false 0000858800 0000858800 2021-10-22 2021-10-22
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
______________________
 
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
_____________________
 
Date of Report (Date of earliest event Reported): October 22, 2021
 
Emclaire Financial Corp
(Exact Name of Registrant as Specified in Charter)
     
Pennsylvania
001-34527
25-1606091
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(I.R.S. Employer Identification Number)
  
 
612 Main Street, Emlenton, Pennsylvania 16373
(Address of Principal Executive Offices) (Zip Code)
 
(724) 867-2311
(Registrant's telephone number, including area code)
 
 
Securities registered pursuant to Section 12(b) of the Act:
 
Common Stock, par value $1.25 per share
EMCF
NASDAQ Capital Market (NASDAQ)
(Title of Class)
(Trading Symbol)
(Name of exchange on which registered)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
 
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
 
Emerging growth company        ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐
 
 
 
 
EMCLAIRE FINANCIAL CORP
CURRENT REPORT ON FORM 8-K
 
Item 2.02. Results of Operations and Financial Condition.
On October 22, 2021, Emclaire Financial Corp announced its results of operations for the quarter and nine months ended September 30, 2021.  A copy of the related press release is being filed as Exhibit 99.1 to this Form 8-K and is incorporated herein by reference in its entirety.  The information furnished under Item 9.01 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed to be “filed” for purposes of the Securities Exchange Act of 1934, as amended.
 
Item 9.01. Financial Statements and Exhibits.
(c) Exhibits.
 
     
Exhibit Number
 
Description
 
 
 
99.1
 
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)
 
 
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
Emclaire Financial Corp
 
 
 
Date: October 22, 2021
By: 
/s/ William C. Marsh        
 
Name:
William C. Marsh
 
Title:
Chairman of the Board
President and Chief Executive Officer
 
 
 
 
 
 
 
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