Report of Foreign Issuer (6-k)
01 October 2016 - 6:05AM
Edgar (US Regulatory)
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a - 16 or 15d - 16 of
the Securities Exchange Act of 1934
For the
month of September
HSBC Holdings plc
42
nd
Floor, 8 Canada Square, London E14 5HQ, England
(Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F).
Form
20-F X
Form 40-F ......
(Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3-2(b) under the Securities
Exchange Act of 1934).
Yes.......
No
X
(If
"Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): 82-
..............).
HSBC HOLDINGS PLC
30 September 2016
Notification of Transactions of Persons Discharging Managerial
Responsibilities (“PDMRs”) and persons closely
associated with the PDMRs
The
following acquisitions relating to dividends of US$0.50 ordinary
shares (the “Shares”) took place on 28 September
2016.
Directors
Name
|
Price per Share / ADS
1
|
Shares acquired
|
Kathleen
Casey
|
US$35.5075
1
|
23
American Depositary Shares
1
(representing
115 ordinary shares of US$0.50 each)
|
Henri
de Castries
|
US$7.1015
|
221
|
Douglas
Flint
|
£5.7850
|
66
|
Stuart
Gulliver
|
US$7.1015
|
44,302
|
Sam
Laidlaw
|
US$7.1015
|
541
|
Iain
Mackay
|
US$7.1015
|
20,465
|
Heidi
Miller
|
US$35.5075
1
|
10
American Depositary Shares
1
(representing
50 ordinary shares of US$0.50 each)
|
Marc
Moses
|
US$7.1015
|
24,702
|
Jackson
Tai
|
US$35.5075
1
|
44
American Depositary Shares
1
(representing
220 ordinary shares of US$0.50 each)
|
Other PDMRs
Name
|
Price per Share
|
Shares acquired
|
Samir
Assaf
|
US$7.1015
|
27,932
|
Peter
Boyles
|
US$7.1015
£5.7850
|
7,078
2,351
|
Patrick
Burke
|
US$7.1015
£5.7850
|
6,542
1,624
|
John
Flint
|
US$7.1015
|
8,778
|
Andy
Maguire
|
US$7.1015
|
3,158
|
Paulo
Maia
|
US$7.1015
£5.7850
£5.7793
|
3,225
1,844
4
|
Noel
Quinn
|
US$7.1015
|
4,903
|
Antonio
Simoes
|
US$7.1015
|
5,147
|
Peter
Wong
|
US$7.1015
£5.7850
|
32,244
9,292
|
Persons closely associated (“CAP”) with the
PDMR
Name
|
Price per Share
|
Shares acquired
|
Camay
Wong
(CAP of
Peter Wong)
|
US$7.1015
|
315
|
1
American
Depositary Shares (‘ADS’) are categorised as equity
derivatives under Part XV of the Securities and Futures Ordinance
of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary
shares. ADS are traded in New York.
The
following disclosures are made in accordance with Article 19 of the
EU Market Abuse Regulation 596/2014.
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
Name of natural person
|
Kathleen
Casey
|
|
|
|
|
2 - Reason for the notification
|
Position/status
|
Non-executive
Director
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
Transaction(s) summary
table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
American Depositary Shares (‘ADS’). Each ADS represents
five HSBC Holdings plc ordinary shares of US$0.50 each
|
GB0005405286
|
Outside a trading venue
|
USD – United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
$35.51
|
23
|
$816.67
|
Aggregated
|
$35.508
|
23
|
$816.67
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
Name of natural person
|
Henri
de Castries
|
|
|
|
|
2 - Reason for the notification
|
Position/status
|
Non-executive
Director
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
Transaction(s) summary
table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD – United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
$7.10
|
221
|
$1,569.43
|
Aggregated
|
$7.102
|
221
|
$1,569.43
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
Name of natural person
|
Douglas
Flint
|
|
|
|
|
2 – Reason for the notification
|
Position/status
|
Group
Chairman
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
Transaction(s) summary
table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP – British Pound
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
£5.79
|
66
|
£381.81
|
Aggregated
|
£5.785
|
66
|
£381.81
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
Name of natural person
|
Stuart
Gulliver
|
|
|
|
|
2 – Reason for the notification
|
Position/status
|
Group
Chief Executive
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
|
Transaction(s) summary
table
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD – United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
$7.10
|
44,302
|
$314,610.65
|
Aggregated
|
$7.102
|
44,302
|
$314,610.65
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
Name of natural person
|
Sam
Laidlaw
|
|
|
|
|
2 – Reason for the notification
|
Position/status
|
Non-executive
Director
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 - Details of the transaction(s)
|
Transaction(s) summary
table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD – United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
$7.10
|
541
|
$3,841.91
|
Aggregated
|
$7.102
|
541
|
$3,841.91
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
Name of natural person
|
Iain
Mackay
|
|
|
|
|
2 – Reason for the notification
|
Position/status
|
Group
Finance Director
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 – Details of the transaction(s)
|
Transaction(s) summary
table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD – United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
$7.10
|
20,465
|
$145,332.20
|
Aggregated
|
$7.102
|
20,465
|
$145,332.20
|
1 – Details of the person discharging managerial
responsibilities / person closely associated
|
Name of natural person
|
Heidi
Miller
|
|
|
|
|
2 - Reason for the notification
|
Position/status
|
Non-executive
Director
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 – Details of the issuer, emission allowance market
participant, auction platform, auctioneer or auction
monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
4 - Details of the transaction(s)
|
Transaction(s) summary
table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
American Depositary Shares (‘ADS’). Each ADS represents
five HSBC Holdings plc ordinary shares of US$0.50
each.
