-National Securities Exchange Report the Removal from listing and reg. of matured,redeemed or retired securities (25)
28 October 2008 - 1:28AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 25
NOTIFICATION OF REMOVAL FROM LISTING AND/OR
REGISTRATION UNDER SECTION 12(b) OF THE
SECURITIES EXCHANGE ACT of 1934.
Commission File Number 333-140895
Issuer: First Trust Exchange-Traded AlphaDEX(R) Fund
Exchange: American Stock Exchange LLC
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(Exact name of Issuer as specified in its charter, and name of
Exchange where security is listed and/or registered)
120 East Liberty Drive, Wheaton, Illinois 60187 800-621-1675
(Address, including zip code, and telephone number, including
area code, of Issuer's principal executive offices)
See Attachment A
(Description of class of securities)
Please place an X in the box to designate the rule provisions relied upon to
strike the class of securities from listing and registration:
[ ] 17 CFR 240.12d2-2(a)(1)
[ ] 17 CFR 240.12d2-2(a)(2)
[ ] 17 CFR 240.12d2-2(a)(3)
[ ] 17 CFR 240.12d2-2(a)(4)
[ ] Pursuant to 17 CFR-240.12d2-2(b), the Exchange has complied with its
rules to strike the class of securities from listing and/or
withdraw registration on the Exchange.(1)
[X] Pursuant to 17 CFR-240.12d2-2(c), the Issuer has complied with the
rules of the Exchange and the requirements of 17 CFR 240.12d2-2(c)
governing the voluntary withdrawal of the class of securities from
listing and registration on the Exchange.
Pursuant to the requirements of the Securities Exchange Act of 1934, First
Trust Exchange-Traded AlphaDEX(R) Fund certifies that it has reasonable
grounds to believe that it meets all of the requirements for filing the Form
25 and has caused this notification to be signed on its behalf by the
undersigned duly authorized person.
October 27, 2008 By /s/ James A. Bowen Chief Executive Officer
---------------- -------------------------- -----------------------
Date James A. Bowen Title
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(1) Form 25 and attached Notice will be considered compliance with the
provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.
Persons who respond to the collection of Information contained
SEC 1654(03-06) in this form are not required to respond unless the form
displays a currently valid OMB control number.
ATTACHMENT A
NAME OF CLASS OF SECURITIES DESCRIPTION OF CLASS OF SECURITIES
First Trust Consumer Discretionary AlphaDEX(R) Fund Common Shares of Beneficial Interest,
$.01 par value per share
First Trust Consumer Staples AlphaDEX(R) Fund Common Shares of Beneficial Interest,
$.01 par value per share
First Trust Energy AlphaDEX(R) Fund Common Shares of Beneficial Interest,
$.01 par value per share
First Trust Financials AlphaDEX(R) Fund Common Shares of Beneficial Interest,
$.01 par value per share
First Trust Health Care AlphaDEX(R) Fund Common Shares of Beneficial Interest,
$.01 par value per share
First Trust Industrials/Producer Durables Common Shares of Beneficial Interest,
AlphaDEX(R)Fund $.01 par value per share
First Trust Materials AlphaDEX(R) Fund Common Shares of Beneficial Interest,
$.01 par value per share
First Trust Technology AlphaDEX(R) Fund Common Shares of Beneficial Interest,
$.01 par value per share
First Trust Utilities AlphaDEX(R) Fund Common Shares of Beneficial Interest,
$.01 par value per share
First Trust Large Cap Core AlphaDEX(R) Fund Common Shares of Beneficial Interest,
$.01 par value per share
First Trust Mid Cap Core AlphaDEX(R) Fund Common Shares of Beneficial Interest,
$.01 par value per share
First Trust Small Cap Core AlphaDEX(R) Fund Common Shares of Beneficial Interest,
$.01 par value per share
First Trust Large Cap Growth Opportunities Common Shares of Beneficial Interest,
AlphaDEX(R) Fund $.01 par value per share
First Trust Large Cap Value Opportunities Common Shares of Beneficial Interest,
AlphaDEX(R) Fund $.01 par value per share
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NAME OF CLASS OF SECURITIES DESCRIPTION OF CLASS OF SECURITIES
First Trust Multi Cap Growth AlphaDEX(R) Fund Common Shares of Beneficial Interest,
$.01 par value per share
First Trust Multi Cap Value AlphaDEX(R) Fund Common Shares of Beneficial Interest,
$.01 par value per share
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