Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public)
30 November 2023 - 3:16AM
Edgar (US Regulatory)
The
Gabelli
Global
Small
and
Mid
Cap
Value
Trust
Schedule
of
Investments
—
September
30,
2023
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
—
98.9%
Aerospace
—
1.3%
14,000
Allient
Inc.
......................
$
432,880
9,500
Kaman
Corp.
....................
186,675
1,000
L3Harris
Technologies
Inc.
...........
174,120
290,000
Rolls-Royce
Holdings
plc†
...........
781,608
1,575,283
Agriculture
—
0.2%
2,000
American
Vanguard
Corp.
...........
21,860
12,000
Limoneira
Co.
....................
183,840
205,700
Automotive
—
2.7%
6,500
Blue
Bird
Corp.†
..................
138,775
4,000
Daimler
Truck
Holding
AG
...........
138,796
4,100
Ferrari
NV
......................
1,211,714
143,800
Iveco
Group
NV†
.................
1,347,312
24,000
Traton
SE
.......................
505,704
3,342,301
Automotive:
Parts
and
Accessories
—
3.0%
50,013
Brembo
SpA
.....................
621,824
98,000
Dana
Inc.
.......................
1,437,660
44,002
Garrett
Motion
Inc.†
...............
346,736
1,800
Linamar
Corp.
...................
86,710
28,000
Modine
Manufacturing
Co.†
..........
1,281,000
3,773,930
Aviation:
Parts
and
Services
—
1.2%
15,500
AAR
Corp.†
.....................
922,715
1,000
Curtiss-Wright
Corp.
...............
195,630
9,000
Ducommun
Inc.†
.................
391,590
1,509,935
Broadcasting
—
2.7%
63,000
Beasley
Broadcast
Group
Inc.,
Cl. A†
....
54,892
5,700
Cogeco
Inc.
.....................
206,765
90,000
Corus
Entertainment
Inc.,
Cl. B
........
68,250
313,000
Grupo
Televisa
SAB,
ADR
............
954,650
240,000
ITV
plc
.........................
206,792
500
Liberty
Broadband
Corp.,
Cl. A†
.......
45,455
103
Liberty
Broadband
Corp.,
Cl. C†
.......
9,406
188
Liberty
Media
Corp.-Liberty
SiriusXM†
..
4,787
2,000
Liberty
Media
Corp.-Liberty
SiriusXM,
Cl. A†
........................
50,900
87,500
Sinclair
Inc.
.....................
981,750
25,000
Sirius
XM
Holdings
Inc.
.............
113,000
47,000
TEGNA
Inc.
.....................
684,790
3,381,437
Building
and
Construction
—
1.5%
12,241
Arcosa
Inc.
......................
880,128
3,500
Bouygues
SA
....................
122,630
1,000
Carrier
Global
Corp.
...............
55,200
Shares
Market
Value
3,000
IES
Holdings
Inc.†
................
$
197,610
6,000
Johnson
Controls
International
plc
.....
319,260
5,000
Knife
River
Corp.†
.................
244,150
1,818,978
Business
Services
—
5.6%
15,000
Diebold
Nixdorf
Inc.†
..............
0
40,500
Herc
Holdings
Inc.
................
4,817,070
71,000
JCDecaux
SE†
...................
1,202,537
13,500
Loomis
AB
......................
364,018
50,000
Rentokil
Initial
plc
.................
372,253
4,000
Ströeer
SE
&
Co.
KGaA
.............
178,041
6,933,919
Cable
and
Satellite
—
1.7%
3,800
Cogeco
Communications
Inc.
.........
175,892
42,000
Liberty
Global
plc,
Cl. A†
............
719,040
47,000
Liberty
Global
plc,
Cl. C†
............
872,320
51,000
Megacable
Holdings
SAB
de
CV
.......
112,667
34,057
WideOpenWest
Inc.†
...............
260,536
2,140,455
Computer
Software
and
Services
—
0.3%
3,662
CareCloud
Inc.†
..................
