Initial Statement of Beneficial Ownership (3)
12 April 2022 - 6:02AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Scala Philip |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/11/2022
|
3. Issuer Name and Ticker or Trading Symbol
Charge Enterprises, Inc. [CRGE]
|
(Last)
(First)
(Middle)
125 PARK AVENUE, 25TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Street)
NEW YORK, NY 10017
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common stock | 1061887 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Options, right to buy | (1) | (1) | Common Stock | 250000 | $2.00 | D | |
Explanation of Responses: |
(1) | On January 11, 2021, the Reporting Person was granted an option to purchase 250,000 shares of common stock pursuant to the Issuer's 2020 Omnibus Equity Plan. The options vests annually in equal installments in the amount of 50,000 shares, with the first installment vesting as of the grant date. The options are exercisable for a term of five years. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Scala Philip 125 PARK AVENUE 25TH FLOOR NEW YORK, NY 10017 | X |
|
|
|
Signatures
|
/s/ Philip Scala | | 4/11/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Charge Enterprises (PK) (USOTC:CRGE)
Historical Stock Chart
From May 2024 to Jun 2024
Charge Enterprises (PK) (USOTC:CRGE)
Historical Stock Chart
From Jun 2023 to Jun 2024
Real-Time news about Charge Enterprises Inc (PK) (OTCMarkets): 0 recent articles
More Charge Enterprises, Inc. News Articles