Report of Foreign Issuer (6-k)
06 October 2016 - 2:42AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a - 16 or 15d - 16
of the Securities Exchange Act of 1934
For the month of October 2016
HSBC Holdings
plc
42nd Floor, 8 Canada Square, London E14 5HQ, England
(Indicate by
check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
Form
20-F ☒ Form 40-F ☐
(Indicate by
check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).
Yes ☐ No ☒
(If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
).
This Report on Form 6-K is hereby incorporated by reference
in the following HSBC Holdings plc
registration statement: file number 333-202420
HSBC Holdings plc (the Registrant) hereby incorporates by reference the following exhibits to this
report on Form 6-K into its registration statement: file number 333-202420.
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Exhibit No.
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Description of Document
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4.1
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Third Supplemental Indenture to the Senior Indenture, dated October 5, 2016.
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5.1
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Opinion of Cleary Gottlieb Steen & Hamilton LLP, special US counsel to the Registrant, dated October 5, 2016.
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5.2
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Opinion of Cleary Gottlieb Steen & Hamilton LLP, special English solicitors to the Registrant, dated October 5, 2016.
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S
IGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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HSBC Holdings plc
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Date: October 5, 2016
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By:
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/s/ Stuart Gulliver
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Name:
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Stuart Gulliver
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Title:
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Group Chief Executive
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