOR
MANAGEMENT 		Management   No Action        
  4.1   APPROVE REMUNERATION OF BOARD OF
DIRECTORS IN THE AMOUNT OF CHF 4 MILLION
FROM 2020 AGM UNTIL 2021 AGM 		Management   No Action        
  4.2.1 APPROVE VARIABLE CASH-BASED REMUNERATION
OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 7.5 MILLION FOR FISCAL 2019 		Management   No Action        
  4.2.2 APPROVE VARIABLE SHARE-BASED
REMUNERATION OF EXECUTIVE COMMITTEE IN
THE AMOUNT OF CHF 6.7 MILLION FOR FISCAL 2020 		Management   No Action        
  4.2.3 APPROVE FIXED REMUNERATION OF EXECUTIVE
COMMITTEE IN THE AMOUNT OF CHF 9.2 MILLION
FOR FISCAL 2021 		Management   No Action        
  5.1.1 REELECT ROMEO LACHER AS DIRECTOR Management   No Action        
  5.1.2 REELECT GILBERT ACHERMANN AS DIRECTOR Management   No Action        
  5.1.3 REELECT HEINRICH BAUMANN AS DIRECTOR Management   No Action        
  5.1.4 REELECT RICHARD CAMPBELL BREEDEN AS
DIRECTOR 		Management   No Action        
  5.1.5 REELECT IVO FURRER AS DIRECTOR Management   No Action        
  5.1.6 REELECT CLAIRE GIRAUT AS DIRECTOR Management   No Action        
  5.1.7 REELECT CHARLES STONEHILL AS DIRECTOR Management   No Action        
  5.1.8 REELECT EUNICE ZEHNDER-LAI AS DIRECTOR Management   No Action        
  5.1.9 REELECT OLGA ZOUTENDIJK AS DIRECTOR Management   No Action        
  5.2.1 ELECT KATHRYN SHIH AS DIRECTOR (AS PER SEP.
1, 2020) 		Management   No Action        
  5.2.2 ELECT CHRISTIAN MEISSNER AS DIRECTOR Management   No Action        
  5.3   ELECT ROMEO LACHER AS BOARD CHAIRMAN Management   No Action        
  5.4.1 REAPPOINT GILBERT ACHERMANN AS MEMBER OF
THE COMPENSATION COMMITTEE 		Management   No Action        
  5.4.2 REAPPOINT RICHARD CAMPBELL BREEDEN AS
MEMBER OF THE COMPENSATION COMMITTEE 		Management   No Action        
  5.4.3 APPOINT KATHRYN SHIH AS MEMBER OF THE
COMPENSATION COMMITTEE (AS PER SEP. 1, 2020) 		Management   No Action        
  5.4.4 REAPPOINT EUNICE ZEHNDER-LAI AS MEMBER OF
THE COMPENSATION COMMITTEE 		Management   No Action        
  6     RATIFY KPMG AG AS AUDITORS Management   No Action        
  7     DESIGNATE MARC NATER AS INDEPENDENT PROXY Management   No Action        
  CMMT  PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE 		Non-Voting            
  AMERICAN TOWER CORPORATION    
  Security 03027X100       Meeting Type Annual  
  Ticker Symbol AMT                   Meeting Date 18-May-2020  
  ISIN US03027X1000       Agenda 935169450 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: Thomas A. Bartlett Management   For   For    
  1B.   Election of Director: Raymond P. Dolan Management   For   For    
  1C.   Election of Director: Robert D. Hormats Management   For   For    
  1D.   Election of Director: Gustavo Lara Cantu Management   For   For    
  1E.   Election of Director: Grace D. Lieblein Management   For   For    
  1F.   Election of Director: Craig Macnab Management   For   For    
  1G.   Election of Director: JoAnn A. Reed Management   For   For    
  1H.   Election of Director: Pamela D.A. Reeve Management   For   For    
  1I.   Election of Director: David E. Sharbutt Management   For   For    
  1J.   Election of Director: Bruce L. Tanner Management   For   For    
  1K.   Election of Director: Samme L. Thompson Management   For   For    
  2.    To ratify the selection of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for 2020. 		Management   For   For    
  3.    To approve, on an advisory basis, the Company's
executive compensation. 		Management   For   For    
  4.    To require periodic reports on political contributions and
expenditures. 		Shareholder   Abstain   Against    
  5.    To amend the bylaws to reduce the ownership threshold
required to call a special meeting of the stockholders. 		Shareholder   Against   For    
  JPMORGAN CHASE & CO.    
  Security 46625H100       Meeting Type Annual  
  Ticker Symbol JPM                   Meeting Date 19-May-2020  
