|
|
|
|
|
|
|
|
Portfolio of Investments (Unaudited)
|
|
|
|
|
|
Nuveen New York Dividend Advantage Municipal Income Fund (NKO)
|
|
|
|
|
|
June 30, 2012
|
|
|
|
|
|
|
|
|
|
Principal
|
|
|
Optional Call
|
|
|
Amount (000)
|
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
|
Consumer Staples – 2.2% (1.6% of Total Investments)
|
|
|
|
$ 1,210
|
|
New York Counties Tobacco Trust II, Tobacco Settlement Pass-Through Bonds, Series 2001,
|
12/12 at 100.00
|
A3
|
$ 1,170,820
|
|
|
5.250%, 6/01/25
|
|
|
|
915
|
|
New York Counties Tobacco Trust III, Tobacco Settlement Pass-Through Bonds, Series 2003,
|
6/13 at 100.00
|
A1
|
910,544
|
|
|
5.750%, 6/01/33
|
|
|
|
700
|
|
Puerto Rico, The Children’s Trust Fund, Tobacco Settlement Asset-Backed Refunding Bonds,
|
11/12 at 100.00
|
BBB+
|
699,958
|
|
|
Series 2002, 5.375%, 5/15/33
|
|
|
|
2,825
|
|
Total Consumer Staples
|
|
|
2,781,322
|
|
|
Education and Civic Organizations – 22.4% (15.7% of Total Investments)
|
|
|
|
395
|
|
Dormitory Authority of the State of New York, Housing Revenue Bonds, Fashion Institute of
|
No Opt. Call
|
BBB
|
444,118
|
|
|
Technology, Series 2007, 5.250%, 7/01/34 – FGIC Insured
|
|
|
|
4,000
|
|
Dormitory Authority of the State of New York, Insured Revenue Bonds, Mount Sinai School of
|
No Opt. Call
|
A–
|
4,638,160
|
|
|
Medicine, Series 1994A, 5.150%, 7/01/24 – NPFG Insured
|
|
|
|
1,280
|
|
Dormitory Authority of the State of New York, Insured Revenue Bonds, New York Medical College,
|
1/13 at 100.00
|
BBB
|
1,283,840
|
|
|
Series 1998, 5.000%, 7/01/21 – NPFG Insured
|
|
|
|
1,000
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
No Opt. Call
|
Aa2
|
1,047,740
|
|
|
Facilities, Series 2003B, 5.250%, 7/01/32 (Mandatory put 7/01/13) – SYNCORA GTY Insured
|
|
|
|
140
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/15 at 100.00
|
Aa2
|
152,792
|
|
|
Facilities, Series 2004A, 5.000%, 7/01/29 – NPFG Insured
|
|
|
|
920
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/16 at 100.00
|
Aa2
|
981,612
|
|
|
Facilities, Series 2006A, 5.000%, 7/01/31 – NPFG Insured
|
|
|
|
240
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Barnard College, Series 2007A,
|
7/17 at 100.00
|
BBB
|
250,622
|
|
|
5.000%, 7/01/37 – FGIC Insured
|
|
|
|
580
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Convent of the Sacred Heart,
|
5/21 at 100.00
|
AA–
|
680,131
|
|
|
Series 2011, 5.750%, 11/01/40 – AGM Insured
|
|
|
|
1,000
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Marymount Manhattan College,
|
7/19 at 100.00
|
Baa2
|
1,048,000
|
|
|
Series 2009, 5.250%, 7/01/29
|
|
|
|
3,250
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series
|
No Opt. Call
|
AA–
|
4,077,353
|
|
|
1998A, 6.000%, 7/01/18 – NPFG Insured
|
|
|
|
330
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2007,
