Statement of Changes in Beneficial Ownership (4)
20 August 2020 - 2:01AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BARBER DAVID |
2. Issuer Name and Ticker or Trading Symbol
Home Federal Bancorp, Inc. of Louisiana
[
HFBL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP Mortgage Lending *** |
(Last)
(First)
(Middle)
C/O HOME FEDERAL BANK, 222 FLORIDA STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/18/2020 |
(Street)
SHREVEPORT, LA 71105
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/18/2020 | | M | | 961 | A | $10.93 | 2786 (1) | D | |
Common Stock | 8/18/2020 | | S | | 459 | D | $23.5 | 2327 (1) | D | |
Common Stock | | | | | | | | 1817.7426 (2) | I | By 401(k) Plan |
Common Stock | | | | | | | | 6782.1409 (3) | I | By ESOP |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (Right to Buy) | $10.93 | 8/18/2020 | | M | | | 961 | 8/19/2015 (4) | 8/19/2020 | Common Stock | 961 | $0 | 0 | D | |
Employee Stock Option (Right to Buy) | $31.25 | | | | | | | (5) | 2/5/2029 | Common Stock | 4500 | | 4500 | D | |
Employee Stock Option (Right to Buy) | $14.70 | | | | | | | 1/31/2017 (6) | 1/31/2022 | Common Stock | 1945 | | 1945 | D | |
Employee Stock Option (Right to Buy) | $23.00 | | | | | | | (7) | 10/26/2025 | Common Stock | 2000 | | 2000 | D | |
Explanation of Responses: |
(1) | Includes 800 shares granted pursuant to the 2014 Stock Incentive Plan which reflect the unvested portion of a grant award originally covering 1,000 shares that commenced vesting at a rate of 20% per year on February 5, 2020. |
(2) | Reflects units which represent share interests and a reserve of cash. Includes units acquired in the Home Federal Bank Employees' Savings and Profit Sharing Plan and Trust since the last filed Form 4, based on a report dated August 18, 2020. |
(3) | Includes shares allocated to the reporting person's account in the ESOP since the last filed Form 4. |
(4) | The options vested at a rate of 20% per year commencing on August 19, 2011. |
(5) | The options vest at a rate of 20% per year commencing on February 5, 2020. |
(6) | The options vested at a rate of 20% per year commencing on January 31, 2013. |
(7) | The options are vesting at a rate of 20% per year commencing on October 26, 2016. |
Remarks: *** Senior Vice President Mortgage Lending of Home Federal Bank (Issuer subsidiary) |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BARBER DAVID C/O HOME FEDERAL BANK 222 FLORIDA STREET SHREVEPORT, LA 71105 |
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| SVP Mortgage Lending *** |
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Signatures
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/s/David S. Barber | | 8/19/2020 |
**Signature of Reporting Person | Date |
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