  ISIN US46625H1005       Agenda 935170833 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: Linda B. Bammann Management   For   For    
  1B.   Election of Director: Stephen B. Burke Management   For   For    
  1C.   Election of Director: Todd A. Combs Management   For   For    
  1D.   Election of Director: James S. Crown Management   For   For    
  1E.   Election of Director: James Dimon Management   For   For    
  1F.   Election of Director: Timothy P. Flynn Management   For   For    
  1G.   Election of Director: Mellody Hobson Management   For   For    
  1H.   Election of Director: Michael A. Neal Management   For   For    
  1I.   Election of Director: Lee R. Raymond Management   For   For    
  1J.   Election of Director: Virginia M. Rometty Management   For   For    
  2.    Advisory resolution to approve executive compensation Management   For   For    
  3.    Ratification of independent registered public accounting
firm 		Management   For   For    
  4.    Independent board chairman Shareholder   Against   For    
  5.    Oil and gas company and project financing related to the
Arctic and the Canadian oil sands 		Shareholder   Abstain   Against    
  6.    Climate change risk reporting Shareholder   Abstain   Against    
  7.    Amend shareholder written consent provisions Shareholder   Against   For    
  8.    Charitable contributions disclosure Shareholder   Against   For    
  9.    Gender/Racial pay equity Shareholder   Abstain   Against    
  ROYAL DUTCH SHELL PLC    
  Security 780259206       Meeting Type Annual  
  Ticker Symbol RDSA                  Meeting Date 19-May-2020  
  ISIN US7802592060       Agenda 935198627 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1.    Receipt of Annual Report & Accounts Management   For   For    
  2.    Approval of Directors' Remuneration Policy Management   For   For    
  3.    Approval of Directors' Remuneration Report Management   For   For    
  4.    Appointment of Dick Boer as a Director of the Company Management   For   For    
  5.    Appointment of Andrew Mackenzie as a Director of the
Company 		Management   For   For    
  6.    Appointment of Martina Hund-Mejean as a Director of the
Company 		Management   For   For    
  7.    Reappointment of Director: Ben van Beurden Management   For   For    
  8.    Reappointment of Director: Neil Carson Management   For   For    
  9.    Reappointment of Director: Ann Godbehere Management   For   For    
  10.   Reappointment of Director: Euleen Goh Management   For   For    
  11.   Reappointment of Director: Charles O. Holliday Management   For   For    
  12.   Reappointment of Director: Catherine Hughes Management   For   For    
  13.   Reappointment of Director: Sir Nigel Sheinwald Management   For   For    
  14.   Reappointment of Director: Jessica Uhl Management   For   For    
  15.   Reappointment of Director: Gerrit Zalm Management   For   For    
  16.   Reappointment of Auditors Management   For   For    
  17.   Remuneration of Auditors Management   For   For    
  18.   Authority to allot shares Management   For   For    
  19.   Disapplication of pre-emption rights Management   Against   Against    
  20.   Authority to purchase own shares Management   For   For    
  21.   Shareholder Resolution Shareholder   Abstain   Against    
  STATE STREET CORPORATION    
  Security 857477103       Meeting Type Annual  
  Ticker Symbol STT                   Meeting Date 20-May-2020  
  ISIN US8574771031       Agenda 935174716 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: P. de Saint-Aignan Management   For   For    
  1B.   Election of Director: M. Chandoha Management   For   For    
  1C.   Election of Director: L. Dugle Management   For   For    
  1D.   Election of Director: A. Fawcett Management   For   For    
  1E.   Election of Director: W. Freda Management   For   For    
  1F.   Election of Director: S. Mathew Management   For   For    