4,211
4,000
Donnelley
Financial
Solutions
Inc.†
.....
225,120
5,000
PAR
Technology
Corp.†
.............
192,700
422,031
Consumer
Products
—
3.9%
10,000
BellRing
Brands
Inc.†
..............
412,300
27,000
Edgewell
Personal
Care
Co.
..........
997,920
29,400
Energizer
Holdings
Inc.
.............
941,976
5,500
Essity
AB,
Cl. B
...................
118,754
300
L'Oreal
SA
......................
124,713
12,000
Marine
Products
Corp.
.............
170,520
15,000
Mattel
Inc.†
.....................
330,450
45,000
Nintendo
Co.
Ltd.,
ADR
.............
465,750
5,500
Salvatore
Ferragamo
SpA
............
72,919
32,000
Scandinavian
Tobacco
Group
A/S
......
487,635
6,000
Shiseido
Co.
Ltd.
.................
210,787
5,000
Spectrum
Brands
Holdings
Inc.
.......
391,750
2,000
Unilever
plc,
ADR
.................
98,800
4,824,274
Consumer
Services
—
1.3%
3,000
Allegion
plc
.....................
312,600
11,500
Ashtead
Group
plc
................
701,838
500
Boyd
Group
Services
Inc.
............
88,912
350
Cie
de
L'Odet
SE
..................
508,432
1,611,782
Diversified
Industrial
—
7.5%
105,000
Ampco-Pittsburgh
Corp.†
...........
276,150
34,700
Ardagh
Group
SA†
................
128,563
4,000
AZZ
Inc.
........................
182,320
The
Gabelli
Global
Small
and
Mid
Cap
Value
Trust
Schedule
of
Investments
(Continued)
—
September
30,
2023
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
(Continued)
Diversified
Industrial
(Continued)
16,500
EnPro
Industries
Inc.
...............
$
1,999,635
33,200
Greif
Inc.,
Cl. A
...................
2,218,092
17,000
Griffon
Corp.
....................
674,390
700
Haynes
International
Inc.
............
32,564
8,500
Jardine
Matheson
Holdings
Ltd.
.......
394,570
2,400
Moog
Inc.,
Cl. A
..................
271,104
25,500
Myers
Industries
Inc.
..............
457,215
5,000
Smiths
Group
plc
.................
98,798
22,000
Steel
Partners
Holdings
LP†
..........
935,442
8,500
Sulzer
AG
.......................
813,924
40,000
Toray
Industries
Inc.
...............
208,244
42,000
Tredegar
Corp.
...................
227,220
12,000
Trinity
Industries
Inc.
...............
292,200
7,000
Wartsila
OYJ
Abp
.................
79,595
9,290,026
Educational
Services
—
0.1%
15,000
Universal
Technical
Institute
Inc.†
......
125,700
Electronics
—
3.0%
7,500
Flex
Ltd.†
.......................
202,350
30,000
Mirion
Technologies
Inc.†
...........
224,100
10,000
Resideo
Technologies
Inc.†
..........
158,000
500
Rogers
Corp.†
...................
65,735
37,000
Sony
Group
Corp.,
ADR
.............
3,049,170
3,699,355
Energy
and
Utilities:
Alternative
Energy
—
0.1%
5,500
NextEra
Energy
Partners
LP
..........
163,350
Energy
and
Utilities:
Electric
—
0.8%
31,200
Algonquin
Power
&
Utilities
Corp.
......
184,685
7,500
Fortis
Inc.
......................
284,870
12,500
PNM
Resources
Inc.
...............
557,625
1,027,180
Energy
and
Utilities:
Integrated
—
1.0%
18,500
Avista
Corp.
.....................
598,845
3,500
Emera
Inc.
......................
122,194
15,500
Hawaiian
Electric
Industries
Inc.
.......
190,805
100,000
Hera
SpA
.......................
