TIDMNUC

RNS Number : 9048Y

Nucleus Financial Group PLC

17 May 2021

17 May 2021

Nucleus Financial Group plc

("Nucleus" or the "Company")

Share purchases under the Company's Share Incentive Plan

Director/PDMR Shareholding

Nucleus (AIM: NUC) announces that, in respect of its all-employee Share Incentive Plan ("SIP"), it has received notification that a purchase of ordinary shares of 0.1 pence each in the Company ("Ordinary Shares") by the SIP trustee on behalf of participating employees took place on 12 May 2021.

Details of the Partnership Shares and Matching Shares purchased by the SIP trustee on behalf of PDMRs are set out in the table below. The Partnership and Matching Shares were purchased by the SIP trustee on behalf of the below PDMRs at a price of 189 pence per share.

 
 Name/Position            Number of      Number of Matching   Total resulting 
                           Partnership    Shares               interest in Ordinary 
                           Shares                              Shares* 
 David Ferguson, 
  Chief Executive 
  Officer                 80             80                   1,815,896 (2.37%) 
                         -------------  -------------------  ---------------------- 
 Kirsty Lynagh, 
  Chief People Officer    80             80                   7,976 (0.01%)(1) 
                         -------------  -------------------  ---------------------- 
 Martin Ettles, 
  Chief Risk Officer      79             79                   978 (0.00%) 
                         -------------  -------------------  ---------------------- 
 

* Includes Ordinary Shares held by closely associated persons and the SIP trustee on behalf of the PDMR

The notifications below, made in accordance with the requirements of the EU Market Abuse Regulation, provide further detail .

Notification of transactions of persons discharging managerial responsibilities and persons closely associated with them

 
       1.   Details of the person discharging managerial responsibilities 
             / person closely associated 
       a)   Name                       1. David Ferguson 
                                        2. Kirsty Lynagh 
                                        3. Martin Ettles 
           -------------------------  ------------------------------------------------ 
       2.   Reason for the notification 
           --------------------------------------------------------------------------- 
       a)   Position / status          1. Chief Executive Officer 
                                        2. Chief People Officer 
                                        3. Chief Risk Officer 
           -------------------------  ------------------------------------------------ 
       b)   Initial notification       Initial notification 
             / amendment 
           -------------------------  ------------------------------------------------ 
 3.         Details of the issuer, emission allowance market participant, 
             auction platform, auctioneer or auction monitor 
           --------------------------------------------------------------------------- 
 a)         Name                             Nucleus Financial Group plc 
           -------------------------------  ------------------------------------------ 
 b)         LEI                              213800MAIAI3M7LM5950 
           -------------------------------  ------------------------------------------ 
       4.   Details of the transaction(s): section to be repeated 
             for (i) each type of instrument; 
             (ii) each type of transaction; (iii) each date; and (iv) 
             each place where transactions have been conducted 
           --------------------------------------------------------------------------- 
       c)   Description of             Ordinary shares of 0.1p each 
             the financial 
             instrument                 ISIN: GB00BG226J60 
           -------------------------  ------------------------------------------------ 
       d)   Nature of the              Purchase and allocation of Partnership 
             transaction                Shares and Matching Shares by the SIP 
                                        trustee under the Company's SIP 
           -------------------------  ------------------------------------------------ 
       e)   Price(s) and volume(s)       Price(s)         Volume(s) 
                                          1. 189p ; nil         1. 80; 80 
                                           2. 189 p; nil         2. 80; 80 
                                           3. 189p; nil          3. 79; 79 
                                                          ---------------- 
           -------------------------  ------------------------------------------------ 
       f)   Aggregated information       Aggregated Price(s)   Aggregated Volume(s) 
                                          1. GBP151.20          1. 160 
             Aggregated volume             2. GBP151.20          2. 160 
                                           3. GBP149.31          3. 158 
             Price                                             --------------------- 
           -------------------------  ------------------------------------------------ 
       g)   Date of the transaction    12 May 2021 
           -------------------------  ------------------------------------------------ 
       h)   Place of the transaction   London Stock Exchange, AIM 
           -------------------------  ------------------------------------------------ 
 
 

([1]) The Company has been informed today that auto-disinvestments of Ordinary Shares were carried out on the individual accounts of Kirsty Lynagh and her spouse on 1 February 2021 and 8 April 2021 respectively, which were not instructed by Kirsty Lynagh or her spouse. Further information on these auto-divestments is contained below.

Notification of transactions of persons discharging managerial responsibilities and persons closely associated with them

 
       3.              Details of the person discharging managerial responsibilities 
                        / person closely associated 
       a)              Name                       1. Kirsty Lynagh 
                                                   2. Craig Lynagh 
                      -------------------------  ------------------------------------------------ 
       4.              Reason for the notification 
                      --------------------------------------------------------------------------- 
       a)              Position / status          1. Chief People Officer 
                                                   2. Spouse of Kirsty Lynagh, Chief People 
                                                   Officer 
                      -------------------------  ------------------------------------------------ 
       b)              Initial notification       Initial notification 
                        / amendment 
                      -------------------------  ------------------------------------------------ 
 3.                    Details of the issuer, emission allowance market participant, 
                        auction platform, auctioneer or auction monitor 
                      --------------------------------------------------------------------------- 
 a)                    Name                             Nucleus Financial Group plc 
                      -------------------------------  ------------------------------------------ 
 b)                    LEI                              213800MAIAI3M7LM5950 
                      -------------------------------  ------------------------------------------ 
       4.              Details of the transaction(s): section to be repeated 
                        for (i) each type of instrument; 
                        (ii) each type of transaction; (iii) each date; and (iv) 
                        each place where transactions have been conducted 
                      --------------------------------------------------------------------------- 
       c)              Description of             Ordinary shares of 0.1p each 
                        the financial 
                        instrument                 ISIN: GB00BG226J60 
                      -------------------------  ------------------------------------------------ 
       d)              Nature of the              Disposal of ordinary shares (auto-divestment) 
                        transaction 
                      -------------------------  ------------------------------------------------ 
       e)              Price(s) and volume(s)       Price(s)      Volume(s) 
                                                     1. 165.1p          1. 195 
                                                      2. 185.14p         2. 608 
                                                                  ------------- 
                      -------------------------  ------------------------------------------------ 
                  a.   Aggregated information       Aggregated Price(s)   Aggregated Volume(s) 
                                                     1. GBP321.95          1. 195 
                        Aggregated volume             2. GBP1,125.65        2. 608 
                                                                          --------------------- 
                        Price 
                      -------------------------  ------------------------------------------------ 
                  b.   Date of the transaction         1. 1 February 2021 
                                                        2. 8 April 2021 
                      -------------------------  ------------------------------------------------ 
                  c.   Place of the transaction   London Stock Exchange, AIM 
                      -------------------------  ------------------------------------------------ 
 
 

As a result of these transactions, the total interests of Kirsty Lynagh and her spouse in the Company's Ordinary Shares as at 15 February 2021, 15 March 2021 and 13 April 2021 should have been 83,113, 83,273 and 13,770 respectively.

Nucleus

Stuart Geard, Chief Financial Officer Tel: +44 (0)13 1226 9800

Shore Capital (Nominated Adviser and Broker)

Hugh Morgan Tel: +44 (0)20 7408 4090

Edward Mansfield

Daniel Bush

Camarco (Media enquiries)

Jennifer Renwick Tel: +44 (0)20 3757 4994

Jake Thomas

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END

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May 17, 2021 12:28 ET (16:28 GMT)

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