Amended Statement of Ownership (sc 13g/a)
09 February 2013 - 12:36AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(RULE 13D-102)
INFORMATION STATEMENT PURSUANT TO RULE 13D-1
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(FINAL AMENDMENT)
SPDR Index
Shares Funds
(Name of Issuer)
SPDR Russell/Nomura Prime Japan ETF
(Title of Class of Securities)
78463X830
(CUSIP Number)
December 31, 2012
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x
Rule 13d-1(b)
¨
Rule 13d-1(c)
¨
Rule 13d-1(d)
|
|
|
CUSIP No. 78463X830
|
|
Page 1 of 5 Pages
|
|
|
|
|
|
|
|
1)
|
|
Names of Reporting Persons
IRS Identification
No. Of Above Persons
The PNC Financial Services Group, Inc.
25-1435979
|
2)
|
|
Check the Appropriate Box if a
Member of a Group (See Instructions)
a)
¨
b)
¨
|
3)
|
|
SEC USE ONLY
|
4)
|
|
Citizenship or Place of
Organization
Pennsylvania
|
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
|
5)
|
|
Sole Voting Power
*
|
|
6)
|
|
Shared Voting Power
*
|
|
7)
|
|
Sole Dispositive Power
*
|
|
8)
|
|
Shared Dispositive Power
*
|
9)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
*
|
10)
|
|
Check if the Aggregate Amount in
Row (9) Excludes Certain Shares See Instructions
¨
|
11)
|
|
Percent of Class Represented by
Amount in Row (9)
*
|
12)
|
|
Type of Reporting Person (See
Instructions)
HC
|
*
|
See the response to Item 5.
|
|
|
|
CUSIP No. 78463X830
|
|
Page 2 of 5 Pages
|
|
|
|
|
|
|
|
1)
|
|
Names of Reporting Persons
IRS Identification
No. Of Above Persons
PNC Bancorp, Inc. 51-0326854
|
2)
|
|
Check the Appropriate Box if a
Member of a Group (See Instructions)
a)
¨
b)
¨
|
3)
|
|
SEC USE ONLY
|
4)
|
|
Citizenship or Place of
Organization
Delaware
|
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
|
5)
|
|
Sole Voting Power
*
|
|
6)
|
|
Shared Voting Power
*
|
|
7)
|
|
Sole Dispositive Power
*
|
|
8)
|
|
Shared Dispositive Power
*
|
9)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
*
|
10)
|
|
Check if the Aggregate Amount in
Row (9) Excludes Certain Shares See Instructions
¨
|
11)
|
|
Percent of Class Represented by
Amount in Row (9)
*
|
12)
|
|
Type of Reporting Person (See
Instructions)
HC
|
*
|
See the response to Item 5.
|
|
|
|
CUSIP No. 78463X830
|
|
Page 3 of 5 Pages
|
|
|
|
|
|
|
|
1)
|
|
Names of Reporting Persons
IRS Identification
No. Of Above Persons
PNC Bank, National Association
22-1146430
|
2)
|
|
Check the Appropriate Box if a
Member of a Group (See Instructions)
a)
¨
b)
¨
|
3)
|
|
SEC USE ONLY
|
4)
|
|
Citizenship or Place of
Organization
United States
|
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
|
5)
|
|
Sole Voting Power
*
|
|
6)
|
|
Shared Voting Power
*
|
|
7)
|
|
Sole Dispositive Power
*
|
|
8)
|
|
Shared Dispositive Power
*
|
9)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
*
|
10)
|
|
Check if the Aggregate Amount in
Row (9) Excludes Certain Shares See Instructions
¨
|
11)
|
|
Percent of Class Represented by
Amount in Row (9)
*
|
12)
|
|
Type of Reporting Person (See
Instructions)
BK
|
*
|
See the response to Item 5.
|
|
|
|
|
|
|
|
|
|
|
|
ITEM 4 -
|
|
OWNERSHIP:
|
|
|
|
|
|
|
|
|
|
|
The following information is as of December 31, 2012:
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
Amount Beneficially Owned:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
*
|
|
|
|
|
|
|
|
|
|
|
|
(b)
|
|
Percent of Class:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
*
|
|
|
|
|
|
|
|
|
|
|
|
(c)
|
|
Number of shares to which such person has:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(i)
|
|
sole power to vote or to direct the vote
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
*
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
|
shared power to vote or to direct the vote
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
*
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(iii)
|
|
sole power to dispose or to direct the disposition of
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
*
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(iv)
|
|
shared power to dispose or to direct the disposition of
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
*
|
|
|
|
|
|
|
|
ITEM 5 -
|
|
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
|
|
|
|
|
|
|
|
Each reporting person has ceased to beneficially own more than 5% of the stock of the issuer.
|
|
|
|
|
|
|
ITEM 10 -
|
|
CERTIFICATION:
|
|
|
|
|
|
|
|
|
|
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the
ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
|
|
|
|
|
*
|
See the response to Item 5.
|
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
|
|
February 8, 2013
|
Date
|
|
|
By:
|
|
/s/ William S. Demchak
|
Signature - The PNC Financial Services Group, Inc.
|
William S. Demchak, President
|
Name & Title
|
|
February 8, 2013
|
Date
|
|
|
By:
|
|
/s/ Nicholas M. Marsini, Jr.
|
Signature - PNC Bancorp, Inc.
|
Nicholas M. Marsini, Jr., Chairman
|
Name & Title
|
|
February 8, 2013
|
Date
|
|
|
By:
|
|
/s/ William S. Demchak
|
Signature - PNC Bank, National Association
|
William S. Demchak, President
|
Name & Title
|
AN AGREEMENT TO FILE A JOINT STATEMENT WAS PREVIOUSLY FILED