- Annual Report (10-K)
21 July 2009 - 7:13AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K
(Mark
One)
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ANNUAL REPORT PURSUANT TO SECTION 13
OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the fiscal year ended
December 31, 2008
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or
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o
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TRANSITION REPORT PURSUANT TO
SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the transition period
from
to
Commission File Number: 001-31645
filed on behalf of:
Corporate Backed Trust
Certificates, Ford Motor Company Note-Backed Series 2003-6 Trust
(Exact Name of Registrant as Specified in Its Charter)
by:
Lehman ABS Corporation
(Exact Name of Depositor as Specified in Its Charter)
Delaware
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13-3447441
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.)
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1271 Avenue of the Americas, New York,
New York
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10020
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code:
(212) 526-7000
Securities registered
pursuant to Section 12(b) of the Act:
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Title of Each Class
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Name of Each Exchange on Which
Registered
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Corporate Backed Trust Certificates, Ford Motor Company Note-Backed Series 2003-6
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New York Stock Exchange
(NYSE)
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Securities
registered pursuant to Section 12(g) of the Act:
None
Indicate by check mark if the registrant is a
well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes
o
No
x
Indicate by check mark if the registrant is not
required to file reports pursuant to Section 13 or Section 15(d) of
the Act. Yes
o
No
x
Indicate by check mark whether the registrant: (1) has
filed all reports required to be filed by Section 13 or 15(d) of the
Securities Exchange Act of 1934 during the preceding 12 months (or for such
shorter period that the registrant was required to file such reports), and (2) has
been subject to such filing requirements for the past 90 days. Yes
x
No
o
Indicate by check mark
whether the registrant has submitted electronically and posted on its corporate
Web site, if any, every Interactive Data File required to be submitted and
posted pursuant to Rule 405 of Regulation S-T (§ 229.405 of this chapter)
during the preceeding 12 months (or for such shorter period that the registrant
was required to submit and post such files). Yes
o
No
o
Indicate by check mark if disclosure of delinquent
filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not
contained herein, and will not be contained, to the best of registrants
knowledge, in definitive proxy or information statements incorporated by
reference in Part III of this Form 10-K or any amendment to this Form 10-K.
x
Indicate by check mark whether the registrant is a
large accelerated filer, an accelerated filer, or a non-accelerated filer. See
definition of accelerated filer and large accelerated filer in Rule 12b-2
of the Exchange Act. (Check one):
Large Accelerated Filer
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Accelerated Filer
o
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Non-Accelerated Filer
x
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Smaller reporting company
o
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Indicate by check mark whether the registrant is a
shell company (as defined in Rule 12b-2 of the Act). Yes
o
No
x
State
the aggregate market value of the voting and non-voting common equity held by
nonaffiliates computed by reference to the price at which the common equity was
last sold, or the average bid and asked price of such common equity, as of the
last business day of the registrants most recently completed second fiscal
quarter.
The registrant has no voting stock or class of common
stock that is held by nonaffiliates.
DOCUMENTS INCORPORATED BY REFERENCE
The
distribution reports to security holders filed on Form 8-K during the
fiscal year in lieu of reports on Form 10-Q which include the reports
filed on Form 8-K listed in Item 15(a) hereto are incorporated by reference
into part IV of this Annual Report.
Introductory
Note
Lehman
ABS Corporation (the Depositor) is the Depositor in respect of the Corporate
Backed Trust Certificates, Ford Motor Company Note-Backed Series 2003-6
Trust (the Trust), a common law trust formed pursuant to the Standard Terms
for Trust Agreements, dated as of January 16, 2001,
between
the Depositor and U.S. Bank Trust National Association, as trustee (the
Trustee), as supplemented by a Series Supplement (the Series Supplement)
dated as of March 13, 2003
in respect of
the Trust. The Trusts assets consist
solely of GlobLS issued by Ford Motor Company. The Certificates do not
represent obligations of or interests in the Depositor or the Trustee.
The
Registrant is a wholly-owned, indirect subsidiary of Lehman Brothers Holdings
Inc. (LBHI), which filed a voluntary petition (the Petition) for relief
under Chapter 11 of the United States Code in the United States Bankruptcy
Court for the Southern District of New York on September 15, 2008 in a
jointly administered proceeding named In re Lehman Brothers Holdings Inc., et.
al. under Case Number 08-13555. LBHI and its wholly-owned broker-dealer, Lehman
Brothers Inc., have sold since September 15, 2008 significant businesses,
including the sale on September 21, 2008 of the investment banking
business to Barclays Capital Inc., which business included the employees who
historically conducted the Registrants business. As a result of the foregoing,
the Registrant discontinued its securitization business and the individuals
previously involved in such securitization business are no longer employed by
the Registrants affiliates.
Accordingly, the Registrant was unable to timely file its Annual Report on
Form 10-K for the fiscal year ended on December 31, 2008, and filed a
Form 12b-25 on April 2, 2009 in connection therewith.