  1G.   Election of Director: W. Meaney Management   For   For    
  1H.   Election of Director: R. O'Hanley Management   For   For    
  1I.   Election of Director: S. O'Sullivan Management   For   For    
  1J.   Election of Director: R. Sergel Management   For   For    
  1K.   Election of Director: G. Summe Management   For   For    
  2.    To approve an advisory proposal on executive
compensation. 		Management   For   For    
  3.    To ratify the selection of Ernst & Young LLP as State
Street's independent registered public accounting firm for
the year ending December 31, 2020. 		Management   For   For    
  MORGAN STANLEY    
  Security 617446448       Meeting Type Annual  
  Ticker Symbol MS                    Meeting Date 21-May-2020  
  ISIN US6174464486       Agenda 935168725 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1a.   Election of Director: Elizabeth Corley Management   For   For    
  1b.   Election of Director: Alistair Darling Management   For   For    
  1c.   Election of Director: Thomas H. Glocer Management   For   For    
  1d.   Election of Director: James P. Gorman Management   For   For    
  1e.   Election of Director: Robert H. Herz Management   For   For    
  1f.   Election of Director: Nobuyuki Hirano Management   For   For    
  1g.   Election of Director: Stephen J. Luczo Management   For   For    
  1h.   Election of Director: Jami Miscik Management   For   For    
  1i.   Election of Director: Dennis M. Nally Management   For   For    
  1j.   Election of Director: Takeshi Ogasawara Management   For   For    
  1k.   Election of Director: Hutham S. Olayan Management   For   For    
  1l.   Election of Director: Mary L. Schapiro Management   For   For    
  1m.   Election of Director: Perry M. Traquina Management   For   For    
  1n.   Election of Director: Rayford Wilkins, Jr. Management   For   For    
  2.    To ratify the appointment of Deloitte & Touche LLP as
independent auditor 		Management   For   For    
  3.    To approve the compensation of executives as disclosed
in the proxy statement (non-binding advisory vote) 		Management   For   For    
  MERCK & CO., INC.    
  Security 58933Y105       Meeting Type Annual  
  Ticker Symbol MRK                   Meeting Date 26-May-2020  
  ISIN US58933Y1055       Agenda 935176431 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: Leslie A. Brun Management   For   For    
  1B.   Election of Director: Thomas R. Cech Management   For   For    
  1C.   Election of Director: Mary Ellen Coe Management   For   For    
  1D.   Election of Director: Pamela J. Craig Management   For   For    
  1E.   Election of Director: Kenneth C. Frazier Management   For   For    
  1F.   Election of Director: Thomas H. Glocer Management   For   For    
  1G.   Election of Director: Risa Lavizzo-Mourey Management   For   For    
  1H.   Election of Director: Paul B. Rothman Management   For   For    
  1I.   Election of Director: Patricia F. Russo Management   For   For    
  1J.   Election of Director: Christine E. Seidman Management   For   For    
  1K.   Election of Director: Inge G. Thulin Management   For   For    
  1L.   Election of Director: Kathy J. Warden Management   For   For    
  1M.   Election of Director: Peter C. Wendell Management   For   For    
  2.    Non-binding advisory vote to approve the compensation
of our named executive officers. 		Management   For   For    
  3.    Ratification of the appointment of the Company's
independent registered public accounting firm for 2020. 		Management   For   For    
  4.    Shareholder proposal concerning shareholder right to act
by written consent. 		Shareholder   Against   For    
  5.    Shareholder proposal regarding allocation of corporate
tax savings. 		Shareholder   Against   For    
  CHEVRON CORPORATION    
  Security 166764100       Meeting Type Annual  
  Ticker Symbol CVX                   Meeting Date 27-May-2020  
