Oberon Investments Group PLC Director Share Dealing & PDMR Issue of Options (5197O)
08 October 2021 - 9:30PM
UK Regulatory
TIDMOBE
RNS Number : 5197O
Oberon Investments Group PLC
08 October 2021
Oberon Investments Group plc
('Oberon', or 'the Company')
Director Share Dealing
& PDMR Issue of Options
Oberon Investments Group Plc, the boutique wealth management and
corporate broking group, announces the acquisition by The Hon.
Robert Hanson, Non-Executive Chairman, of 1,491,674 ordinary shares
of 0.5p in Oberon ('Ordinary Shares') at 6.85p per share on 07
October 2021, and the award on 6 October 2021 of options over
625,000 Ordinary Shares (the "Options") to Simon Mathisen, Chief
Risk and Compliance Officer and PDMR, under its EMI Option Scheme
at an exercise price of 4p per share.
Following the share purchase, Robert Hanson holds 1,491,674
shares in Oberon representing 0.36% of the issued share
capital.
The Options awarded to Simon Mathisen will vest equally in three
annual tranches over the following three years. Simon Mathisen does
not own any Ordinary Shares or hold other share options in
Oberon.
Following this award, the Company has 57,023,625 Ordinary Shares
under option, representing 13.8% of the current issued share
capital of the Company.
This announcement contains inside information for the purposes
of Article 7 of EU Regulation 596/2014.
The directors of Oberon accept responsibility for this
announcement.
For further information, please contact:
Oberon Investments Group plc
Simon McGivern / John Beaumont via Walbrook PR
AQSE Corporate Adviser and Broker
Novum Securities Limited
Richard Potts / Lucy Bowden 020 7399 9400
Walbrook PR Ltd Tel: 020 7933 8780 or
Tom Cooper / Nick Rome / Nicholas Oberon@walbrookpr.com
Johnson
Notes to Editors
Oberon operates in the UK wealth and fund management sector and
in the corporate broking and financial advisory sectors. Since
Oberon Investments Ltd was established in April 2017, Oberon
group's AUA have grown to in excess of GBP600 million in June 2021.
This has been achieved organically by adding new clients and new
fund managers, attracted by the emerging brand and by a number of
small, selective and accretive acquisitions. Oberon Capital, the
corporate broking division, launched in May 2020, provides advice
and raises capital for companies from seed and early-stage funding
through to IPO and beyond.
www.oberoninvestments.com
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1. Details of the person discharging managerial responsibilities/person
closely associated
a) Name: The Hon. Robert Hanson
-------------------------------------- -------------------------------
2. Reason for the notification
-----------------------------------------------------------------------
a) Position/status: Non-Executive Chairman
-------------------------------------- -------------------------------
b) Initial notification/Amendment: Initial notification
-------------------------------------- -------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name: Oberon Investments Group
Plc
-------------------------------------- -------------------------------
b) LEI: 213800AMGNBSOCOSDN11
-------------------------------------- -------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
where transactions have been conducted
-----------------------------------------------------------------------
a) Description of the financial Ordinary shares of 0.5
instrument, type of instrument: pence each
Identification code: ISIN Code: GB00BDZRYX75
-------------------------------------- -------------------------------
b) Nature of the transaction: Acquisition of Ordinary
Shares
-------------------------------------- -------------------------------
c) Price(s) and volume(s): Price(s) Volume(s)
6.8542 1,491,674
----------
-------------------------------------- -------------------------------
d) Aggregated information: N/A
* Aggregated volume:
* Price:
-------------------------------------- -------------------------------
e) Date of the transaction: 7 October 2021
-------------------------------------- -------------------------------
f) Place of the transaction: London Stock Exchange
-------------------------------------- -------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1. Details of the person discharging managerial responsibilities/person
closely associated
a) Name: Simon Mathisen
------------------------------------- --------------------------------
2. Reason for the notification
-----------------------------------------------------------------------
a) Position/status: Chief Risk and Compliance
Officer
------------------------------------- --------------------------------
b) Initial notification/Amendment: Initial notification
------------------------------------- --------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name: Oberon Investments Group
Plc
------------------------------------- --------------------------------
b) LEI: 213800AMGNBSOCOSDN11
------------------------------------- --------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
where transactions have been conducted
-----------------------------------------------------------------------
a) Description of the financial Options over Ordinary shares
instrument, type of instrument: of 0.5 pence each
Identification code: ISIN Code: GB00BDZRYX75
------------------------------------- --------------------------------
b) Nature of the transaction: Grant of Options
------------------------------------- --------------------------------
c) Price(s) and volume(s): Price(s) Volume(s)
4p 625,000
----------
------------------------------------- --------------------------------
d) Aggregated information: N/A
* Aggregated volume:
* Price:
------------------------------------- --------------------------------
e) Date of the transaction: 6 October 2021
------------------------------------- --------------------------------
f) Place of the transaction: N/A
------------------------------------- --------------------------------
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