- Amended Statement of Beneficial Ownership (SC 13D/A)
16 May 2009 - 7:03AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
AMENDMENT
No. 4
to
SCHEDULE
13D
(Rule
13d-101)
Information
to be Included in Statements Filed Pursuant
to
Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule
13d-2(a)
INTER-ATLANTIC FINANCIAL, INC.
(Name of
Issuer)
COMMON STOCK, $0.0001 PAR VALUE
(Title of
Class of Securities)
45890H100
(CUSIP
Number)
Kenneth
J. Abdalla
15332
Antioch Street #528
Pacific
Palisades, CA 90272
(Name,
Address and Telephone Number of Person Authorized
to
Receive Notices and Communications)
May 14, 2009
(Date of
Event which Requires Filing of this Statement)
If the
filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box.
¨
Note:
schedules
filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See Rule 13d-7(b) for other parties
to whom copies are to be sent.
(Continued
on following pages)
(Page 1
of 6 Pages)
*The
remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The
information required on the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE
13D
1
|
NAME OF REPORTING
PERSON
MALIBU
PARTNERS
LLC
|
2
|
CHECK THE APPROPRIATE
BOX
IF A MEMBER OF A
GROUP*
(a)
o
(b)
o
|
3
|
SEC
USE ONLY
|
4
|
SOURCE OF
FUNDS*
PF
|
5
|
CHECK
BOX
IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
o
|
6
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
CALIFORNIA
|
NUMBER OF
SHARES
BY
EACH
REPORTING
PERSON WITH
|
7
|
SOLE VOTING
POWER
2,044,180
SHARES OF COMMON
STOCK
|
8
|
SHARED VOTING
POWER
1
0
,000
SHARES OF COMMON
STOCK
|
9
|
SOLE DISPOSITIVE
POWER
2,044,180
SHARES OF COMMON
STOCK
|
10
|
SHARED DISPOSITIVE
POWER
1
0
,000
SHARES
|
11
|
AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
2,054,180
|
12
|
CHECK
BOX
IF THE AGGREGATE AMOUNT IN
ROW
(11) EXCLUDES CERTAIN
SHARES*
o
|
13
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN
ROW
(11)
19.6%
|
14
|
TYPE OF REPORTING
PERSON*
OO (Limited Liability
Company)
|
*
SEE
INSTRUCTIONS BEFORE FILLING
OUT!
SCHEDULE
13D
1
|
NAME OF REPORTING
PERSON
|
2
|
CHECK THE APPROPRIATE
BOX
IF A MEMBER OF A
GROUP*
(a)
o
(b)
o
|
3
|
SEC
USE ONLY
|
4
|
SOURCE OF
FUNDS*
PF
|
5
|
CHECK
BOX
IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
o
|
6
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
|
NUMBER OF
SHARES
BY
EACH
REPORTING
PERSON WITH
|
7
|
SOLE VOTING
POWER
2,054,180
SHARES OF COMMON
STOCK
|
8
|
SHARED VOTING
POWER
0
SHARES OF COMMON
STOCK
|
9
|
SOLE DISPOSITIVE
POWER
2,054,180
SHARES OF COMMON
STOCK
|
10
|
SHARED DISPOSITIVE
POWER
0
SHARES
|
11
|
AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
2,054,180
|
12
|
CHECK
BOX
IF THE AGGREGATE AMOUNT IN
ROW
(11) EXCLUDES CERTAIN
SHARES*
o
|
13
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN
ROW
(11)
19.6%
|
14
|
TYPE OF REPORTING
PERSON*
IN
|
*
SEE
INSTRUCTIONS BEFORE FILLING
OUT!
SCHEDULE
13D
1
|
NAME OF REPORTING
PERSON
|
2
|
CHECK THE APPROPRIATE
BOX
IF A MEMBER OF A
GROUP*
(a)
o
(b)
o
|
3
|
SEC
USE ONLY
|
4
|
SOURCE OF
FUNDS*
PF
|
5
|
CHECK
BOX
IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
o
|
6
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
CALIFORNIA
|
NUMBER OF
SHARES
BY
EACH
REPORTING
PERSON WITH
|
7
|
SOLE VOTING
POWER
10,000
SHARES OF COMMON
STOCK
|
8
|
SHARED VOTING
POWER
2,044,180
SHARES OF COMMON
STOCK
|
9
|
SOLE DISPOSITIVE
POWER
10,000 SHARES OF COMMON
STOCK
|
10
|
SHARED DISPOSITIVE
POWER
2,044,180
SHARES
|
11
|
AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
2,054,180
|
12
|
CHECK
BOX
IF THE AGGREGATE AMOUNT IN
ROW
(11) EXCLUDES CERTAIN
SHARES*
o
|
13
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN
ROW
(11)
19.6%
|
14
|
TYPE OF REPORTING
PERSON*
OO (Limited Liability
Company)
|
*
SEE
INSTRUCTIONS BEFORE FILLING
OUT!