273,828
1,185,672
Energy
and
Utilities:
Natural
Gas
—
1.0%
24,000
National
Fuel
Gas
Co.
..............
1,245,840
Energy
and
Utilities:
Services
—
1.1%
42,000
Dril-Quip
Inc.†
...................
1,183,140
3,000
Pineapple
Energy
Inc.†
.............
2,624
1,500
Weatherford
International
plc†
........
135,495
1,321,259
Shares
Market
Value
Energy
and
Utilities:
Water
—
2.4%
70,000
Beijing
Enterprises
Water
Group
Ltd.
....
$
15,285
1,800
Consolidated
Water
Co.
Ltd.
..........
51,192
17,000
Mueller
Water
Products
Inc.,
Cl. A
.....
215,560
90,000
Primo
Water
Corp.
................
1,242,000
52,000
Severn
Trent
plc
..................
1,500,479
3,024,516
Entertainment
—
7.0%
30,000
Atlanta
Braves
Holdings
Inc.,
Cl. A†
....
1,172,100
27,011
Atlanta
Braves
Holdings
Inc.,
Cl. C†
....
965,103
232,000
Entain
plc
.......................
2,640,413
4,500
GAN
Ltd.†
......................
5,220
14,000
Golden
Entertainment
Inc.
...........
478,520
3,000
IMAX
Corp.†
....................
57,960
500
Liberty
Media
Corp.-Liberty
Live,
Cl. A†
..
15,960
47
Liberty
Media
Corp.-Liberty
Live,
Cl. C†
..
1,509
600
Madison
Square
Garden
Entertainment
Corp.†
.......................
19,746
4,600
Madison
Square
Garden
Sports
Corp.
...
810,980
8,000
Manchester
United
plc,
Cl. A†
.........
158,320
27,000
Paramount
Global,
Cl. A
.............
426,330
5,000
Sphere
Entertainment
Co.†
..........
185,800
10,500
Ubisoft
Entertainment
SA†
...........
341,470
15,000
Universal
Music
Group
NV
...........
392,187
80,000
Vivendi
SE
......................
701,676
28,000
Warner
Bros
Discovery
Inc.†
.........
304,080
8,677,374
Environmental
Services
—
1.0%
18,000
Renewi
plc†
.....................
161,200
6,000
Stericycle
Inc.†
...................
268,260
20,000
TOMRA
Systems
ASA
..............
228,389
4,000
Waste
Connections
Inc.
.............
537,200
1,195,049
Equipment
and
Supplies
—
5.1%
1,700
A.O.
Smith
Corp.
..................
112,421
24,500
Commercial
Vehicle
Group
Inc.†
.......
190,120
31,500
Flowserve
Corp.
..................
1,252,755
11,000
Graco
Inc.
......................
801,680
17,000
Interpump
Group
SpA
..............
781,657
30,000
Mueller
Industries
Inc.
..............
2,254,800
800
Snap-on
Inc.
....................
204,048
4,500
Watts
Water
Technologies
Inc.,
Cl. A
....
777,690
6,375,171
Financial
Services
—
3.7%
750
Credit
Acceptance
Corp.†
............
345,090
5,800
EXOR
NV
.......................
514,724
51,000
FinecoBank
Banca
Fineco
SpA
........
620,886
100
First
Citizens
BancShares
Inc.,
Cl. A
....
138,010
38,000
Flushing
Financial
Corp.
.............
498,940
14,000
FTAI
Aviation
Ltd.
.................
497,700
The
Gabelli
Global
Small
and
Mid
Cap
Value
Trust
Schedule
of
Investments
(Continued)
—
September
30,
2023
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
(Continued)
Financial
Services
(Continued)
250,000
GAM
Holding
AG†
.................
$
123,587
1,000
Groupe
Bruxelles
Lambert
NV
........
74,600
5,000
I3
Verticals
Inc.,
Cl. A†
.............
105,700
7,500
Janus
Henderson
Group
plc
..........