|
7/17 at 100.00
|
AA–
|
361,027
|
|
|
5.000%, 7/01/32 – AMBAC Insured
|
|
|
|
510
|
|
Madison County Industrial Development Agency, New York, Civic Facility Revenue Bonds, Colgate
|
No Opt. Call
|
AA+
|
575,336
|
|
|
University, Tender Option Bond Trust 3127, 13.095%, 1/01/14 – AMBAC Insured (IF)
|
|
|
|
300
|
|
New York City Industrial Development Agency, New York, Payment in Lieu of Taxes Revenue Bonds,
|
1/19 at 100.00
|
AA–
|
336,108
|
|
|
Queens Baseball Stadium Project, Series 2009, 6.125%, 1/01/29 – AGC Insured
|
|
|
|
|
|
New York City Industrial Development Agency, New York, PILOT Revenue Bonds, Queens Baseball
|
|
|
|
|
|
Stadium Project, Series 2006:
|
|
|
|
1,000
|
|
5.000%, 1/01/36 – AMBAC Insured
|
1/17 at 100.00
|
BB+
|
1,000,400
|
1,060
|
|
5.000%, 1/01/46 – AMBAC Insured
|
1/17 at 100.00
|
BB+
|
1,044,736
|
885
|
|
New York City Industrial Development Agency, New York, Revenue Bonds, Yankee Stadium Project
|
3/19 at 100.00
|
AA–
|
1,051,893
|
|
|
PILOT, Series 2009A, 7.000%, 3/01/49 – AGC Insured
|
|
|
|
|
|
New York City Industrial Development Authority, New York, PILOT Revenue Bonds, Yankee Stadium
|
|
|
|
|
|
Project, Series 2006:
|
|
|
|
395
|
|
5.000%, 3/01/31 – FGIC Insured
|
9/16 at 100.00
|
BBB
|
409,789
|
2,210
|
|
5.000%, 3/01/36 – NPFG Insured
|
9/16 at 100.00
|
BBB
|
2,273,051
|
1,920
|
|
4.500%, 3/01/39 – FGIC Insured
|
9/16 at 100.00
|
BBB
|
1,906,618
|
1,560
|
|
New York City Trust for Cultural Resources, New York, Revenue Bonds, American Museum of
|
7/14 at 100.00
|
AA
|
1,672,928
|
|
|
Natural History, Series 2004A, 5.000%, 7/01/36 – NPFG Insured
|
|
|
|
1,000
|
|
New York City Trust for Cultural Resources, New York, Revenue Bonds, Whitney Museum of
|
1/21 at 100.00
|
A
|
1,099,100
|
|
|
American Art, Series 2011, 5.000%, 7/01/31
|
|
|
|
1,000
|
|
Tompkins County Development Corporation, New York, Revenue Bonds, Ithaca College, Series 2011,
|
1/21 at 100.00
|
Aa3
|
1,112,610
|
|
|
5.250%, 7/01/36 – AGM Insured
|
|
|
|
350
|
|
Troy Capital Resource Corporation, New York, Revenue Bonds, Rensselaer Polytechnic Institute,
|
9/20 at 100.00
|
A–
|
380,632
|
|
|
Series 2010A, 5.125%, 9/01/40
|
|
|
|
25,325
|
|
Total Education and Civic Organizations
|
|
|
27,828,596
|
|
|
Health Care – 12.1% (8.5% of Total Investments)
|
|
|
|
1,400
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Hospital Revenue Bonds,
|
8/12 at 100.00
|
N/R
|
1,404,480
|
|
|
St. Barnabas Hospital, Series 2002A, 5.125%, 2/01/22 – AMBAC Insured
|
|
|
|
760
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Hudson
|
8/17 at 100.00
|
AA–
|
827,382
|
|
|
Valley Hospital Center, Series 2007, 5.000%, 8/15/27 – AGM Insured
|
|
|
|
425
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Montefiore
|
2/15 at 100.00
|
BBB
|
438,668
|
|
|
