Form 8-K - Current report
12 September 2023 - 10:30PM
Edgar (US Regulatory)
0001861657
false
0001861657
2023-09-12
2023-09-12
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported) September 12, 2023
HILLSTREAM
BIOPHARMA, INC.
(Exact
name of registrant as specified in its charter)
Delaware |
|
001-41210 |
|
84-2642541 |
(State
or other jurisdiction |
|
(Commission |
|
(I.
R. S. Employer |
of
incorporation) |
|
File
Number) |
|
Identification
No.) |
1200
Route 22 East, Suite 2000
Bridgewater,
NJ 08807
(Address
of principal executive offices, including zip code)
(908)
955-3140
(Registrant’s
telephone number, including area code)
Not
Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common
stock, $0.0001 par value |
|
HILS |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
7.01 Regulation FD Disclosure.
Hillstream
BioPharma, Inc. (the “Company”) has prepared presentation materials (the “Presentation Materials”) that management
has used and intends to use from time to time on and after September 12, 2023, in presentations about the Company’s operations
and performance. The Presentation Materials are furnished as Exhibit 99.1 to this Current Report on Form 8-K.
The
information contained in the Presentation Materials is summary information that should be considered within the context of the Company’s
filings with the Securities and Exchange Commission and other public announcements that the Company may make by press release or otherwise
from time to time. The Presentation Materials speak as of the date of this Current Report on Form 8-K. While the Company may elect to
update the Presentation Materials in the future or reflect events and circumstances occurring or existing after the date of this Current
Report on Form 8-K, the Company specifically disclaims any obligation to do so.
The
information in this Item 7.01 and Exhibit 99.1 of this Current Report on Form 8-K is furnished and shall not be deemed to be “filed”
for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liabilities of that section. The information in this Item 7.01 and Exhibit 99.1 of this Current Report on Form 8-K shall not be
incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after
the date of this Current Report, regardless of any general incorporation language in any such filing.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits.
Exhibit
No. |
|
Description |
|
|
|
99.1 |
|
Presentation Materials |
104 |
|
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date:
September 12, 2023 |
Hillstream
BioPharma, Inc. |
|
|
|
/s/
Randy Milby |
|
Randy
Milby |
|
Chief
Executive Officer |
Exhibit 99.1
v3.23.2
Cover
|
Sep. 12, 2023 |
Cover [Abstract] |
|
Document Type |
8-K
|
Amendment Flag |
false
|
Document Period End Date |
Sep. 12, 2023
|
Entity File Number |
001-41210
|
Entity Registrant Name |
HILLSTREAM
BIOPHARMA, INC.
|
Entity Central Index Key |
0001861657
|
Entity Tax Identification Number |
84-2642541
|
Entity Incorporation, State or Country Code |
DE
|
Entity Address, Address Line One |
1200
Route 22 East
|
Entity Address, Address Line Two |
Suite 2000
|
Entity Address, City or Town |
Bridgewater
|
Entity Address, State or Province |
NJ
|
Entity Address, Postal Zip Code |
08807
|
City Area Code |
(908)
|
Local Phone Number |
955-3140
|
Written Communications |
false
|
Soliciting Material |
false
|
Pre-commencement Tender Offer |
false
|
Pre-commencement Issuer Tender Offer |
false
|
Title of 12(b) Security |
Common
stock, $0.0001 par value
|
Trading Symbol |
HILS
|
Security Exchange Name |
NASDAQ
|
Entity Emerging Growth Company |
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|
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