Additional Proxy Soliciting Materials (definitive) (defa14a)
04 May 2023 - 8:05PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 2, 2023
EXELA TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
Delaware |
|
001-36788 |
|
47-1347291 |
(State or other jurisdiction of
incorporation or organization) |
|
(Commission File Number) |
|
(I.R.S. Employer
Identification Number) |
2701 E. Grauwyler Rd.
Irving, TX |
|
75061 |
(Address of principal executive offices) |
|
(Zip Code) |
Company’s telephone number, including area
code: (844) 935-2832
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class |
|
Trading Symbol |
|
Name of Each Exchange on
Which Registered |
Common Stock, par value $0.0001 per share |
|
XELA |
|
The Nasdaq Stock Market LLC |
6.00% Series B Cumulative Convertible Perpetual Preferred Stock, par value $0.0001 per share |
|
XELAP |
|
The Nasdaq Stock Market LLC |
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
x |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
¨ |
Emerging growth company |
¨ | If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. |
On May 3, 2023, Exela Technologies, Inc. (the “Company”) issued a press release encouraging its stockholders to vote at the
upcoming Special Meeting of Stockholders scheduled to be held on May 4, 2023. A copy of this press release is filed as Exhibit 99.1 to
this Current Report on Form 8-K and is incorporated herein by reference.
On May 2 and 3, 2023, the Company issued social
media posts in connection with its special meeting of shareholders with the following text:
Facebook and LinkedIn
We need your yes vote! We can't stay on NASDAQ without your support,
and there are many more positives to staying listed than being delisted. For many shareholders, they would have received an email from
proxyvote.com. If you need any assistance voting please contact XELA@info.morrowsodali.com or your broker directly.
Twitter
We need your yes vote! We can't stay on NASDAQ without your support,
and there are many more positives to staying listed than being delisted. If you need any assistance voting please contact XELA@info.morrowsodali.com
or your broker directly.
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Dated: May 3, 2023
|
EXELA TECHNOLOGIES, INC. |
|
|
|
|
By: |
/s/ Erik Mengwall |
|
|
Name: Erik Mengwall |
|
|
Title: Secretary |
Exela Technologies (PK) (USOTC:XELAU)
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