Ford Motor Company, the issuer of the underlying
securities,
is
subject to the information reporting requirements of the Securities Exchange
Act of 1934, as amended (the Exchange Act).
For information on the issuer of the
underlying securities, please see its periodic and current reports filed with
the Securities and Exchange Commission (the Commission) under Ford Motor
Companys Exchange Act file number, 001-03950.
The Commission maintains a site on the World Wide Web at
http://www.sec.gov at which users can view and download copies of reports,
proxy and information statements and other information regarding issuers filed
electronically through the Electronic Data Gathering, Analysis and Retrieval
system, or EDGAR. Periodic and
current reports and other information required to be filed pursuant to the
Exchange Act by the issuer of the underlying securities may be accessed on this
site. Neither the Depositor nor
the Trustee has participated in the preparation of such reporting documents, or
made any due diligence investigation with respect to the information provided
therein. Neither the Depositor nor the
Trustee has verified the accuracy or completeness of such documents or
reports. There can be no assurance that
events affecting the issuer of the
underlying securities or the underlying securities have not occurred or
have not yet been publicly disclosed which would affect the accuracy or
completeness of the publicly available documents described above.
2
PART I
Item 1.
Business.
Not Applicable
Item 1A. Risk Factors.
Not Applicable
Item 1B. Unresolved Staff Comments.
Not Applicable
Item 2. Properties
.
Not Applicable
Item 3. Legal Proceedings.
None
Item 4. Submission of Matters to a Vote of Security
Holders.
None
PART II
Item
5. Market for Registrants Common
Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities.
The publicly offered Certificates representing
investors interest in the Trust are represented by one or more physical
Certificates registered in the name of
Cede & Co., the nominee of
The Depository Trust Company.
Those publicly offered Certificates are listed on the NYSE.
Item 6. Selected Financial Data.
Not Applicable
Item 7.
Managements
Discussion and Analysis of Financial Condition and Results of Operation.
Not Applicable
Item 7A.
Quantitative and Qualitative Disclosures About Market Risk.
Not Applicable
Item 8. Financial Statements and Supplementary Data.
Not Applicable
Item 9. Changes in and Disagreements With Accountants
on Accounting and Financial Disclosure.
None
Item 9A. Controls and Procedures.
Not Applicable
Item 9A(T). Controls and Procedures.
Not Applicable
Item 9B. Other Information.
None
3
PART III
Item 10. Directors, Executive Officers and Corporate
Governance.
Not Applicable
Item 11. Executive Compensation.
Not Applicable
Item 12. Security Ownership of Certain Beneficial
Owners and Management and Related Stockholder Matters
.
Not Applicable
Item 13. Certain Relationships and Related
Transactions, and Director Independence.
None
Item 14. Principal Accountant Fees and Services.
Not Applicable
PART IV
Item 15. Exhibits, Financial Statement Schedules
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(a)
The following documents have been filed
as part of this report.
1.
Trustees Distribution Statements
documented on Form 8-K regarding the distributions from the Trust to the
certificateholders for the period from January 1, 2008 through and
including December 31, 2008 have been filed with the Securities and
Exchange Commission and are hereby incorporated by reference. Filing dates are listed below:
Trust
Description
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Distribution Date
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Filed on
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Corporate Backed Trust
Certificates, Ford Motor Company Note-Backed Series 2003-6 Trust
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01/16/2008
07/16/2008
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01/25/2008
07/28/2008
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2.
None.
3.
Exhibits:
31.1 Certification by Senior Vice President of the
Registrant pursuant to 15 U.S.C. Section 7241, as adopted pursuant to Section 302
of the Sarbanes-Oxley Act of 2002.
31.2 Annual Compliance Report by Trustee pursuant to
15 U.S.C. Section 7241, as adopted pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002.
The trust covered by this Annual Report was formed
prior to June 30, 2003 and there is no requirement in the trust agreement
for the preparation of a report by an independent public accountant regarding
the Trustees compliance with its obligations.
(b) See Item 15(a) above.
(c) Not Applicable.
4
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of
the Securities Exchange Act of 1934, the registrant has duly caused this report
to be signed on its behalf by the undersigned thereunto duly authorized. In preparing this report the Registrant has
relied on Distribution Statements provided to it by the Trustee.
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Lehman ABS Corporation,
as Depositor for the
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Trust (the Registrant)
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Dated: July 20,
2009
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By:
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/s/ William Fox
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Name:
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William Fox
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Title:
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Chief Financial
Officer, Controller and
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Senior Vice President
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5
EXHIBIT INDEX
Reference
Number per
Item 601 of
Regulation SK
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Description of Exhibits
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Exhibit Number
in this Form 10-K
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(31.1)
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Certification by Senior
Vice President of the Registrant pursuant to 15 U.S.C. Section 7241, as
adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
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31.1
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(31.2)
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Annual Compliance
Report by Trustee pursuant to 15 U.S.C. Section 7241, as adopted
pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
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31.2
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6
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