Item 1.
|
Security
and Issuer
|
This
Schedule 13D/A relates to the common stock, par value $0.0001 per share (“Common
Stock”) of Inter-Atlantic Financial, Inc. (the “Issuer”). The address
of the principal executive office of the Issuer is 400 Madison Avenue New York,
10017. The 2,054,180 shares of Common Stock that is the subject of
this Schedule 13D/A is owned directly by Malibu Partners LLC or Broad Beach
Partners LLC. Malibu Partners LLC directly owns 2,044,180 shares
directly and Broad Beach Partners LLC owns 10,000 shares
directly. Kenneth J. Abdalla is the managing member of both Malibu
Partners LLC and Broad Beach Partners LLC and has voting and dispositive power
with respect to all the shares.
Item 2.
|
Identity
and Background
|
|
(a)
|
This
Statement is filed on behalf of:
|
|
(2)
|
Broad
Beach
Partners LLC;
and
|
|
(b)
|
The
address of the above persons is:
|
15332
Antioch Street #528
Pacific
Palisades, CA 90272
|
(c)
|
The
principal occupation and business of Mr. Abdalla; Malibu Partners LLC and
Broad Beach Partners LLC is investing in
securities.
|
|
(d)
|
Mr.
Abdalla, Malibu Partners LLC and Broad Bach Partners LLC have not, during
the last five (5) years, been convicted in a criminal proceeding
(excluding traffic violation or similar
misdemeanors).
|
|
(e)
|
Mr.
Abdalla; Malibu Partners LLC and Broad Beach Partners LLC have not, during
the last five (5) years, been a party to a civil proceeding of a judicial
or administrative body of competent jurisdiction and, as a result of such
proceeding, subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to, federal
or state securities laws or finding any violation with respect to such
laws.
|
|
(f)
|
Mr.
Abdalla is an American citizen. Malibu Partners LLC and Broad
Beach Partners LLC are each a limited liability company organized in the
state of California.
|
Item 3.
|
Source
and Amount of Funds or Other
Consideration
|
Mr.
Abdalla; Malibu Partners LLC and Broad Beach Partners LLC used their personal
funds to purchase the securities.
Item 4.
|
Purpose
of Transaction
|
Mr.
Abdalla; Malibu Partners LLC and Broad Beach Partners LLC acquired the shares
for personal investment purposes. Mr. Abdalla; Malibu Partners LLC
and Broad Beach Partners LLC may acquire additional shares of Inter-Atlantic
Financial, Inc. to the extent he believes such acquisition(s) are in line with
his investment goal.
Item 5.
|
Interest
in Securities of the Issuer
|
(a), (b)
Mr. Abdalla; Malibu Partners LLC and
Broad Beach Partners LLC
are the beneficial owners of 2,054,180
shares of common stock in Inter-Atlantic Financial, Inc., representing
approximately 19.6% of outstanding shares. Mr. Abdalla has voting and
dispositive power with respect to all 2,054,180 shares.
(c)
During the past 60 days,
Mr. Abdalla; Malibu Partners LLC and Broad Beach Partners LLC effected
transactions in the shares of common stock of Inter-Atlantic Financial, Inc. as
set forth below. All such transactions were made on the NYSE
Amex.
Date
|
|
Quantity
|
|
Price
|
|
Transaction
|
|
|
|
|
|
|
|
April
16, 2009
|
|
100,400
|
|
$7.71
|
|
Purchase
|
|
|
|
|
|
|
|
May
14, 2009
|
|
10,000
|
|
$7.76
|
|
Purchase
|
(d) N/A
(e) N/A
Item 6.
|
Contracts,
Arrangements, Understandings or Relationships with Respect to Securities
of the Issuer
|
None.
Item 7.
|
Material
to be Filed as Exhibits
|
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
Dated as
of this 14
th
day of
May, 2009.
|
|
|
|
|
|
By:
|
/s/
Kenneth J. Abdalla
|
|
|
|
|
|
Name:
Kenneth J. Abdalla, individually
|
|
|
|
|
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
Dated as
of this 14
th
day of
May, 2009.
MALIBU
PARTNERS LLC
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/
Kenneth J. Abdalla
|
|
|
|
|
|
Name:
Kenneth J. Abdalla
|
|
|
|
|
|
Title:
Managing Member
|
|
|
|
|
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
Dated as
of this 14
th
day of
May, 2009.
BROAD
BEACH PARTNERS LLC
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/
Kenneth J. Abdalla
|
|
|
|
|
|
Name:
Kenneth J. Abdalla
|
|
|
|
|
|
Title:
Managing Member
|
|
|
|
|
Inter-Atlantic Financial (AMEX:IAN)
Historical Stock Chart
From May 2024 to Jun 2024
Inter-Atlantic Financial (AMEX:IAN)
Historical Stock Chart
From Jun 2023 to Jun 2024