Statement of Changes in Beneficial Ownership (4)
12 July 2013 - 7:13AM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MCANDREWS BRIAN P
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2. Issuer Name
and
Ticker or Trading Symbol
Clearwire Corp /DE
[
CLWR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
1475 120TH AVE NE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
7/9/2013
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(Street)
BELLEVUE, WA 98005
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock
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7/9/2013
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D
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126720
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D
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$5.00
(1)
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53913
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D
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Class A Common Stock
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7/9/2013
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D
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53873
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D
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$5.00
(2)
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40
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D
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Class A Common Stock
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7/9/2013
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D
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40
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D
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$5.00
(1)
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0
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I
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Co-Manager of LKM Investments LLC which holds the shares
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Disposed of pursuant to the agreement and plan of merger agreement ("Merger Agreement") by and among the Issuer, Sprint Nextel Corporation ("Sprint") and Collie Acquisition Corp., a wholly owned subsidiary of Sprint, in exchange for $5.00 per share in cash.
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(
2)
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These Restricted Stock Units were granted in 2013 ("2013 Director RSU"), are unvested and represent a contingent right to receive one share of common stock per each RSU. At the effective time of the Merger, each 2013 Director RSU, will be cancelled in exchange for the right to receive a lump sum of cash payment equal to a pro rated portion of the product of $5.00, without interest, and the number of shares of Class A Common Stock subject to such 2013 Director RSU, the pro rated portion equal to the percentage of the vesting of period of such award that is served by the director prior to the effective time of the merger.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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MCANDREWS BRIAN P
1475 120TH AVE NE
BELLEVUE, WA 98005
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X
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Signatures
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By Frederick L. Williams, Jr.
For Brian P. McAndrews
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7/11/2013
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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