As filed with the Securities
and Exchange Commission on January 19, 2023
Registration No. 333-256792
Registration No. 333-256793
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT
NO. 333-256792
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT
NO. 333-256793
Under
The Securities Act of 1933
Ayala Pharmaceuticals, Inc.
(Exact name of registrant as specified in its charter)
Delaware
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82-3578375
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification Number)
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Oppenheimer 4
Rehovot 7670104, Israel
(857) 444-0553
(Address, including zip code, and telephone number, including area
code, of registrant’s principal executive offices)
MWE Corporate Services, LLC
1007 North Orange Street, 10th Floor
Wilmington, DE 19801
(302) 485-3907
(Name, address, including zip code, and telephone number, including
area code, of agent for service)
Approximate date of commencement
of proposed sale to the public: Not Applicable
If
the only securities being registered on this form are being offered
pursuant to dividend or interest reinvestment plans, please check
the following box. ☐
If
any of the securities being registered on this form are to be
offered on a delayed or continuous basis pursuant to Rule 415 under
the Securities Act of 1933, other than securities offered only in
connection with dividend or interest reinvestment plans, check the
following box. ☐
If
this form is filed to register additional securities for an
offering pursuant to Rule 462(b) under the Securities Act, please
check the following box and list the Securities Act registration
statement number of the earlier effective registration statement
for the same offering. ☐
If
this form is a post-effective amendment filed pursuant to Rule
462(c) under the Securities Act, check the following box and list
the Securities Act registration statement number of the earlier
effective registration statement for the same offering. ☐
If
this form is a registration statement pursuant to General
Instruction I.D. or a post-effective amendment thereto that shall
become effective upon filing with the Commission pursuant to Rule
462(e) under the Securities Act, check the following box. ☐
If
this form is a post-effective amendment to registration statement
filed pursuant to General Instruction I.D. filed to register
additional securities or additional classes of securities pursuant
to Rule 413(b) under the Securities Act, check the following box.
☐
Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer, a non-accelerated filer, a
smaller reporting company or an emerging growth company. See the
definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company” and “emerging growth company” in Rule
12b-2 of the Exchange Act.
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Large accelerated
filer
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☐
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Accelerated
filer
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☐
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Non-accelerated
filer
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⌧
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(Do not check if a
smaller reporting company)
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Smaller reporting
company
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⌧
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Emerging growth
company
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⌧
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If an emerging growth
company, indicate by check mark if the registrant has elected not
to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section
7(a)(2)(B) of the Securities Act. ☐
EXPLANATORY NOTE
Deregistration of Unsold Securities
These Post-Effective
Amendments relate to the following Registration Statements on Form
S-3 (together, the “Registration Statements”), filed by Ayala
Pharmaceuticals, Inc., a Delaware corporation (the “Registrant”),
with the U.S. Securities and Exchange Commission (the
“Commission”):
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Registration Statement
on Form S-3 (File No. 333-256792), pertaining to the registration
of up to $200,000,000, in the aggregate, of an indeterminate number
of securities of common stock, preferred stock, debt securities,
warrants, and units of the Registrant or any combination of these
securities (together, the “ Shelf Securities”), filed with the
Commission on June 4, 2021;
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Registration Statement
on Form S-3 (File No. 333-256793), pertaining to the registration
of 2,249,998 shares of the Registrant’s common stock, of which
333,333 shares are outstanding and 1,916,665 shares are issuable
upon exercise of warrants to purchase shares of the Registrant’s
common stock (together with the Shelf Securities, the
“Securities”), filed with the Commission on June 4, 2021.
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On January 19, 2023,
pursuant to that certain Agreement and Plan of Merger, dated as of
October 18, 2022, by and among the Registrant, Advaxis, Inc., a
Delaware corporation (“Advaxis”), and Doe Merger Sub, Inc., a
Delaware corporation and a wholly-owned subsidiary of Advaxis
(“Merger Sub”), Merger Sub merged with and into the Registrant,
with the Registrant continuing as the surviving company and a
wholly-owned subsidiary of Advaxis (the “Merger”). As a result of
the Merger, Advaxis is being renamed “Ayala Pharmaceuticals,
Inc.”
As a result of the
Merger, the offerings of the Registrant’s Securities pursuant to
the Registration Statements have been terminated. In accordance
with an undertaking made by the Registrant in the Registration
Statements to remove from registration, by means of a
post-effective amendment, any of the Securities registered under
the Registration Statements that remain unsold at the termination
of the offerings, the Registrant hereby removes from registration
the Securities of the Registrant registered under the Registration
Statements that remain unsold, if any, as of the date hereof.
SIGNATURES
Pursuant to the
requirements of the Securities Act of 1933, the Registrant
certifies that it has reasonable grounds to believe that it meets
all of the requirements for filing on Form S-3 and has duly caused
these Post-Effective Amendments to the Registration Statements to
be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Monmouth Junction, State of New Jersey,
on the 19th day of January, 2023.
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AYALA PHARMACEUTICALS, INC.
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By:
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/s/ Kenneth A.
Berlin
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Kenneth A.
Berlin
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Chief Executive
Officer
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No other person is
required to sign these Post-Effective Amendments in reliance upon
Rule 478 under the Securities Act of 1933.
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