Location books Record:
1 |
a. Name of person (e.g., a custodian of records) |
U.S. Bank N/A |
b. Street 1 |
1555 North River Center Drive |
Street 2 |
Suite 302 |
c. City |
Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
53202 |
g. Telephone number (including country code if foreign) |
8336121912 |
h. Briefly describe the books and records kept at this location:
|
Books and records related to the custody of Fund assets |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) |
Core Alternative Capital LLC |
b. Street 1 |
3930 East Jones Bridge Rd |
Street 2 |
Suite 380 |
c. City |
Peachtree Corners |
d. State, if applicable |
GEORGIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
30092 |
g. Telephone number (including country code if foreign) |
8006170004 |
h. Briefly describe the books and records kept at this location:
|
Books and records related to work done by advisor for CCOR |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) |
Wahed Invest LLC |
b. Street 1 |
12 East 49th Street |
Street 2 |
|
c. City |
New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
10017 |
g. Telephone number (including country code if foreign) |
8559764747 |
h. Briefly describe the books and records kept at this location:
|
Books and records related to work done by advisor for HLAL |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) |
U.S. Bancorp Fund Services, LLC |
b. Street 1 |
615 East Michigan Street |
Street 2 |
|
c. City |
Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
53202 |
g. Telephone number (including country code if foreign) |
8336121912 |
h. Briefly describe the books and records kept at this location:
|
Books and records related to transfer agency, fund accounting and fund administration services provided |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) |
Foreside Fund Services, LLC |
b. Street 1 |
3 Canal Plaza |
Street 2 |
Suite 100 |
c. City |
Portland |
d. State, if applicable |
MAINE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
04101 |
g. Telephone number (including country code if foreign) |
2075537116 |
h. Briefly describe the books and records kept at this location:
|
Books and records related to distribution data of the fund |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) |
Quasar Distributors LLC |
b. Street 1 |
615 East Michigan Street |
Street 2 |
|
c. City |
Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
53202 |
g. Telephone number (including country code if foreign) |
8336121912 |
h. Briefly describe the books and records kept at this location:
|
Books and records related to distribution data of the fund |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) |
Active Weighting Advisors LLC |
b. Street 1 |
260 Newport Center Drive |
Street 2 |
Suite 100 |
c. City |
Newport Beach |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
92660 |
g. Telephone number (including country code if foreign) |
8775391510 |
h. Briefly describe the books and records kept at this location:
|
Books and records related to work done by advisor for PLCY |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) |
Roundhill Financial LLC |
b. Street 1 |
575 5th Avenue |
Street 2 |
14th Floor |
c. City |
New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
10017 |
g. Telephone number (including country code if foreign) |
8772207649 |
h. Briefly describe the books and records kept at this location:
|
Books and records related to work done by advisor for NERD |
Location books Record:
9 |
a. Name of person (e.g., a custodian of records) |
Exchange Traded Concepts LLC |
b. Street 1 |
10900 Hefner Pointe Drive |
Street 2 |
Suite 207 |
c. City |
Oklahoma City |
d. State, if applicable |
OKLAHOMA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
73120 |
g. Telephone number (including country code if foreign) |
4057788377 |
h. Briefly describe the books and records kept at this location:
|
Books and records related to work done by sub-advisor for NERD |
Location books Record:
10 |
a. Name of person (e.g., a custodian of records) |
Liquid Strategies LLC |
b. Street 1 |
3550 Lenox Rd |
Street 2 |
Suite 2550 |
c. City |
Atlanta |
d. State, if applicable |
GEORGIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
30326 |
g. Telephone number (including country code if foreign) |
8667046857 |
h. Briefly describe the books and records kept at this location:
|
Books and records related to work done by advisor for Overlay Shares ETFs |
Location books Record:
11 |
a. Name of person (e.g., a custodian of records) |
Source Asset Management |
b. Street 1 |
92 Newfield Dr |
Street 2 |
|
c. City |
Stamford |
d. State, if applicable |
CONNECTICUT
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
06905 |
g. Telephone number (including country code if foreign) |
8669800029 |
h. Briefly describe the books and records kept at this location:
|
Books and records related to work done by Advisor to DVOP |