193,650
15,000
Kinnevik
AB,
Cl. A†
................
151,297
23,000
Kinnevik
AB,
Cl. B†
................
229,883
1,800
PROG
Holdings
Inc.†
..............
59,778
70,000
Resona
Holdings
Inc.
..............
387,988
22,500
Synovus
Financial
Corp.
............
625,500
4,567,333
Food
and
Beverage
—
14.7%
7,000
Britvic
plc
......................
74,475
280
Chocoladefabriken
Lindt
&
Spruengli
AG
.
3,117,059
23,500
Chr.
Hansen
Holding
A/S
............
1,440,424
70,000
ChromaDex
Corp.†
................
102,200
3,000
Corby
Spirit
and
Wine
Ltd.,
Cl. A
.......
31,916
135,000
Davide
Campari-Milano
NV
..........
1,593,567
12,000
Fevertree
Drinks
plc
...............
175,694
9,000
Fomento
Economico
Mexicano
SAB
de
CV,
ADR
.........................
982,350
1,000
Heineken
Holding
NV
...............
75,488
39,000
ITO
EN
Ltd.
.....................
1,255,025
12,500
Kameda
Seika
Co.
Ltd.
..............
342,529
10,500
Kerry
Group
plc,
Cl. A
..............
861,170
39,000
Kikkoman
Corp.
..................
2,047,082
7,000
Luckin
Coffee
Inc.,
ADR†
............
245,074
93,000
Maple
Leaf
Foods
Inc.
..............
1,787,079
105,000
Nissin
Foods
Co.
Ltd.
..............
80,450
20,000
Nomad
Foods
Ltd.†
................
304,400
5,000
Post
Holdings
Inc.†
................
428,700
190,000
Premier
Foods
plc
.................
278,183
9,500
Remy
Cointreau
SA
................
1,161,574
1,800
Symrise
AG
.....................
171,884
6,000
The
Hain
Celestial
Group
Inc.†
........
62,220
9,000
Treasury
Wine
Estates
Ltd.
...........
71,348
3,000
TreeHouse
Foods
Inc.†
.............
130,740
40,000
Tsingtao
Brewery
Co.
Ltd.,
Cl. H
.......
327,419
215,000
Vitasoy
International
Holdings
Ltd.
.....
260,275
32,000
Yakult
Honsha
Co.
Ltd.
.............
777,944
18,186,269
Health
Care
—
6.3%
18,237
Avantor
Inc.†
....................
384,436
11,000
Bausch
+
Lomb
Corp.†
.............
186,450
40,000
Bausch
Health
Cos.
Inc.†
............
328,800
600
Bio-Rad
Laboratories
Inc.,
Cl. A†
......
215,070
150
Bio-Rad
Laboratories
Inc.,
Cl. B†
......
53,259
5,000
Catalent
Inc.†
....................
227,650
500
Charles
River
Laboratories
International
Inc.†
........................
97,990
Shares
Market
Value
450
Chemed
Corp.
...................
$
233,865
11,500
Cutera
Inc.†
.....................
69,230
2,500
DaVita
Inc.†
.....................
236,325
11,000
DENTSPLY
SIRONA
Inc.
............
375,760
4,000
Endo
International
plc†
.............
32
13,000
Evolent
Health
Inc.,
Cl. A†
...........
353,990
5,000
Halozyme
Therapeutics
Inc.†
.........
191,000
4,000
Henry
Schein
Inc.†
................
297,000
1,750
ICU
Medical
Inc.†
.................
208,267
5,000
Idorsia
Ltd.†
.....................
14,148
20,000
InfuSystem
Holdings
Inc.†
...........
192,800
5,500
Integer
Holdings
Corp.†
.............
431,365
2,000
Lantheus
Holdings
Inc.†
............
138,960
10,000
Option
Care
Health
Inc.†
............
323,500
7,500
Owens
&
Minor
Inc.†
..............
121,200
28,000
Patterson
Cos.
Inc.
................