  ISIN US1667641005       Agenda 935183979 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1A.   Election of Director: W. M. Austin Management   For   For    
  1B.   Election of Director: J. B. Frank Management   For   For    
  1C.   Election of Director: A. P. Gast Management   For   For    
  1D.   Election of Director: E. Hernandez, Jr. Management   For   For    
  1E.   Election of Director: C. W. Moorman IV Management   For   For    
  1F.   Election of Director: D. F. Moyo Management   For   For    
  1G.   Election of Director: D. Reed-Klages Management   For   For    
  1H.   Election of Director: R. D. Sugar Management   For   For    
  1I.   Election of Director: D. J. Umpleby III Management   For   For    
  1J.   Election of Director: M. K. Wirth Management   For   For    
  2.    Ratification of Appointment of PwC as Independent
Registered Public Accounting Firm 		Management   For   For    
  3.    Advisory Vote to Approve Named Executive Officer
Compensation 		Management   For   For    
  4.    Report on Lobbying Shareholder   Abstain   Against    
  5.    Create a Board Committee on Climate Risk Shareholder   Against   For    
  6.    Report on Climate Lobbying Shareholder   Abstain   Against    
  7.    Report on Petrochemical Risk Shareholder   Abstain   Against    
  8.    Report on Human Rights Practices Shareholder   Abstain   Against    
  9.    Set Special Meeting Threshold at 10% Shareholder   Against   For    
  10.   Adopt Policy for an Independent Chairman Shareholder   Against   For    
  T-MOBILE US, INC.    
  Security 872590104       Meeting Type Annual  
  Ticker Symbol TMUS                  Meeting Date 04-Jun-2020  
  ISIN US8725901040       Agenda 935192524 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1.    DIRECTOR Management            
      1 Marcelo Claure       For   For    
      2 Srikant M. Datar       For   For    
      3 Ronald D. Fisher       For   For    
      4 Srini Gopalan       For   For    
      5 Lawrence H. Guffey       For   For    
      6 Timotheus Höttges       For   For    
      7 Christian P. Illek       For   For    
      8 Stephen R. Kappes       For   For    
      9 Raphael Kübler       For   For    
      10 Thorsten Langheim       For   For    
      11 G. Michael Sievert       For   For    
      12 Teresa A. Taylor       For   For    
      13 Kelvin R. Westbrook       For   For    
  2.    Ratification of the Appointment of
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting Firm for Fiscal
Year 2020. 		Management   For   For    
  3.    Advisory Vote to Approve the Compensation Provided to
the Company's Named Executive Officers for 2019. 		Management   For   For    
  4.    Stockholder Proposal for Limitations on Accelerated
Vesting of Equity Awards in the Event of a Change of
Control. 		Shareholder   Against   For    
  BRISTOW GROUP INC    
  Security 11040B872       Meeting Type Consent
  Ticker Symbol         Meeting Date 11-Jun-2020  
  ISIN US11040B8726       Agenda 935219041 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1.    The adoption of the Agreement and Plan of Merger,
dated as of January 23, 2020, by and among Bristow
Group Inc., a Delaware corporation ("Bristow"), Era
Group Inc., a Delaware corporation ("Era"), and Ruby
Redux Merger Sub, Inc., a Delaware corporation
("Merger Sub"), pursuant to which Merger Sub will merge
with and into Bristow (the "Merger"), with Bristow
surviving the Merger as a direct, wholly owned subsidiary
of Era. 		Management   For   For    
  2.    "RESOLVED, that compensation that will or may be
made to Bristow's named executive officers in connection
with the Merger, and agreements or understandings
pursuant to which such compensation will or may be
made, in each case, as disclosed pursuant to Item 402(t)
of Regulation S-K under heading "The Merger-Interests
of Certain of Bristow's Directors and Executive Officers in
