- Initial Statement of Beneficial Ownership (3)
14 October 2009 - 9:00AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Providence Equity Partners VI International Ltd. (Cayman Company)
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2. Date of Event Requiring Statement (MM/DD/YYYY)
10/1/2009
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3. Issuer Name
and
Ticker or Trading Symbol
Stream Global Services, Inc. [OOO]
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(Last)
(First)
(Middle)
C/O PROVIDENCE EQUITY PARTNERS INC., 50 KENNEDY PLAZA, 18TH FLOOR
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
PROVIDENCE, RI 02903
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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13460624
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D
(1)
(2)
(3)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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13,460,624 shares of common stock are directly held by EGS Dutchco B.V. ("EGS Dutchco"). With respect to such shares, on
October 1, 2009, EGS Dutchco received 9,540,624 shares of voting common stock and 3,920,000 shares of non-voting common
stock. On October 2, 2009, the 3,920,000 shares of non-voting common stock were converted into voting common stock.
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(
2)
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Each of (i) PEP VI International Ltd. ("PEP VI"), as sole general partner of Providence Equity GP VI International L.P.
("Providence GP"); (ii) Providence GP, as sole general partner of Providence Equity Partners VI International L.P.
("Providence VI"); (iii) Providence VI, as parent company of EGS Luxco S.ar.l. ("EGS Luxco"); and (iv) EGS Luxco, as parent
company of EGS Dutchco, may be deemed to indirectly own the securities described in footnote (1) above. Each of PEP VI,
Providence GP, Providence VI and EGS Luxco disclaims indirect beneficial ownership except to the extent of each of their
pecuniary interests therein.
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(
3)
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See Exhibit 99.1, incorporated by reference herein.
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Remarks:
The Reporting Persons may be deemed to constitute a "group" for the purpose of Section 13(d)(3) of the Securities Exchange
Act of 1934, as amended. The filing of this report shall not be construed as an admission that the Reporting Persons are a
group. Exhibit 99.1 is incorporated by reference herein.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Providence Equity Partners VI International Ltd. (Cayman Company)
C/O PROVIDENCE EQUITY PARTNERS INC.
50 KENNEDY PLAZA, 18TH FLOOR
PROVIDENCE, RI 02903
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X
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Providence Equity GP VI International L.P. (Cayman Partnership)
C/O PROVIDENCE EQUITY PARTNERS INC.
50 KENNEDY PLAZA, 18TH FLOOR
PROVIDENCE, RI 02903
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X
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Providence Equity Partners VI International L.P. (Cayman Partnership)
C/O PROVIDENCE EQUITY PARTNERS INC.
50 KENNEDY PLAZA, 18TH FLOOR
PROVIDENCE, RI 02903
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X
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EGS Luxco S.ar.l.
31 BOULEVARD PRINCE HENRI
LUXEMBOURG, N4 l-1724
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X
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EGS Dutchco B.V.
FRED ROESKESTRAAT 123
1076 EE
AMSTERDAM, P7
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X
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Signatures
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/s/ Raymond M. Mathieu, Treasurer and Secretary
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10/13/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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