Hospital, Series 2004, 5.000%, 8/01/33 – FGIC Insured
|
|
|
|
1,500
|
|
Dormitory Authority of the State of New York, FHA-Insured Revenue Bonds, Montefiore Medical
|
2/15 at 100.00
|
BBB
|
1,649,790
|
|
|
Center, Series 2005, 5.000%, 2/01/22 – FGIC Insured
|
|
|
|
3,000
|
|
Dormitory Authority of the State of New York, North Shore Long Island Jewish Obligated Group
|
5/21 at 100.00
|
A–
|
3,229,470
|
|
|
Revenue Bonds, Series 2011A, 5.000%, 5/01/41
|
|
|
|
1,540
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Health Quest System Inc., Series
|
7/17 at 100.00
|
AA–
|
1,701,069
|
|
|
2007B, 5.250%, 7/01/27 – AGC Insured
|
|
|
|
855
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York and Presbyterian
|
8/14 at 100.00
|
AA–
|
940,440
|
|
|
Hospital, Series 2004A, 5.250%, 8/15/15 – AGM Insured
|
|
|
|
600
|
|
Dormitory Authority of the State of New York, Revenue Bonds, South Nassau Communities
|
7/13 at 100.00
|
Baa1
|
611,220
|
|
|
Hospital, Series 2003B, 5.500%, 7/01/23
|
|
|
|
700
|
|
Dormitory Authority of the State of New York, Revenue Bonds, The New York and Presbyterian
|
8/14 at 100.00
|
AA–
|
720,671
|
|
|
Hospital Project, Series 2007, 5.000%, 8/15/36 – AGM Insured
|
|
|
|
|
|
New York City Health and Hospitals Corporation, New York, Health System Revenue Bonds,
|
|
|
|
|
|
Series 2003A:
|
|
|
|
1,500
|
|
5.250%, 2/15/21 – AMBAC Insured
|
2/13 at 100.00
|
Aa3
|
1,536,855
|
1,000
|
|
5.250%, 2/15/22 – AMBAC Insured
|
2/13 at 100.00
|
Aa3
|
1,028,410
|
850
|
|
Westchester County Health Care Corporation, New York, Senior Lien Revenue Bonds, Series
|
11/20 at 100.00
|
A3
|
982,498
|
|
|
2010-C2, 6.125%, 11/01/37
|
|
|
|
14,130
|
|
Total Health Care
|
|
|
15,070,953
|
|
|
Housing/Multifamily – 0.8% (0.6% of Total Investments)
|
|
|
|
1,000
|
|
Canton Capital Resource Corporation, New York, Student Housing Facility Revenue Bonds, Grasse
|
5/20 at 100.00
|
AA–
|
1,042,390
|
|
|
River LLC at SUNY Canton Project Series 2010A, 5.000%, 5/01/40
|
|
|
|
|
|
Long-Term Care – 2.4% (1.7% of Total Investments)
|
|
|
|
510
|
|
Dormitory Authority of the State of New York, GNMA Collateralized Revenue Bonds, Cabrini of
|
2/17 at 103.00
|
AA+
|
553,212
|
|
|
Westchester Project, Series 2006, 5.200%, 2/15/41
|
|
|
|
|
|
Dormitory Authority of the State of New York, GNMA Collateralized Revenue Bonds, Willow Towers
|
|
|
|
|
|
Inc., Series 2002:
|
|
|
|
920
|
|
5.250%, 2/01/22
|
8/12 at 101.00
|
AA+
|
932,448
|
1,500
|
|
5.400%, 2/01/34
|
8/12 at 101.00
|
AA+
|
1,520,805
|
2,930
|
|
Total Long-Term Care
|
|
|
3,006,465
|
|
|
Tax Obligation/General – 7.7% (5.4% of Total Investments)
|
|
|
|
200
|
|
New York City, New York, General Obligation Bonds, Fiscal 2009 Series E, 5.000%, 8/01/28
|
8/19 at 100.00
|
AA
|
225,980
|
1,000
|
|