the Merger" beginning on page 91 of the Joint Proxy and
Consent Solicitation Statement/Prospectus, dated May 5,
2020, which is part of Form S-4 (No. 333-237557)". 		Management   For   For    
  BRISTOW GROUP INC    
  Security 11040B302       Meeting Type Consent
  Ticker Symbol         Meeting Date 11-Jun-2020  
  ISIN         Agenda 935219041 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1.    The adoption of the Agreement and Plan of Merger,
dated as of January 23, 2020, by and among Bristow
Group Inc., a Delaware corporation ("Bristow"), Era
Group Inc., a Delaware corporation ("Era"), and Ruby
Redux Merger Sub, Inc., a Delaware corporation
("Merger Sub"), pursuant to which Merger Sub will merge
with and into Bristow (the "Merger"), with Bristow
surviving the Merger as a direct, wholly owned subsidiary
of Era. 		Management   For   For    
  2.    "RESOLVED, that compensation that will or may be
made to Bristow's named executive officers in connection
with the Merger, and agreements or understandings
pursuant to which such compensation will or may be
made, in each case, as disclosed pursuant to Item 402(t)
of Regulation S-K under heading "The Merger-Interests
of Certain of Bristow's Directors and Executive Officers in
the Merger" beginning on page 91 of the Joint Proxy and
Consent Solicitation Statement/Prospectus, dated May 5,
2020, which is part of Form S-4 (No. 333-237557)". 		Management   For   For    
  BRISTOW GROUP INC    
  Security 11040B807       Meeting Type Consent
  Ticker Symbol         Meeting Date 11-Jun-2020  
  ISIN         Agenda 935219041 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1.    The adoption of the Agreement and Plan of Merger,
dated as of January 23, 2020, by and among Bristow
Group Inc., a Delaware corporation ("Bristow"), Era
Group Inc., a Delaware corporation ("Era"), and Ruby
Redux Merger Sub, Inc., a Delaware corporation
("Merger Sub"), pursuant to which Merger Sub will merge
with and into Bristow (the "Merger"), with Bristow
surviving the Merger as a direct, wholly owned subsidiary
of Era. 		Management   For   For    
  2.    "RESOLVED, that compensation that will or may be
made to Bristow's named executive officers in connection
with the Merger, and agreements or understandings
pursuant to which such compensation will or may be
made, in each case, as disclosed pursuant to Item 402(t)
of Regulation S-K under heading "The Merger-Interests
of Certain of Bristow's Directors and Executive Officers in
the Merger" beginning on page 91 of the Joint Proxy and
Consent Solicitation Statement/Prospectus, dated May 5,
2020, which is part of Form S-4 (No. 333-237557)". 		Management   For   For    
  ELITE PHARMACEUTICALS, INC.    
  Security 28659T200       Meeting Type Special 
  Ticker Symbol ELTP                  Meeting Date 23-Jun-2020  
  ISIN US28659T2006       Agenda 935214433 - Management
                             
  Item Proposal Proposed
by 		  Vote For/Against
Management 		   
  1.    To again vote on the amendment of our Articles of
Incorporation to increase the number of shares of
common stock the Company is authorized to issue from
995,000,000 shares to 1,445,000,000 shares and to file a
new amendment to our Articles of Incorporation reflecting
such approval. 		Management   For   For    
  2.    Grant discretionary authority to adjourn the Special
Meeting, if necessary, to solicit additional proxies in the
event that there are not sufficient votes at the time of the
Special Meeting to approve Proposal 1. 		Management   For   For    
     

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant The Gabelli Convertible & Income Securities Fund Inc.

 

By (Signature and Title)* /s/ Bruce N. Alpert
  Bruce N. Alpert, Principal Executive Officer

 

Date August 21, 2020

 

*Print the name and title of each signing officer under his or her signature.

     
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