829,920
37,000
Perrigo
Co.
plc
...................
1,182,150
4,000
Silk
Road
Medical
Inc.†
.............
59,960
700
STERIS
plc
......................
153,594
6,000
SurModics
Inc.†
..................
192,540
400
Teladoc
Health
Inc.†
...............
7,436
6,000
Tenet
Healthcare
Corp.†
.............
395,340
400
The
Cooper
Companies
Inc.
..........
127,204
10,000
Treace
Medical
Concepts
Inc.†
........
131,100
7,760,341
Hotels
and
Gaming
—
3.0%
2,500
Caesars
Entertainment
Inc.†
..........
115,875
901
Flutter
Entertainment
plc†
...........
147,198
26,000
Full
House
Resorts
Inc.†
............
111,020
40,000
International
Game
Technology
plc
.....
1,212,800
656,250
Mandarin
Oriental
International
Ltd.
....
1,118,906
9,000
MGM
Resorts
International
..........
330,840
250,000
The
Hongkong
&
Shanghai
Hotels
Ltd.†
.
200,806
5,500
Wynn
Resorts
Ltd.
................
508,255
3,745,700
Machinery
—
5.3%
21,000
Astec
Industries
Inc.
...............
989,310
160,000
CNH
Industrial
NV,
Borsa
Italiana
......
1,952,106
224,000
CNH
Industrial
NV,
New
York
.........
2,710,400
2,400
Tennant
Co.
.....................
177,960
13,000
Twin
Disc
Inc.†
...................
178,360
6,000
Xylem
Inc.
......................
546,180
6,554,316
Manufactured
Housing
and
Recreational
Vehicles
—
0.5%
2,200
Cavco
Industries
Inc.†
..............
584,452
Metals
and
Mining
—
1.2%
2,000
ATI
Inc.†
.......................
82,300
25,750
Cameco
Corp.
....................
1,020,730
90,000
Sierra
Metals
Inc.†
................
25,992
The
Gabelli
Global
Small
and
Mid
Cap
Value
Trust
Schedule
of
Investments
(Continued)
—
September
30,
2023
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
(Continued)
Metals
and
Mining
(Continued)
4,000
TimkenSteel
Corp.†
................
$
86,880
5,800
Wheaton
Precious
Metals
Corp.
.......
235,190
1,451,092
Publishing
—
0.7%
1,400
Graham
Holdings
Co.,
Cl. B
..........
816,200
10,000
The
E.W.
Scripps
Co.,
Cl. A†
..........
54,800
871,000
Real
Estate
—
0.3%
20,000
Starwood
Property
Trust
Inc.,
REIT
.....
387,000
37,000
Trinity
Place
Holdings
Inc.†
..........
13,505
400,505
Retail
—
2.3%
5,000
AutoNation
Inc.†
..................
757,000
600
Biglari
Holdings
Inc.,
Cl. A†
..........
492,609
8,000
Camping
World
Holdings
Inc.,
Cl. A
....
163,280
5,000
Hertz
Global
Holdings
Inc.,
New
York†
..
61,250
7,000
MarineMax
Inc.†
..................
229,740
6,000
Movado
Group
Inc.
................
164,100
1,500
Penske
Automotive
Group
Inc.
........
250,590
10,000
PetIQ
Inc.†
......................
197,000
18,000
Pets
at
Home
Group
plc
.............
73,528
10,000
Rush
Enterprises
Inc.,
Cl. B
..........
452,900
120,000
Sun
Art
Retail
Group
Ltd.
............
25,438
2,867,435
Specialty
Chemicals
—
1.7%
4,500
Ashland
Inc.
.....................
367,560
53,000
Element
Solutions
Inc.
..............
1,039,330
2,000
H.B.
Fuller
Co.
...................
137,220
13,547
Huntsman
Corp.
..................
330,547
14,000
SGL
Carbon
SE†
..................
97,764
6,000
T.
Hasegawa
Co.
Ltd.
...............