New York City, New York, General Obligation Bonds, Fiscal 2012 Series I, 5.000%, 8/01/30
|
No Opt. Call
|
AA
|
1,160,210
|
525
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2006C, 5.000%, 8/01/16 –
|
8/15 at 100.00
|
AA
|
594,153
|
|
|
AGM Insured
|
|
|
|
3,800
|
|
New York City, New York, General Obligation Bonds, Subseries G-1 Fiscal Series 2012,
|
No Opt. Call
|
AA
|
4,477,198
|
|
|
5.000%, 4/01/26
|
|
|
|
|
|
New York City, New York, General Obligation Bonds, Series 2004E:
|
|
|
|
1,700
|
|
5.000%, 11/01/19 – AGM Insured (UB)
|
11/14 at 100.00
|
AA
|
1,869,065
|
1,100
|
|
5.000%, 11/01/20 – AGM Insured (UB)
|
11/14 at 100.00
|
AA
|
1,208,317
|
8,325
|
|
Total Tax Obligation/General
|
|
|
9,534,923
|
|
|
Tax Obligation/Limited – 61.3% (43.1% of Total Investments)
|
|
|
|
165
|
|
Dormitory Authority of the State of New York, 853 Schools Program Insured Revenue Bonds,
|
7/12 at 100.00
|
N/R
|
165,548
|
|
|
Vanderheyden Hall Inc., Issue 2, Series 1998F, 5.250%, 7/01/18 – AMBAC Insured
|
|
|
|
3,000
|
|
Dormitory Authority of the State of New York, Revenue Bonds, School Districts Financing
|
10/12 at 100.00
|
A+
|
3,034,230
|
|
|
Program, Series 2002D, 5.250%, 10/01/23 – NPFG Insured
|
|
|
|
160
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
177,424
|
|
|
2005F, 5.000%, 3/15/21 – AGM Insured
|
|
|
|
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
|
|
|
|
|
City School District Project, Series 2008A:
|
|
|
|
590
|
|
5.750%, 5/01/27 – AGM Insured (UB)
|
5/18 at 100.00
|
AA–
|
687,102
|
190
|
|
5.750%, 5/01/28 – AGM Insured (UB)
|
5/18 at 100.00
|
AA–
|
220,379
|
2,485
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/17 at 100.00
|
AA–
|
2,888,365
|
|
|
City School District, Series 2007A, 5.750%, 5/01/28 – AGM Insured (UB)
|
|
|
|
1,850
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series
|
2/21 at 100.00
|
AA–
|
2,011,209
|
|
|
2011A, 5.000%, 2/15/47 – AGM Insured
|
|
|
|
4,760
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A, 5.000%,
|
2/17 at 100.00
|
A
|
4,976,437
|
|
|
2/15/47 – FGIC Insured
|
|
|
|
2,290
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 2002A,
|
11/12 at 100.00
|
AA
|
2,323,823
|
|
|
5.250%, 11/15/25 – AGM Insured
|
|
|
|
1,000
|
|
Nassau County Interim Finance Authority, New York, Sales Tax Secured Revenue Bonds, Series
|
11/13 at 100.00
|
AAA
|
1,061,060
|
|
|
2003A, 5.000%, 11/15/18 – AMBAC Insured
|
|
|
|
|
|
New York City Sales Tax Asset Receivable Corporation, New York, Dedicated Revenue Bonds, Local
|
|
|
|
|
|
Government Assistance Corporation, Series 2004A:
|
|
|
|
3,400
|
|
5.000%, 10/15/25 – NPFG Insured
|
10/14 at 100.00
|
AAA
|
3,695,120
|
1,040
|
|
5.000%, 10/15/26 – NPFG Insured
|
10/14 at 100.00
|
AAA
|
1,128,785
|
300
|
|
5.000%, 10/15/29 – AMBAC Insured
|
10/14 at 100.00
|
AAA
|
327,837
|
3,950
