Current Report Filing (8-k)
29 October 2021 - 7:36AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): October 27, 2021
CHINA
XD PLASTICS COMPANY LIMITED
(Exact
name of registrant as specified in its charter)
Nevada
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001-34546
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04-3836208
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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No.
9 Dalian North Road, Haping Road Centralized Industrial Park,
Harbin
Development Zone, Heilongjiang Province, the PRC
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150060
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(Address
of principal executive offices)
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(Zip
Code)
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(86)
451-8434-6600
(Registrant’s
Telephone Number, Including Area Code)
Not
applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
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☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock
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CXDC
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Nasdaq
Global Market
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405
of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM
3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On
October 27, 2021, China XD Plastics Company Limited (the “Company”) received a letter from the Listing Qualifications Hearings
Department of The Nasdaq Stock Market LLC (“Nasdaq”) stating that the Nasdaq Hearings Panel has determined to delist the
shares of the Company from Nasdaq, will suspend trading of the Company’s shares effective at the open of business on Friday, October
29, 2021, and will complete the delisting by filing a Form 25 Notification of Delisting with the Securities and Exchange Commission,
after applicable appeal periods have lapsed.
The
Nasdaq Hearings Panel held a hearing on October 14, 2011 to consider the Company’s plan to regain compliance and continued listing
on the Nasdaq in light of the Company’s failing to comply with the requirements of Nasdaq Listing Rule 5250(c)(1) because it had
not filed its Form 10-K for the fiscal year ended December 31, 2020 and its Forms 10-Q for the periods ended March 31, 2021 and June
30, 2021. The Company intends to appeal the Nasdaq Hearings Panel determination.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date:
October 28, 2021
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CHINA
XD PLASTICS COMPANY LIMITED
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By:
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/s/
Jie HAN
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Name:
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Jie
HAN
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Title:
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Chief
Executive Officer
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