Business Objects S.A. - Securities Registration (ADS, delayed) (F-6)
19 January 2008 - 9:20AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on January 18,2008
Registration No. 333-
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________________
FORM F-6
REGISTRATION STATEMENT
under
THE SECURITIES ACT OF 1933
For Depositary Shares Evidenced by American Depositary Receipts
of
BUSINESS OBJECTS S.A.
(Exact name of issuer of deposited securities as specified in its charter)
N/A
(Translation of issuer's name into English)
FRANCE
(Jurisdiction of incorporation or organization of issuer)
THE BANK OF NEW YORK
(Exact name of depositary as specified in its charter)
One Wall Street New York, N.Y. 10286
(212) 495-1727
(Address, including zip code, and telephone number, including area code, of depositary's principal executive offices)
_______________________
The Bank of New York
ADR Division
One Wall Street, 29th Floor
New York, New York 10286
(212) 495-1784
(Address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Peter B. Tisne, Esq.
Emmet, Marvin & Martin, LLP
120 Broadway
New York, New York 10271
(212) 238-3010
It is proposed that this filing become effective under Rule 466
[ ] immediately upon filing
[ ] on (Date) at (Time).
If a separate registration statement has been filed to register the deposited shares, check the following box. [ ]
CALCULATION OF REGISTRATION FEE
Title of each class
of Securities to be registered
|
Amount to be registered
|
Proposed
maximum aggregate price per unit
(1)
|
Proposed
maximum aggregate offering price
(1)
|
Amount of registration fee
|
American Depositary Shares evidenced by American Depositary Receipts, each American Depositary Share representing ordinary shares, nominal value of 0.10 euro each, of Business Objects S.A.
|
20,000,000 American Depositary Shares
|
$5.00
|
$1,000,000
|
$39.30
|
1
Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of American Depositary Receipts evidencing American Depositary Shares.
Pursuant to Rule 429 under the Securities Act of 1933, the Prospectus contained herein also relates to the Depositary Shares of the registrant covered by a previous Registration Statement on Form F-6 of the registrant (Regis. No. 333-109712)
_______________________
The prospectus consists of the proposed form of American Depositary Receipt included as Exhibit A to the form of Deposit Agreement filed as Exhibit 1 to this Registration Statement which is incorporated herein by reference.
PART I
INFORMATION REQUIRED IN PROSPECTUS
Item - 1.
Description of Securities to be Registered
Cross Reference Sheet
Item Number and Caption
|
Location in Form of Receipt
Filed Herewith as Prospectus
|
1. Name and address of Depositary
|
Introductory Article
|
2.
Title of American Depositary Receipts and identity of deposited securities
|
Face of Receipt, top center
|
Terms of Deposit:
|
|
(i) The amount of deposited securities represented by one unit of American Depositary Receipts
|
Face of Receipt, upper right corner
|
(ii) The procedure for voting, if any, the deposited securities
|
Articles number 15, 16 and 18
|
(iii) The collection and distribution of dividends
|
Articles number 4, 12, 13, 15 and 18
|
(iv) The transmission of notices, reports and proxy soliciting material
|
Articles number 11, 15, 16 and 18
|
(v) The sale or exercise of rights
|
Articles number 13, 14, 15 and 18
|
(vi) The deposit or sale of securities resulting from dividends, splits or plans of reorganization
|
Articles number 12, 13, 15, 17 and 18
|
(vii) Amendment, extension or termination of the deposit agreement
|
Articles number 20 and 21
|
(viii) Rights of holders of American Depositary Receipts to inspect the transfer books of the depositary and the list of holders of American Depositary Receipts
|
Article number 11
|
(ix) Restrictions upon the right to deposit or withdraw the underlying securities
|
Articles number 2, 3, 4, 5, 6, 8 and 22
|
(x) Limitation upon the liability of the Depositary
|
Articles number 14, 18 and 21
|
3. Fees and Charges
|
Articles number 3, 4, 7, 8, 12 and 14
|
Item - 2.
