Statement of Changes in Beneficial Ownership (4)
15 December 2020 - 7:21AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Bailey Tabitha |
2. Issuer Name and Ticker or Trading Symbol
TRANSATLANTIC PETROLEUM LTD.
[
TAT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
VP & General Counsel |
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(Last)
(First)
(Middle)
16803 DALLAS PARKWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/10/2020 |
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(Street)
ADDISON, TX 75001
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Shares | 12/10/2020 | | M | | 35874 | A | (1) | 64045 | D | |
| Common Shares | 12/10/2020 | | F | | 8736 (2) | D | $0.24 | 55309 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (1) | 12/10/2020 | | M | | | 751 | (3) | (3) | Common Shares | 751 | $0.00 (1) | 0 | D | |
| Restricted Stock Units | (1) | 12/10/2020 | | M | | | 15321 | (3) | (3) | Common Shares | 15321 | $0.00 (1) | 0 | D | |
| Restricted Stock Units | (1) | 12/10/2020 | | M | | | 19802 | (3) | (3) | Common Shares | 19802 | $0.00 (1) | 0 | D | |
| Explanation of Responses: |
| (1) | Each restricted stock unit represents a contingent right to receive, upon vesting, one common share of TransAtlantic Petroleum Ltd. This transaction represents the conversion upon vesting of restricted stock units into common shares of TransAtlantic Petroleum Ltd. |
| (2) | Represents common shares of TransAtlantic Petroleum Ltd. withheld for the payment of withholding taxes. |
| (3) | TransAtlantic Petroleum Ltd. voluntarily accelerated the vesting of the restricted stock units on December 10, 2020, in connection with the transactions contemplated by the Agreement and Plan of Merger, dated August 7, 2020, by and among TransAtlantic Petroleum Ltd., TAT Holdco LLC, and TAT Merger Sub LLC." |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Bailey Tabitha
16803 DALLAS PARKWAY
ADDISON, TX 75001 |
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| VP & General Counsel |
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Signatures
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| Tabitha Bailey | | 12/14/2020 |
| **Signature of Reporting Person | Date |
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