TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer Henderson Private
of existing shares to which voting rights are Equity Investment
attached:ii Trust plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to X
qualifying financial instruments
An event changing the breakdown of voting rights X
Other (please specify):
3. Full name of person(s) subject to the QVT Financial LP
notification obligation:iii
QVT Fund LP
4. Full name of shareholder(s) QVT Fund IV LP
(if different from 3.):iv QVT Fund V LP
Quintessence Fund L.P.
5. Date of the transaction and date on
which the threshold is crossed or 21 December 2012
reached: v
6. Date on which issuer notified: 27 December 2012
7. Threshold(s) that is/are crossed or 9% - 7%
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of Situation Resulting situation after the triggering transaction
shares previous
to the triggering
transaction
if possible
using Number Number Number Number of voting % of voting rights x
the ISIN CODE of of of shares rights
Shares Voting
Rights Direct Direct xi Indirect xii Direct Indirect
GB0030955313
416,810 416,810 88,346 88,346 Below 3%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date xiii Conversion Period xiv rights that may be rights
acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of voting rights % of voting
financial price date xvii Conversion instrument refers to rights xix, xx
instrument period xviii
Nominal Delta
CFD
134,801 3.81%
Total (A+B+C)
Number of voting rights Percentage of voting rights
223,147 6.31%
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if
applicable: xxi
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional Third Tender Offer - issuer buyback. On 27 December 2012, the
information: reporting parties were notified of their final allocation with respect
to the tender.
14. Contact Meg Eisner
name:
15. Contact
telephone +1 (212) 705 6229
number:
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification
obligation
Full name
(including legal form of legal entities) QVT Financial LP
Contact address 1177 Avenue of the
Americas, 9th Floor
(registered office for legal entities) New York, NY 10036, USA
Phone number & email +1 (212) 705-8800
regulatoryfilings@qvt.com
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information
(e.g. functional relationship with the person or legal entity
subject to the notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FSA
website.