Faro Technologies Inc - Statement of Changes in Beneficial Ownership (4)
20 May 2008 - 6:05AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
January 31, 2008
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
COLE STEPHEN
|
2. Issuer Name
and
Ticker or Trading Symbol
FARO TECHNOLOGIES INC
[
FARO
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
125 TECHNOLOGY PARK
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/16/2008
|
(Street)
LAKE MARY, FL 32746
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
5/16/2008
|
|
M
|
|
733
|
A
|
$0
|
7159
|
D
|
|
Common Stock
|
5/18/2008
|
|
M
|
|
666
|
A
|
$0
|
7825
|
D
|
|
Common Stock
|
|
|
|
|
|
|
|
490
|
I
|
Held by Wife
(1)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Non-employee Director Stock Option (right to buy)
|
$2.57
|
|
|
|
|
|
|
5/2/2002
|
5/2/2011
|
Common Stock
|
1000
|
|
1000
|
D
|
|
Non-employee Director Stock Option (right to buy)
|
$2.57
|
|
|
|
|
|
|
4/26/2003
|
4/26/2012
|
Common Stock
|
2000
|
|
2000
|
D
|
|
Non-employee Director Stock Option (right to buy)
|
$4.42
|
|
|
|
|
|
|
4/29/2004
|
4/29/2013
|
Common Stock
|
3000
|
|
3000
|
D
|
|
Non-employee Director Stock Option (right to buy)
|
$21.56
|
|
|
|
|
|
|
5/12/2005
|
5/12/2015
|
Common Stock
|
3000
|
|
3000
|
D
|
|
Restricted Common Stock
|
(2)
|
5/18/2008
|
|
M
|
|
666
|
|
(2)
|
(2)
|
Common Stock
|
666
|
$0
|
0
|
D
|
|
Restricted Common Stock
|
(2)
|
|
|
|
|
|
|
(2)
|
(2)
|
Common Stock
|
1467
|
|
1467
|
D
|
|
Restricted Common Stock
|
(2)
|
5/16/2008
|
|
M
|
|
733
|
|
(2)
|
(2)
|
Common Stock
|
1467
|
$0
|
1467
|
D
|
|
Restricted Common Stock
|
(2)
|
|
|
|
|
|
|
(2)
|
(2)
|
Common Stock
|
2200
|
|
2200
|
D
|
|
Explanation of Responses:
|
(
1)
|
Shares registered in the name of Shanklin Investments and held in trust for Stephen Cole who holds them in trust for Snow
Powder Ridge Limited a company owned by Stephen's wife Wendy Cole.
|
(
2)
|
Restricted stock was granted pursuant to the Company's 2004 Equity Incentive Plan and vests in three annual installments
beginning one year from date of grant.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
COLE STEPHEN
125 TECHNOLOGY PARK
LAKE MARY, FL 32746
|
X
|
|
|
|
Signatures
|
/s/ Martin A. Traber as Attorney In Fact for Stephen Cole
|
|
5/19/2008
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
FARO Technologies (NASDAQ:FARO)
Historical Stock Chart
From Sep 2024 to Oct 2024
FARO Technologies (NASDAQ:FARO)
Historical Stock Chart
From Oct 2023 to Oct 2024