122,457
2,000
Takasago
International
Corp.
.........
40,284
700
Treatt
plc
.......................
4,330
2,139,492
Telecommunications
—
1.3%
8,250
Eurotelesites
AG†
.................
36,111
5,000
Gogo
Inc.†
......................
59,650
6,000
Hellenic
Telecommunications
Organization
SA,
ADR
......................
42,060
100,000
Pharol
SGPS
SA†
.................
4,419
33,000
Telekom
Austria
AG
................
230,269
17,500
Telephone
and
Data
Systems
Inc.
......
320,425
15,600
Telesat
Corp.†
...................
223,080
75,000
Vodafone
Group
plc,
ADR
...........
711,000
1,627,014
Transportation
—
1.4%
64,000
Bollore
SE
......................
344,410
Shares
Market
Value
17,000
FTAI
Infrastructure
Inc.
.............
$
54,740
12,000
GATX
Corp.
.....................
1,305,960
1,705,110
Wireless
Communications
—
1.0%
40,000
Millicom
International
Cellular
SA,
SDR†
.
621,479
15,000
United
States
Cellular
Corp.†
.........
644,550
1,266,029
TOTAL
COMMON
STOCKS
.........
122,596,605
PREFERRED
STOCKS
—
0.2%
Health
Care
—
0.2%
10,000
XOMA
Corp.,
Ser.
A,
8.625%
.........
238,000
Retail
—
0.0%
450
Qurate
Retail
Inc.,
8.000%,
03/15/31
....
12,892
TOTAL
PREFERRED
STOCKS
........
250,892
RIGHTS
—
0.0%
Energy
and
Utilities:
Services
—
0.0%
13,750
Pineapple
Energy
Inc.,
CVR†
.........
31,696
Health
Care
—
0.0%
45,000
Achillion
Pharmaceuticals
Inc.,
CVR†
...
22,500
1,500
Tobira
Therapeutics
Inc.,
CVR†(a)
......
0
22,500
TOTAL
RIGHTS
................
54,196
WARRANTS
—
0.0%
Diversified
Industrial
—
0.0%
64,000
Ampco-Pittsburgh
Corp.,
expire
08/01/25†
20,480
Energy
and
Utilities:
Services
—
0.0%
539
Weatherford
International
plc,
expire
12/13/23†
.....................
1,294
TOTAL
WARRANTS
..............
21,774
Principal
Amount
U.S.
GOVERNMENT
OBLIGATIONS
—
0.9%
$
1,105,000
U.S.
Treasury
Bills,
5.337%
to
5.388%††,
11/02/23
to
12/28/23
......................
1,093,003
TOTAL
INVESTMENTS
—
100.0%
....
(Cost
$104,149,690)
.............
$
124,016,470
(a)
Security
is
valued
using
significant
unobservable
inputs
and
is
classified
as
Level
3
in
the
fair
value
hierarchy.
†
Non-income
producing
security.
††
Represents
annualized
yields
at
dates
of
purchase.
The
Gabelli
Global
Small
and
Mid
Cap
Value
Trust
Schedule
of
Investments
(Continued)
—
September
30,
2023
(Unaudited)
ADR
American
Depositary
Receipt
CVR
Contingent
Value
Right
REIT
Real
Estate
Investment
Trust
SDR
Swedish
Depositary
Receipt
Geographic
Diversification
%
of
Total
Investments
Market
Value
United
States
........................
52.9
%
$
65,564,640
Europe
..............................
31.5
39,051,463
Japan
...............................
7.2
8,907,261
Canada
..............................
4.5
5,652,676
Asia/Pacific
.........................
2.2
2,739,571
Latin
America
.......................
1.7
2,100,859
Total
Investments
...................
100.0%
$
124,016,470
Gabelli Global Small and... (NYSE:GGZ)
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From Apr 2024 to May 2024
Gabelli Global Small and... (NYSE:GGZ)
Historical Stock Chart
From May 2023 to May 2024
