- Amended Statement of Changes in Beneficial Ownership (4/A)
18 April 2009 - 5:10AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Klembara Gary
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2. Issuer Name
and
Ticker or Trading Symbol
VIEWCAST COM INC
[
VCST.OB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Senior Vice President
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(Last)
(First)
(Middle)
3701 W PLANO PARKWAY, SUITE 300
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3. Date of Earliest Transaction
(MM/DD/YYYY)
4/17/2009
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(Street)
PLANO, TX 75075
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
4/9/2009
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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4/1/2008
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4/1/2008
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P
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10000
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A
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$0.44
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20000
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option Grant
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$0.33
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4/15/2009
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A
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100000
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(1)
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4/15/2016
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Common Stock
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100000
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$0.00
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100000
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D
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Stock Option Grant
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$0.33
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4/15/2009
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A
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50000
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(2)
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4/15/2016
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Common Stock
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50000
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$0.00
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50000
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D
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Stock Option Grant
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$0.33
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4/15/2009
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A
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50000
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(2)
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4/15/2016
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Common Stock
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50000
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$0.00
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50000
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D
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Stock Option Grant
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$0.39
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(3)
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3/28/2015
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Common Stock
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50000
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50000
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D
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Stock Option Grant
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$0.39
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(4)
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3/28/2015
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Common Stock
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75000
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75000
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D
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Stock Option Grant
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$0.295
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(5)
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2/8/2015
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Common Stock
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45000
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45000
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D
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Stock Option Grant
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$0.295
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(6)
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2/8/2015
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Common Stock
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35000
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35000
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D
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Incentive Stock Option (Right to Buy)
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$0.46
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(7)
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9/3/2014
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Common Stock
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75000
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75000
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D
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Incentive Stock Option (Right to Buy)
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$0.46
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(8)
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9/3/2014
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Common Stock
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75000
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75000
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D
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Incentive Stock Option (Right to Buy)
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$0.46
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(8)
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9/3/2014
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Common Stock
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75000
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75000
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D
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Incentive Stock Option (Right to Buy)
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$0.46
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(9)
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9/3/2014
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Common Stock
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50000
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50000
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D
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Explanation of Responses:
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(
1)
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Pursuant to Viewcast.com Inc's (the "Company") 2005 Stock Incentive Plan, 33,333 shares will vest on 4/15/2010. The remaining 66,667 shares will vest in 1/36th increments each month thereafter.
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(
2)
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Pursuant to the Company's 2005 Stock Incentive Plan, 20,833 shares will vest on 03/31/2010 contingnet on the Company meeting certain performance criteria. The remaining 29,167 shares will vest in 1/36th increments each month thereafter.
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(
3)
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Pursuant to the Company's 2005 Stock Incentive Plan, 20,833 shares will vest on 3/31/2009 contingent on the Company meeting certain performance criteria. The remaining 29,167 shares will vest in 1/36 increments each month thereafter.
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(
4)
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Pursuant to the Company's 2005 Stock Incentive Plan, 31,250 vesting on 3/31/2009 contingent on the Company meeting certain performance criteria. The remaining 43,750 shares will vest in 1/36th increments each month thereafter.
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(
5)
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Pursuant to (the "Company") 2005 Stock Incentive Plan, 15,000 shares will vest on 2/8/2009. The remaining 30,000 shares will vest in 1/36th increments each month thereafter.
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(
6)
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Pursuant to the Company's 2005 Stock Incentive Plan, 14,583 shares will vest on 3/31/2009 contingent on the Company meeting certain performance criteria. The remaining 20,417 shares will vest in 1/36 increments each month thereafter.
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(
7)
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Reflects a grant of stock options to the reporting person pursuant to the Company's 2005 Stock Incentive Plan that vests as follows: 25,000 shares on August 15,2008, and the remainder in 1/36th increments each month thereafter.
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(
8)
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Reflects a grant of stock options to the reporting person purcuant to the Company's 2005 Stock Incentive Plan that vests as follows: 31,250 shares on March 31,2008 if performance criteria is met, and the remainder 43,750 in 1/36th increments each month thereafter.
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(
9)
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Reflects a grant of stock options to the reporting person pursuant to the Company's 2005 Stock Incentive Plan that vests as follows: 20,833 shares on March 31, 2008 if performance criteria is met, and the remainder in 1/36th increments each month thereafter
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Remarks:
Change Relationship of Reporting from Director to Officer
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Klembara Gary
3701 W PLANO PARKWAY
SUITE 300
PLANO, TX 75075
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Senior Vice President
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Signatures
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//Gary Klembara
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4/17/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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