BCTF Bancorp 34 Inc

Page 1 of 5 Pages

 

 

Item 1

(a)

Name of Issuer

Bancorp 34, Inc.

(b)

Address of Issuer's Principal Executive Offices

500 East Tenth Street

Alamogordo, New Mexico 88310

Item 2

(a)

Name of Person Filing

Bank 34 Employee Stock Ownership Plan Trust

500 East Tenth Street

Alamogordo, New Mexico 88310

(b)

Address of Principal Business Office

500 East Tenth Street

Alamogordo, New Mexico 88310

(c)

Citizenship or Place of Organization

See Page 2, Item 4.

(d)

Title of Class of Securities

Common Stock, par value $0.01 per share

(e)

CUSIP Number

See Page 1.

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b, or (c), check whether the person filing is a:

(f) [X] An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)

Amount beneficially owned: See Page 2, Item 9.

(b)

Percent of class: See Page 2, Item 11.

(c)

Number of shares as to which the person has:

(i)

Sole power to vote or to direct the vote: See Page 2, Item 5.

(ii)

Shared power to vote or to direct the vote: See Page 2, Item 6.

(iii)

Sole power to dispose or to direct the disposition of: See Page 2, Item 7.

(iv)

Shared power to dispose or to direct the disposition of: See Page 2, Item 8.

Item 5.

Ownership of Five Percent or Less of a Class

Not applicable

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person

Not applicable

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

Not applicable

Item 8.

Identification and Classification of Members of the Group

The reporting person is an employee benefit plan subject to the provisions of the Employee Retirement Income Security Act of 1974.

Item 9.

Notice of Dissolution of Group

Not applicable

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.