|
|
5.000%, 10/15/32 – AMBAC Insured
|
10/14 at 100.00
|
AAA
|
4,307,080
|
2,500
|
|
New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal
|
1/17 at 100.00
|
AA–
|
2,730,350
|
|
|
Series 2007S-2, 5.000%, 1/15/28 – FGIC Insured
|
|
|
|
4,235
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal 2012
|
2/22 at 100.00
|
AAA
|
4,732,104
|
|
|
Series E-1, 5.000%, 2/01/42
|
|
|
|
2,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal 2012
|
5/22 at 100.00
|
AAA
|
2,245,140
|
|
|
Series F-1, 5.000%, 5/01/39
|
|
|
|
5
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
11/12 at 100.00
|
AAA
|
5,070
|
|
|
Series 2002B, 5.250%, 5/01/16 – NPFG Insured
|
|
|
|
3,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Revenue Bonds,
|
11/20 at 100.00
|
AAA
|
3,335,490
|
|
|
Subordinate Lien Series 2011C, 5.000%, 11/01/39
|
|
|
|
|
|
New York City, New York, Educational Construction Fund, Revenue Bonds, Series 2011A:
|
|
|
|
5,130
|
|
5.750%, 4/01/33 – AGM Insured
|
4/21 at 100.00
|
AA+
|
6,067,969
|
1,000
|
|
5.750%, 4/01/41
|
4/21 at 100.00
|
AA–
|
1,167,950
|
|
|
New York Convention Center Development Corporation, Hotel Fee Revenue Bonds, Tender Option
|
|
|
|
|
|
Bonds Trust 3095:
|
|
|
|
165
|
|
13.093%, 11/15/30 – AMBAC Insured (IF)
|
11/15 at 100.00
|
AA+
|
196,343
|
140
|
|
13.079%, 11/15/44 – AMBAC Insured (IF)
|
11/15 at 100.00
|
AA+
|
160,363
|
|
|
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second General,
|
|
|
|
|
|
Series 2005B:
|
|
|
|
2,625
|
|
5.500%, 4/01/20 – AMBAC Insured
|
No Opt. Call
|
AA
|
3,326,768
|
500
|
|
5.000%, 4/01/21 – AMBAC Insured
|
10/15 at 100.00
|
AA
|
564,845
|
|
|
New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and
|
|
|
|
|
|
State Contingency Contract-Backed Bonds, Series 2003A-1:
|
|
|
|
1,900
|
|
5.250%, 6/01/20 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
1,983,866
|
1,000
|
|
5.250%, 6/01/22 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
1,044,140
|
750
|
|
New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and
|
6/13 at 100.00
|
AA–
|
784,830
|
|
|
State Contingency Contract-Backed Bonds, Series 2003B-1C, 5.500%, 6/01/21
|
|
|
|
8,600
|
|
New York State Urban Development Corporation, Revenue Refunding Bonds, State Facilities,
|
No Opt. Call
|
AA–
|
10,467,920
|
|
|
Series 1995, 5.700%, 4/01/20 – AGM Insured (UB)
|
|
|
|
295
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/20 at 100.00
|
AA–
|
315,314
|
|
|
2010C, 5.125%, 8/01/42 – AGM Insured
|
|
|
|
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Series 2007A:
|
|
|
|
7,500
|
|
0.000%, 8/01/41 – NPFG Insured
|
No Opt. Call
|
AA–
|
1,451,625
|
15,000
|
|
0.000%, 8/01/44 – NPFG Insured
|
No Opt. Call
|
AA–
|
2,400,150
|
17,310
|
|
0.000%, 8/01/46 – NPFG Insured
|
No Opt. Call
|
AA–
|
2,440,018
|
29,215
|
