Statement of Changes in Beneficial Ownership (4)
28 July 2020 - 12:14AM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HarbourVest International Private Equity Partners IV-Direct Fund L.P. |
2. Issuer Name and Ticker or Trading Symbol
FINJAN HOLDINGS, INC.
[
COIND
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O HARBOURVEST PARTNERS LLC, ONE FINANCIAL CENTER, 44TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/23/2020 |
(Street)
BOSTON, MA 02111
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 7/23/2020 | | U(1) | | 4303435 | D | $1.55 | 0 | D (2) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Finjan Holdings, Inc., CFIP Goldfish Holdings LLC and CFIP Goldfish Merger Sub Inc., on June 24, 2020, CFIP Goldfish Merger Sub Inc. made an offer (the "Offer") to purchase each outstanding share of the Finjan Holdings, Inc.'s common stock for $1.55 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer. |
(2) | These securities were owned solely by HarbourVest International Private Equity Partners IV-Direct Fund L.P. HarbourVest Partners LLC is the Managing Member of HIPEP IV-Direct Associates LLC which is the General Partner of HarbourVest International Private Equity Partners IV-Direct Fund L.P.Both HarbourVest Partners LLC and HIPEP IV-Direct Associates LLC may be deemed to have a beneficial interest in the shares held by Harbourvest International Private Equity Partners IV-Direct Fund L.P. and both disclaim beneficial ownership of such shares except to the extent of its pecuniary interest which is subject to indeterminable future events. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HarbourVest International Private Equity Partners IV-Direct Fund L.P. C/O HARBOURVEST PARTNERS LLC ONE FINANCIAL CENTER, 44TH FLOOR BOSTON, MA 02111 |
| X |
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HIPEP IV-Direct Associates LLC C/O HARBOURVEST PARTNERS LLC ONE FINANCIAL CENTER, 44TH FLOOR BOSTON, MA 02111 |
| X |
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HARBOURVEST PARTNERS LLC C/O HARBOURVEST PARTNERS LLC ONE FINANCIAL CENTER, 44TH FLOOR BOSTON, MA 02111 |
| X |
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Signatures
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HARBOURVEST INTERNATIONAL PRIVATE EQUITY PARTNERS IV-DIRECT FUND L.P.: By: HIPEP IV-Direct Associates LLC, its General Partner; By: HarbourVest Partners LLC, its Managing Member; By: /s/ William R. Royer, Managing Director, Chief Compliance Officer | | 7/27/2020 |
**Signature of Reporting Person | Date |
HIPEP IV-DIRECT ASSOCIATES LLC: By: HarbourVest Partners LLC, its Managing Member; By: /s/ William R. Royer, Managing Director, Chief Compliance Officer | | 7/27/2020 |
**Signature of Reporting Person | Date |
HARBOURVEST PARTNERS LLC: By: /s/ William R. Royer, Managing Director, Chief Compliance Officer | | 7/27/2020 |
**Signature of Reporting Person | Date |
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