- Initial Statement of Beneficial Ownership (3)
02 October 2010 - 6:02AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
February 28, 2011
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SOOD SANJAY
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2. Date of Event Requiring Statement (MM/DD/YYYY)
9/29/2010
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3. Issuer Name
and
Ticker or Trading Symbol
PEP BOYS MANNY MOE & JACK [PBY]
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(Last)
(First)
(Middle)
3111 W. ALLEGHENY AVENUE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
VP-Controller (Chief Acct Off) /
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(Street)
PHILADELPHIA, PA 19132
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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10197
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D
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Common Stock
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6163
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Option (right to buy)
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2/27/2006
(2)
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2/27/2013
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Common Stock
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750
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$15.855
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D
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Option (right to buy)
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2/15/2007
(2)
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2/15/2014
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Common Stock
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1000
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$15.965
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D
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Option (right to buy)
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2/28/2009
(3)
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2/28/2015
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Common Stock
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1000
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$12.06
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D
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Option (right to buy)
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2/26/2010
(3)
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2/26/2016
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Common Stock
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7500
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$3.12
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D
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Option (right to buy)
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3/30/2011
(3)
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3/30/2017
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Common Stock
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4673
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$10.27
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D
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ROIC Performance-Based Award
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(4)
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(5)
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Common Stock
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1934
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(5)
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D
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TSR Performance-Based Award
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(6)
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(5)
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Common Stock
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967
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(5)
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D
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Explanation of Responses:
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(
1)
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Represents the number of shares held in the Reporting Person's account under The Pep Boys Deferred Compensation Plan.
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(
2)
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20% of such options were execiseable on the date of grant. An additional 20% of such options became/become exerciseable on each of the next four anniversaries of the date of grant.
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(
3)
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One third of such options became/become exercisable on each of the first three anniversaries of the date of grant.
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(
4)
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Each ROIC Performance-Based Award will vest if the Issuer's return on invested capital for fiscal year 2012 is between 11.8% and 15.1% into between one-half and and one and one-half shares of common stock, respectively. Vested shares will be delivered on or about March 30, 2013.
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(
5)
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Not applicable.
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(
6)
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Each TSR Performance-Based Award will vest if the Issuer's total shareholder return over the three-year period that includes the Isser's fiscal years 2010, 2011 and 2012 is between the 40th and 90th percentile of its customized executive compensation peer group into between one-half and and one and three-quarters shares of common stock, respectively. Vested shares will be delivered on or about March 30, 2013.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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SOOD SANJAY
3111 W. ALLEGHENY AVENUE
PHILADELPHIA, PA 19132
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VP-Controller (Chief Acct Off)
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Signatures
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Sanjay Sood
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10/1/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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