Statement of Changes in Beneficial Ownership (4)
30 January 2021 - 3:35AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
BRATTAIN DONALD R |
2. Issuer Name and Ticker or Trading Symbol
TYLER TECHNOLOGIES INC
[
TYL
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
5101 TENNYSON PARKWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/6/2020 |
(Street)
PLANO, TX 75024
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 8/6/2020 | | S | | 275 (1) | D | $365 | 7155 | I | See footnote (2) (2) |
Common Stock | | | | | | | | 1150 | D (3) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This sale was not timely reported by the reporting person following the sale. This Form 4 is being filed to correct the reporting person's ownership information. |
(2) | As of the date of the reported sale and giving effect thereto, includes shares owned indirectly by the reporting person, as follows: (a) 4,495 shares held by Deephaven Enterprises, Inc., of which the reporting person is the sole shareholder, and (b) 2,660 shares held in an individual retirement account for the benefit of the reporting person's spouse. As of the filing date of this report, indirect ownership totals 5,422 shares, as follows: (a) 2,762 shares held by Deephaven Enterprises, Inc., and (b) 2,660 shares held in an individual retirement account for the benefit of the reporting person's spouse. |
(3) | As of the date of the reported sale and as of the filing date of this report. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BRATTAIN DONALD R 5101 TENNYSON PARKWAY PLANO, TX 75024 | X |
|
|
|
Signatures
|
Randall G. Ray, attorney-in-fact | | 1/29/2021 |
**Signature of Reporting Person | Date |
Tyler Technologies (NYSE:TYL)
Historical Stock Chart
From Jun 2024 to Jul 2024
Tyler Technologies (NYSE:TYL)
Historical Stock Chart
From Jul 2023 to Jul 2024