Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
15 February 2024 - 8:05AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Fathom
Holdings Inc. |
(Name of Issuer) |
|
Common Stock, no par value per share |
(Title of Class of Securities) |
|
31189V 109 |
(CUSIP Number) |
|
December 31, 2023 |
(Date of Event which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)
*The remainder of this cover page shall be filled
out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this
cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
SCHEDULE 13G
1 |
Names
of Reporting Persons |
Marco Fregenal |
2 |
Check the appropriate box if a member of a Group (see instructions) |
(a) ¨
(b) ¨ |
3 |
Sec Use Only |
|
4 |
Citizenship or Place of Organization |
USA |
Number of
Shares
Beneficially
Owned by
Each
Reporting Person
With:
|
5 |
Sole Voting Power |
1,511,262 |
6 |
Shared Voting Power |
0 |
7 |
Sole Dispositive Power |
1,511,262 |
8 |
Shared Dispositive Power |
0 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person |
1,511,262 |
10 |
Check box if the aggregate amount in row (9) excludes certain shares (See Instructions) |
¨ |
11 |
Percent of class represented by amount in row (9) |
7.3% (*) |
12 |
Type of Reporting Person (See Instructions) |
IN |
* Based on 20,624,964 total shares of common stock outstanding
as of December 22, 2023 as provided by the Company.
Item 1.
(b) | Address of Issuer’s Principal Executive Offices: |
| 2000 Regency Parkway Drive, Suite 300, Cary, NC 27518 |
Item 2.
(a) | Name of Person Filing: |
(b) | Address of Principal Business Office or, if None, Residence: |
| 2000 Regency Parkway Drive, Suite 300, Cary, NC 27518 |
(d) | Title and Class of Securities: |
| Common Stock, no par value per share |
Item 3. | Filing pursuant to Rule 13d-1(b) or 13d-2(b) or (c): |
(a) | Amount Beneficially Owned: |
| * Of
these shares, 8,359 shares are restricted and vest in full on March 31, 2024, 2,213 shares are restricted and vest in full on July 1,
2024, 9,222 shares are restricted and vest in full on November 30, 2024, 24,680 shares are restricted and vest in full on March 31, 2024,
25,000 are restricted and vest in full on January 1, 2025, 122,094 shares are restricted and vest in full on May 31, 2024, 52,147 shares
are restricted and vest in full on March 31, 2024, and 29,412 shares are restricted and vest in full on August 30, 2024; the reporting
person may vote all of these shares prior to vesting. Includes 175,000 restricted stock units that vest in full on September 10, 2024,
which the reporting person may not vote until vested. Excludes (i) 329 restricted shares held by the reporting person’s
spouse that do not vest until March 4, 2024, and 2,962 restricted shares held by the reporting person’s spouse that do not vest
until March 31, 2025, but which the reporting person’s spouse may vote, and (ii) 150,000 shares held in a trust for the benefit
of the reporting person’s children and of which the reporting person’s spouse is the trustee, and for all of which shares
the reporting person disclaims beneficial ownership; the filing of this Schedule 13G is not an admission that the reporting person is
the beneficial owner of those shares for purposes of Section 13 of the Securities Exchange Act of 1934, as amended, or for any other purposes. |
(c) | Number of shares as to which such person has: |
| (i) | Sole
power to vote or to direct the vote: 1,511,262 |
| (ii) | Shared
power to vote or to direct the vote: 0 |
| (iii) | Sole power to dispose or to direct the disposition of: 1,511,262 |
| (iv) | Shared power to dispose or to direct the disposition of:
0 |
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to
report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the
class of securities, check the following ¨.
Item 6. | Ownership of more than Five Percent on Behalf of Another Person. |
Item 7. | Identification and classification of the subsidiary which acquired the security being reported on by
the parent holding company or control person. |
Item 8. | Identification and classification of members of the group. |
Item 9. | Notice of Dissolution of Group. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and correct.
Dated: February 14, 2024
Name: Marco Fregenal
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