|
0.000%, 8/01/47 – AMBAC Insured
|
No Opt. Call
|
AA–
|
3,856,380
|
128,050
|
|
Total Tax Obligation/Limited
|
|
|
76,281,034
|
|
|
Transportation – 12.8% (9.0% of Total Investments)
|
|
|
|
2,000
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2003A,
|
11/13 at 100.00
|
AA–
|
2,099,140
|
|
|
5.000%, 11/15/25 – AGM Insured
|
|
|
|
300
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2005A,
|
11/15 at 100.00
|
AA–
|
331,167
|
|
|
4.750%, 11/15/27 – NPFG Insured
|
|
|
|
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Refunding Bonds,
|
|
|
|
|
|
Series 2002A:
|
|
|
|
2,000
|
|
5.125%, 11/15/22 – FGIC Insured
|
11/12 at 100.00
|
A
|
2,029,680
|
4,000
|
|
5.000%, 11/15/25 – FGIC Insured
|
11/12 at 100.00
|
A
|
4,058,560
|
740
|
|
New York Liberty Development Corporation, Liberty Revenue Bonds, 4 World Trade Center Project,
|
11/21 at 100.00
|
A+
|
799,466
|
|
|
Series 2011, 5.000%, 11/15/44
|
|
|
|
315
|
|
New York State Thruway Authority, General Revenue Bonds, Refunding Series 2007H, 5.000%,
|
1/18 at 100.00
|
A+
|
357,264
|
|
|
1/01/25 – FGIC Insured
|
|
|
|
865
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005F, 5.000%, 1/01/20 –
|
1/15 at 100.00
|
A+
|
949,839
|
|
|
AMBAC Insured
|
|
|
|
350
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005G, 5.000%, 1/01/30 – AGM
|
7/15 at 100.00
|
AA–
|
385,977
|
|
|
Insured (UB)
|
|
|
|
1,275
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2012I, 5.000%, 1/01/42 (WI/DD,
|
1/22 at 100.00
|
A+
|
1,386,027
|
|
|
Settling 7/11/12)
|
|
|
|
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Fortieth
|
|
|
|
|
|
Series 2005:
|
|
|
|
500
|
|
5.000%, 12/01/19 – AGM Insured
|
6/15 at 101.00
|
Aa2
|
564,295
|
1,000
|
|
5.000%, 12/01/28 – SYNCORA GTY Insured
|
6/15 at 101.00
|
Aa2
|
1,070,950
|
345
|
|
5.000%, 12/01/31 – SYNCORA GTY Insured
|
6/15 at 101.00
|
Aa2
|
367,573
|
390
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Forty
|
8/17 at 100.00
|
Aa2
|
534,503
|
|
|
Eighth Series 2008, Trust 2920, 17.352%, 8/15/32 – AGM Insured (IF)
|
|
|
|
780
|
|
Triborough Bridge and Tunnel Authority, New York, Subordinate Lien General Purpose Revenue
|
No Opt. Call
|
A+
|
981,646
|
|
|
Refunding Bonds, Series 2002E, 5.500%, 11/15/20 – NPFG Insured
|
|
|
|
14,860
|
|
Total Transportation
|
|
|
15,916,087
|
|
|
U.S. Guaranteed – 7.6% (5.3% of Total Investments) (4)
|
|
|
|
|
|
Buffalo, New York, General Obligation Bonds, Series 2002B:
|
|
|
|
1,490
|
|
5.375%, 11/15/18 (Pre-refunded 11/15/12) – NPFG Insured
|
11/12 at 100.00
|
A1 (4)
|
1,519,413
|
2,375
|
|
5.375%, 11/15/20 (Pre-refunded 11/15/12) – NPFG Insured
|
11/12 at 100.00
|
A1 (4)
|
2,421,883
|
85
|
|
Dormitory Authority of the State of New York, Judicial Facilities Lease Revenue Bonds, Suffolk
|
No Opt. Call
|
Aaa
|
96,301
|
|
|
