Barclays PLC Form 8.5 (EPT/NON-RI) SECURE INCOME REIT PLC (8551O)
15 June 2022 - 12:10AM
UK Regulatory
TIDMBARC TIDMSIR
RNS Number : 8551O
Barclays PLC
14 June 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
----------------------------------------------------------
(b) Name of offeror/offeree in relation SECURE INCOME REIT PLC
to whose
------------------------------------------
relevant securities this form
relates:
------------ ---------------------------------------------------------- ---------- -------------- --------------
(c) Name of the party to the offer LXI REIT PLC
with which exempt
------------------------------------------
principal trader is connected
------------ -------------------------------------------- ------------ ---------- -------------- --------------
(d) Date position held/dealing undertaken: 13 June 2022
------------ ---------------------------------------------------------- ------------------------------------------
(e) In addition to the company in YES:
1(b) above, is the exempt principal
trader making disclosures in LXI REIT
respect of any other party to PLC
the offer?
------------ ---------------------------------------------------------- ---------- -------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the
dealing (if any)
Class of relevant security: 10p ordinary
-------------------------- --------------------------
Interests Short Positions
-------------------------- --------------------------
Number (%) Number (%)
-------------------------------------------- ------------ ------------ ---------- --------------
(1) Relevant securities
owned
and/or controlled: 1,451,957 0.45% 39,829 0.01%
(2) Cash-settled derivatives:
75,005 0.02% 1,441,990 0.45%
(3) Stock-settled
derivatives (including
options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,526,962 0.47% 1,481,819 0.46%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
------------
which subscription right exists
---------------------------------------------------------- --------------------------------------------------------
Details, including nature of
the rights
------------
concerned and relevant percentages:
---------------------------------------------------------- --------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and
sales
------------ ------------------------------ ------------ ------------ ---------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price price per
of per unit
unit
security securities paid/received paid/received
------------ ------------- --------------- ------------ ------------ ---------- -------------- --------------
10p ordinary Purchase 9,068 4.6469 4.6396
GBP GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary Sale 19,402 4.6544 4.6336
GBP GBP
----------------------------- ------------------------ -------------- --------------
(b) Cash-settled derivative transactions
------------ ---------------------------------------------------------- ---------- -------------- --------------
Class Product Nature Number Price
of of dealing of per
relevant description reference unit
security securities
------------ ------------- --------------- ------------ ------------ ---------- -------------- --------------
10p ordinary SWAP Decreasing Short 379 4.6400
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Decreasing Short 1,105 4.6469
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Decreasing Short 1,208 4.6337
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary CFD Decreasing Short 1,359 4.6544
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Decreasing Short 1,707 4.6446
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Decreasing Short 1,833 4.6469
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Decreasing Short 4,829 4.6331
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary CFD Decreasing Short 6,266 4.6400
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary CFD Decreasing Short 8,466 4.6297
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Increasing Short 701 4.6468
GBP
----------------------------- ------------------------ -------------- --------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing
or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per paid/
unit
security varying to which received
etc
option per unit
relates
------------- --------------- ------------ ------------ ---------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
------------ ------------- --------------- ------------ -------------- --------------
(d) Other dealings (including subscribing
for new securities)
Class Nature Details Price
of relevant of Dealings per
unit
(if
security applicable)
------------ ------------- --------------- ------------ -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings
arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a
party to the offer:
---------------------------------------------------------------------------------------------------- --------------
NONE
--------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
---------------------------------------------------------- ------------ ---------- -------------- --------------
NONE
--------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open YES
Positions) attached?
--------------------------------------------------------
Date of disclosure: 14 Jun
2022
Contact name: Large Holdings Regulatory
Operations
Telephone number: 020 3134 7213
------------------------ -------------- --------------
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose BARCLAYS CAPITAL SECURITIES LTD
positions/dealings
are being disclosed:
-------------------------------------------- ------------
Name of offeror/offeree in relation SECURE INCOME REIT PLC
to whose
--------------------------------------------------------
relevant securities this from
relates:
---------------------------------------------------------- ------------ ---------- -------------- --------------
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying to which
etc
option
relates
------------ ------------- --------------- ------------ ------------ ---------- -------------- --------------
16 Jun
10p ordinary Call Options Purchased 75,000 4.2516 European 2022
--------------- ------------ ------------ ---------- -------------- --------------
3. AGREEMENTS TO PURCHASE OR SELL
ETC.
Full details should be given so that the nature of the interest
or position can be fully
understood:
--------------------------- --------------- ------------ ------------ ---------- -------------- --------------
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