Available Information
Statement that Business Objects, S.A. is subject to periodic reporting requirements of the Securities Exchange Act of 1934 and, accordingly, files certain reports with the Securities and Exchange Commission and that such reports can be inspected by holders of American Depositary Receipts and copied at public reference facilities maintained by the Securities and Exchange Commission in Washington D.C.
|
Article number 11
|
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item - 3.
Exhibits
a.
Form of Deposit Agreement dated as of September 22, 1994, as amended and restated as of May 8, 1996, as amended and restated as of December 30, 1998, as amended and restated as of October 15, 2003, and as further amended and restated as of __________________, 2008, among Business Objects S.A., The Bank of New York as Depositary, and all Owners and holders
from time to time of American Depositary Receipts issued thereunder. - Filed herewith as Exhibit 1.
b.
Letter agreement among Business Objects S.A. and The Bank of New York relating to pre-release activities. - Previously Filed.
c.
Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. - See (a) and (b) above.
d.
Opinion of Emmet, Marvin & Martin, LLP, counsel for the Depositary, as to legality of the securities to be registered. - Filed herewith as Exhibit 4.
e.
Certification under Rule 466. - Not Applicable.
f.
Power of Attorney (included as part of the signature page hereto).
Item - 4.
Undertakings
(a)
The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the ADRs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer.
(b)
If the amounts of fees charged are not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an ADR thirty days before any change in the fee schedule.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on January 18, 2008.
Legal entity created by the agreement for the issuance of American Depositary Receipts for ordinary shares, nominal value of 0.10 euro each, of Business Objects S.A.
By:
The Bank of New York,
As Depositary
By:
/s/ Joanne F. DiGiovanni
Name: Joanne F. DiGiovanni
Title: Vice President
Pursuant to the requirements of the Securities Act of 1933, Business Objects S.A. has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of San Jose, California, on January 18, 2008.
BUSINESS OBJECTS S.A.
By:
/s/ John Schwarz
Name:
John Schwarz
Title:
Chief Executive Officer
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints John Schwarz and James R. Tolonen, each of them individually, as his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities to sign this Registration Statement filed herewith and any or all amendments to said Registration Statement (including post-effective amendments and registration statements filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended, and otherwise), and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission granting unto said attorneys-in-fact and agents the full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the foregoing, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents or any of them, or his or their substitute, may lawfully do or cause to be done by virtue thereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated:
/s/ Bernard Charlès
/s/ Arnold Silverman
Name: Bernard Charlès
Name: Arnold Silverman
Director
Director
________________________________
/s/ Bernard Liautaud
Name: Jean-François Heitz
Name: Bernard Liautaud
Director
Chairman of the Board and Chief Strategy
Officer
/s/ : Gerald Held
/s/ James R. Tolonen
Name: Gerald Held
Name: James R. Tolonen
Director
Chief Financial Officer (Principal Financial
and Accounting Officer and Authorized U.S.
Representative)
/s/ Kurt Lauk
/s/ John Schwarz
Name: Kurt Lauk
Name: John Schwarz
Director
Chief Executive Officer and Director
(Principal Executive Officer)
/s/ Carl Pascarella
Name: Carl Pascarella
Director
/s/ David Peterschmidt
Name: David Peterschmidt
Director
INDEX TO EXHIBITS
Exhibit
Letter
|
Exhibit
|
|
1
|
Form of Deposit Agreement dated as of September 22, 1994, as amended and restated as of May 8, 1996, as amended and restated as of December 30, 1998, as amended and restated as of October 15, 2003, and as further amended and restated as of ___________________, 2008, among Business Objects S.A., The Bank of New York as Depositary, and all Owners and holders
from time to time of American Depositary Receipts issued thereunder.
|
|
2
|
Previously Filed.
|
|
4
|
Opinion of Emmet, Marvin & Martin, LLP, counsel for the Depositary, as to legality of the securities to be registered.
|
|
6
|
Power of Attorney (included as part of the signature page hereto).
|
|
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