Current Report Filing (8-k)
16 May 2023 - 7:21AM
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UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION
13 or 15(d)
OF THE SECURITIES
EXCHANGE ACT OF 1934
Date of report (Date
of earliest event reported): May 15, 2023
NAUTICUS ROBOTICS,
INC.
(Exact name of registrant
as specified in its charter)
| Delaware |
|
001-40611 |
|
85-1699753 |
(State or other jurisdiction
of Incorporation) |
|
(Commission file number) |
|
(I.R.S. Employer
Identification No.) |
17146 Feathercraft Lane, Suite 450, Webster,
TX 77598
(Address of principal
executive offices, zip code)
Registrant’s
telephone number, including area code: (281) 942-9069
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
| |
☐ |
Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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☐ |
Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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☐ |
Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant
to Section 12(b) of the Act:
| Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
| Common Stock |
|
KITT |
|
The Nasdaq Stock Market LLC |
| Warrants |
|
KITTW |
|
The Nasdaq Stock Market LLC |
Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter)
or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 2.02. Results of Operations and Financial Condition.
On May 15, 2023, Nauticus
Robotics, Inc. (the “Company”) announced its financial results for the quarter ended March 31, 2023. A copy of the
press release issued by the Company is attached as Exhibit 99.1 and is incorporated herein by reference.
The information in this current
report on Form 8-K shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), or otherwise subject to the liabilities of such Section nor shall it be incorporated by reference
into a filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference
in such filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. |
|
Description |
| 99.1 |
|
Press release dated May 15, 2023. |
| 104 |
|
Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document. |
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
| |
Nauticus Robotics, Inc. |
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By: |
/s/ Nicolaus Radford |
| |
|
Nicolaus Radford |
| |
|
Chief Executive Officer |
Date: May 15, 2023
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