County Issue, Series 1986, 7.375%, 7/01/16 (ETM)
|
|
|
|
1,725
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Memorial Sloan-Kettering Cancer
|
7/13 at 100.00
|
Aa2 (4)
|
1,807,679
|
|
|
Center, Series 2003-1, 5.000%, 7/01/21 (Pre-refunded 7/01/13) – NPFG Insured
|
|
|
|
1,250
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Refunding Bonds,
|
11/12 at 100.00
|
A (4)
|
1,272,913
|
|
|
Series 2002F, 5.000%, 11/15/31 (Pre-refunded 11/15/12) – NPFG Insured
|
|
|
|
500
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
2/14 at 100.00
|
AAA
|
537,235
|
|
|
Series 2004C, 5.000%, 2/01/19 (Pre-refunded 2/01/14) – SYNCORA GTY Insured
|
|
|
|
|
|
Suffolk County Industrial Development Agency, New York, Revenue Bonds, Huntington Hospital,
|
|
|
|
|
|
Series 2002C:
|
|
|
|
725
|
|
6.000%, 11/01/22 (Pre-refunded 11/01/12)
|
11/12 at 100.00
|
A– (4)
|
739,384
|
1,045
|
|
5.875%, 11/01/32 (Pre-refunded 11/01/12)
|
11/12 at 100.00
|
A– (4)
|
1,065,283
|
9,195
|
|
Total U.S. Guaranteed
|
|
|
9,460,091
|
|
|
Utilities – 8.3% (5.8% of Total Investments)
|
|
|
|
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006A:
|
|
|
|
1,700
|
|
5.000%, 12/01/23 – FGIC Insured
|
6/16 at 100.00
|
A
|
1,902,980
|
1,300
|
|
5.000%, 12/01/25 – FGIC Insured
|
6/16 at 100.00
|
A
|
1,446,705
|
1,500
|
|
5.000%, 12/01/26 – AGC Insured
|
6/16 at 100.00
|
AA+
|
1,666,410
|
250
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006B,
|
6/16 at 100.00
|
A
|
262,550
|
|
|
5.000%, 12/01/35 – CIFG Insured
|
|
|
|
5,000
|
|
New York State Energy Research and Development Authority, Pollution Control Revenue Refunding
|
11/12 at 100.00
|
A–
|
5,007,850
|
|
|
Bonds, Niagara Mohawk Power Corporation, Series 1998A, 5.150%, 11/01/25 – AMBAC Insured
|
|
|
|
9,750
|
|
Total Utilities
|
|
|
10,286,495
|
|
|
Water and Sewer – 4.7% (3.3% of Total Investments)
|
|
|
|
1,900
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
12/21 at 100.00
|
AA+
|
2,102,825
|
|
|
Bonds, Second Generation Resolution, Fiscal 2012 Series BB, 5.000%, 6/15/44
|
|
|
|
1,140
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/16 at 100.00
|
AAA
|
1,270,712
|
|
|
Bonds, Series 2006B, 5.000%, 6/15/36 – NPFG Insured (UB)
|
|
|
|
2,295
|
|
Suffolk County Water Authority, New York, Waterworks Revenue Bonds, Series 2005C, 5.000%,
|
6/15 at 100.00
|
AAA
|
2,434,008
|
|
|
6/01/28 – NPFG Insured
|
|
|
|
5,335
|
|
Total Water and Sewer
|
|
|
5,807,545
|
$ 221,725
|
|
Total Investments (cost $167,537,173) – 142.3%
|
|
|
177,015,901
|
|
|
Floating Rate Obligations – (9.3)%
|
|
|
(11,620,000)
|
|
|
Variable Rate Demand Preferred Shares, at Liquidation Value – (40.2)% (5)
|
|
|
(50,000,000)
|
|
|
Other Assets Less Liabilities – 7.2%
|
|
|
8,999,476
|
|
|
Net Assets Applicable to Common Shares – 100%
|
|
|
$ 124,395,377
|