Additional Proxy Soliciting Materials (definitive) (defa14a)
29 April 2017 - 6:55AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A INFORMATION
PROXY STATEMENT PURSUANT TO SECTION 14(a)
OF THE SECURITIES EXCHANGE ACT OF 1934
(Amendment
No. )
Filed
by the Registrant ☑
Filed
by a party other than the Registrant ☐
Check
the appropriate box:
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Preliminary
Proxy Statement
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Confidential, for Use of the Commission Only (as permitted by
Rule 14a-6(e)(2))
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Definitive
Proxy Statement
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Definitive
Additional Materials
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Soliciting
Material under to § 240.14a-12
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Yuma Energy, Inc.
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(Name
of Registrant as Specified in Its Charter)
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Payment
of Filing Fee (Check the appropriate box):
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No fee
required
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Fee
computed on table below per Exchange Act Rules 14a-6(i)(1) and
0-11
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(1)
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Title
of each class of securities to which transaction
applies:
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(2)
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Aggregate
number of securities to which transaction applies:
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(3)
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Per
unit price or other underlying value of transaction computed
pursuant to Exchange Act Rule 0-11 (set forth the amount on which
the filing fee is calculated and state how it was
determined):
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(4)
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Proposed
maximum aggregate value of transaction:
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(5)
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Total
fee paid:
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Fee
paid previously with preliminary materials.
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Check
box if any part of the fee is offset as provided by Exchange Act
Rule 0-11(a)(2) and identify the filing for which the
offsetting fee was paid previously. Identify the previous filing by
registration statement number, or the Form or Schedule and the date
of its filing.
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(1)
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Amount
Previously Paid:
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(2)
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Form,
Schedule or Registration Statement No.:
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(3)
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Filing
Party:
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(4)
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Date
Filed:
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Yuma Energy,
Inc.
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CONTROL ID:
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REQUEST ID:
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IMPORTANT
NOTICE REGARDING THE AVAILABILITY OF PROXY
MATERIALS
FOR THE ANNUAL MEETING
OF STOCKHOLDERS
TO BE HELD ON JUNE 13,
2017
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DATE:
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June 13, 2017
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TIME:
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9:00 am Central Daylight Time
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LOCATION:
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1177 West Loop South, Suite 1825, Houston, Texas 77027
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HOW TO REQUEST PAPER COPIES OF OUR PROXY MATERIALS
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TELEPHONE:
Call toll free
1-866-752-8683
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INTERNET:
https://www.iproxydirect.com/YUMA
and follow the on-screen instructions.
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EMAIL:
proxy@iproxydirect.com
Include your Control ID in your email.
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This communication represents only an overview of the more complete
proxy materials that are available to you on the Internet. We
encourage you to access and review all of the important information
contained in the proxy materials before voting. The Notice of
Meeting, 2017 Proxy Statement, Proxy Card, and Annual Report on
Form 10-K for the fiscal year ended December 31, 2016 are available
at:
https://www.iproxydirect.com/YUMA
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If you want to receive a paper copy of the proxy materials you must
request one. There is no charge to you for requesting a copy. To
facilitate timely delivery please make the request, as instructed
above, before
May 26,
2017
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HOW TO VIEW PROXY MATERIALS AND VOTE ONLINE
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you may access the form of proxy and enter your voting instructions
at
https://www.iproxydirect.com/YUMA
until
11:59 pm eastern time on June 12, 2017.
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The purposes of this meeting are as follows:
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1.
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1
Election of two Class I Directors.
2.
Approval by a non-binding advisory vote, of the executive
compensation of the named executive officers of Yuma.
3.
Determine on a non-binding advisory vote basis, whether a
stockholder vote to approve the compensation of our named executive
officers should occur every one, two or three years.
4.
Ratification of the appointment of Grant Thornton LLP as
Yuma’s independent registered public accounting firm for
2017.
5.
Transaction of such other matters as may properly come before the
annual meeting or any adjournments or postponements of the annual
meeting.
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Pursuant to Securities and Exchange Commission rules, you are
receiving this Notice that the proxy materials for the Annual
meeting are available on the Internet. Follow the instructions
above to view the materials and vote or request printed
copies.
The board of directors has fixed the close of business on April 27,
2017 as the record date for the determination of stockholders
entitled to receive notice of the Annual Meeting and to vote the
shares of our common stock, $0.001 par value per share, and our
Series D Convertible Preferred Stock, $0.001 par value per share,
they held on that date at the meeting or any postponement or
adjournment of the meeting.
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The Board of Directors recommends that
you vote “
FOR
BOTH
” of the individuals nominated for election to the
board of directors on Proposal 1, “
FOR
” Proposals 2, 4 and
5, and
“
FOR ONE YEAR
” on Proposal
3.
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Please note - This is not a Proxy Card - you cannot vote by
returning this Notice
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Directions
to the 2017 Annual Meeting of Stockholders:
From George Bush Intercontinental Airport to Yuma’s
Offices:
Take Interstate 69 south. Take exit for Interstate 610 and head
west. Take Exit 9B from Interstate 610 toward West Loop South.
Drive to 1177 West Loop South. Self-parking is available in the
parking garage next to the building.
From Houston William P. Hobby Airport to Yuma’s
Offices:
Take Interstate 45 north. Take exit for Interstate 610 and head
west. Take Exit 9 from Interstate 610 toward West Loop South. Merge
onto West Loop South. Proceed to 1177 West Loop South. Self-parking
is availablea in the parking garage next to the
building.
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Yuma Energy, Inc.
SHAREHOLDER
SERVICES
500
Perimeter Park Drive Suite D
Morrisville
NC 27560
TIME SENSITIVE STOCKHOLDER INFORMATION ENCLOSED
IMPORTANT STOCKHOLDER INFORMATION
YOUR VOTE IS IMPORTANT
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