|
GB0005405286
|
Outside a trading venue
|
USD – United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
$35.51
|
10
|
$355.08
|
Aggregated
|
$35.508
|
10
|
$355.08
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
Name of natural person
|
Marc
Moses
|
|
|
|
|
2 – Reason for the notification
|
Position/status
|
Group
Chief Risk Officer
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
4 – Details of the transaction(s)
|
Transaction(s) summary
table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD – United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
$7.10
|
24,702
|
$175,421.25
|
Aggregated
|
$7.102
|
24,702
|
$175,421.25
|
1 – Details of the person discharging managerial
responsibilities / person closely associated
|
|
Name of natural person
|
Jackson
Tai
|
|
|
|
|
|
|
2 - Reason for the notification
|
|
Position/status
|
Non-executive
Director
|
|
|
|
|
|
|
Initial notification/amendment
|
Initial
Notification
|
|
|
3 – Details of the issuer, emission allowance market
participant, auction platform, auctioneer or auction
monitor
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
|
4 - Details of the transaction(s)
|
|
Transaction(s) summary
table
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2016-09-28
|
American Depositary Shares (‘ADS’). Each ADS represents
five HSBC Holdings plc ordinary shares of US$0.50
each.
|
GB0005405286
|
Outside a trading venue
|
USD – United States Dollar
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
$35.51
|
44
|
$1,562.33
|
|
Aggregated
|
$35.508
|
44
|
$1,562.33
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|
Name of natural person
|
Samir
Assaf
|
|
|
|
|
|
|
2 – Reason for the notification
|
|
Position/status
|
Chief
Executive, Global Banking and Markets
|
|
|
|
|
Initial notification/amendment
|
Initial
Notification
|
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
4 – Details of the transaction(s)
|
|
Transaction(s) summary
table
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD – United States Dollar
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
$7.10
|
27,932
|
$198,359.10
|
|
Aggregated
|
$7.102
|
27,932
|
$198,359.10
|
|
1 – Details of the person discharging managerial
responsibilities / person closely associated
|
Name of natural person
|
Peter
Boyles
|
|
|
|
|
2 - Reason for the notification
|
Position/status
|
Chief
Executive of Global Private Banking
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 – Details of the issuer, emission allowance market
participant, auction platform, auctioneer or auction
monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
4 - Details of the transaction(s)
|
Transaction(s) summary
table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP – British Pound
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
£5.79
|
2,351
|
£13,600.62
|
Aggregated
|
£5.785
|
2,351
|
£13,600.62
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD – United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
$7.10
|
7,078
|
$50,264.42
|
Aggregated
|
$7.102
|
7,078
|
$50,264.42
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
Name of natural person
|
Patrick
Burke
|
|
|
|
|
2 – Reason for the notification
|
Position/status
|
President and
Chief Executive of HSBC US
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
4 – Details of the transaction(s)
|
Transaction(s) summary
table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP – British Pound
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
£5.79
|
1,624
|
£9,394.90
|
Aggregated
|
£5.785
|
1,624
|
£9,394.90
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD – United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
$7.10
|
6,542
|
$46,458.01
|
Aggregated
|
$7.102
|
6,542
|
$46,458.01
|
1 – Details of the person discharging managerial
responsibilities / person closely associated
|
Name of natural person
|
John
Flint
|
|
|
|
|
2 - Reason for the notification
|
Position/status
|
Chief
Executive, Retail Banking and Wealth Management
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 – Details of the issuer, emission allowance market
participant, auction platform, auctioneer or auction
monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
4 - Details of the transaction(s)
|
Transaction(s) summary
table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD –United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
$7.10
|
8,778
|
$62,336.97
|
Aggregated
|
$7.102
|
8,778
|
$62,336.97
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
