Sarossa PLC Holding(s) in Company (9102Q)
05 September 2014 - 4:00PM
UK Regulatory
TIDMSARS
RNS Number : 9102Q
Sarossa PLC
05 September 2014
For filings with the FCA include
the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
1. Identity of the issuer or the underlying Sarossa Plc
issuer
of existing shares to which voting rights
are
attached: (ii)
---------------------------------------------------- ------------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights x
-------------------------------------------------------------------------------------- --------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
-------------------------------------------------------------------------------------- --------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
-------------------------------------------------------------------------------------- --------
An event changing the breakdown of voting rights
-------------------------------------------------------------------------------------- --------
Other (please
specify):
------------------ ------------------------------------------------------------------ --------
3. Full name of person(s) subject Richard Griffiths and controlled undertakings
to the
notification obligation: (iii)
------------------------------------------ ----------------------------------------------------
4. Full name of shareholder(s) Richard Griffiths
(if different from 3.):(iv)
------------------------------------------ ----------------------------------------------------
5. Date of the transaction and date 26 August 2014
on
which the threshold is crossed
or
reached: (v)
------------------------------------------ ----------------------------------------------------
6. Date on which issuer notified: 4 September 2014
------------------------------------------ ----------------------------------------------------
7. Threshold(s) that is/are crossed 26% and 27%
or
reached: (vi, vii)
------------------------------------------ ----------------------------------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- ------------------------------------ -----------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
-------------- ---------------- ------------------ -------------- ------------------------- ----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----- ------- ------ ----- --- -------------- -------------- --------- -------------- ------------
Ordinary 1p
JE00BKWBZV64 164,177,303 164,177,303 174,362,549 174,362,549 27.27%
---------------- ------------------ -------------- -------------- --------- -------------- ------------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
----------------------- --------------- -------------------------------- ------------------------------ -----------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
---------------- -------------- ------------- ------------------- ------------------------------ -----------------------
Nominal Delta
---------------- -------------- ------------- ------------------- ------------------------------ ------------ ---------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------------ ---------------------------------------------------------
174,362,549 27.27%
------------------------------------------------------------------ ---------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
--------------------------------------------------------------------------------
Blake Holdings Limited 167,888,565
Oak Trust Limited 4,933,438
Richard Griffiths
direct holdings 1,540,546
Total 174,362,549
------------
The above undertakings are all controlled by Richard Griffiths
Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
--------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
--------------------------------------------------- ---------------------------
13. Additional information:
---------------------------------------- --------------------------------------
14. Contact name: Christopher Hill
---------------------------------------- --------------------------------------
15. Contact telephone number: 01534719761
---------------------------------------- --------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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