Name of natural person
|
Andy
Maguire
|
|
|
|
|
2 – Reason for the notification
|
Position/status
|
Group
Chief Operating Officer
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
4 – Details of the transaction(s)
|
Transaction(s) summary
table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD – United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
$7.10
|
3,158
|
$22,426.54
|
Aggregated
|
$7.102
|
3,158
|
$22,426.54
|
1 – Details of the person discharging managerial
responsibilities / person closely associated
|
Name of natural person
|
Paulo
Maia
|
|
|
|
|
2 - Reason for the notification
|
Position/status
|
Chief
Executive, Latin America
|
|
|
Initial notification/amendment
|
Initial
Notification
|
|
3 – Details of the issuer, emission allowance market
participant, auction platform, auctioneer or auction
monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
4 - Details of the transaction(s)
|
Transaction(s) summary
table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP – British Pound
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
£5.79
|
1,844
|
£10,667.61
|
Aggregated
|
£5.785
|
1,844
|
£10,667.61
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP – British Pound
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
£5.78
|
4
|
£23.12
|
Aggregated
|
£5.779
|
4
|
£23.12
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD – United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
$7.10
|
3,225
|
$22,902.34
|
Aggregated
|
$7.102
|
3,225
|
$22,902.34
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
Name of natural person
|
Noel
Quinn
|
|
|
|
|
2 – Reason for the notification
|
Position/status
|
Chief
Executive, Global Commercial Banking
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
4 – Details of the transaction(s)
|
Transaction(s) summary
table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD – United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
$7.10
|
4,903
|
$34,818.65
|
Aggregated
|
$7.102
|
4,903
|
$34,818.65
|
1 – Details of the person discharging managerial
responsibilities / person closely associated
|
Name of natural person
|
Antonio
Simoes
|
|
|
|
|
2 - Reason for the notification
|
Position/status
|
Chief
Executive, HSBC Bank plc
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 – Details of the issuer, emission allowance market
participant, auction platform, auctioneer or auction
monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
4 - Details of the transaction(s)
|
Transaction(s) summary
table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD – United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
$7.10
|
5,147
|
$36,551.42
|
Aggregated
|
$7.102
|
5,147
|
$36,551.42
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
Name of natural person
|
Peter
Wong
|
|
|
|
|
2 – Reason for the notification
|
Position/status
|
Deputy
Chairman and Chief Executive, The Hongkong and Shanghai Banking
Corporation Limited
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
4 – Details of the transaction(s)
|
Transaction(s) summary
table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP – British Pound
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
£5.79
|
9,292
|
£53,754.22
|
Aggregated
|
£5.785
|
9,292
|
£53,754.22
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD – United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
$7.10
|
32,244
|
$228,980.77
|
Aggregated
|
$7.102
|
32,244
|
$228,980.77
|
1 – Details of the person discharging managerial
responsibilities / person closely associated
|
Name of natural person
|
Camay
Wong
|
|
|
|
|
2 - Reason for the notification
|
Position/status
|
Closely associated
person of Peter Wong, Deputy Chairman and Chief Executive, The
Hongkong and Shanghai Banking Corporation Limited
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
4 - Details of the transaction(s)
|
Transaction(s) summary
table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-09-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD –United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
$7.10
|
315
|
$2,236.97
|
Aggregated
|
$7.102
|
315
|
$2,236.97
|
For
any queries related to this
notification please contact:
Nickesha Graham-Burrell, Senior
Assistant Company Secretary on 020 7992 3633.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
HSBC
Holdings plc
By:
Name: Ben J S
Mathews
Title: Group
Company Secretary
|
Hsbc Holdings, Plc. Perpetual Sub Cap Secs (delisted) (NYSE:HSEA)
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