Statement of Changes in Beneficial Ownership (4)
19 December 2020 - 9:47AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
MALONE JOHN C |
2. Issuer Name and Ticker or Trading Symbol
Liberty Broadband Corp
[
LBRDA
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
|
|
(Last)
(First)
(Middle)
12300 LIBERTY BLVD. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/16/2020 |
|
(Street)
ENGLEWOOD, CO 80112
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Series C Common Stock | 12/16/2020 | | S(1) | | 40481.0000 | D | $160.9807 (2) | 2311378.0000 | D | |
| Series C Common Stock | 12/16/2020 | | S(1) | | 104679.0000 | D | $160.2482 (3) | 2206699.0000 | D | |
| Series C Common Stock | 12/17/2020 | | S(1) | | 7259.0000 | D | $160.7069 (4) | 2199440.0000 | D | |
| Series C Common Stock | 12/17/2020 | | S(1) | | 47581.0000 | D | $161.8959 (5) | 2151859.0000 | D | |
| Series C Common Stock | 12/18/2020 | | G |
V
| 31000.0000 | D | $0.0000 | 2120859.0000 | D | |
| Series C Common Stock | | | | | | | | 239315.0000 (6) | I | Leslie A. Malone 1995 Revocable Trust |
| Series C Common Stock | | | | | | | | 213332.0000 | I | Malone LG 2013 Charitable Remainder Unitrust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| (2) | The price is a weighted average price. These shares were sold in multiple transactions ranging from $160.71 to $161.67, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| (3) | The price is a weighted average price. These shares were sold in multiple transactions ranging from $159.69 to $160.68, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| (4) | The price is a weighted average price. These shares were sold in multiple transactions ranging from $160.27 to $161.10, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| (5) | The price is a weighted average price. These shares were sold in multiple transactions ranging from $161.27 to $162.25, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| (6) | Includes 239,315 shares of the Issuer's Series C common stock that were previously reported as indirectly held by the reporting person's spouse. The reporting person disclaims beneficial ownership of these shares. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
MALONE JOHN C
12300 LIBERTY BLVD.
ENGLEWOOD, CO 80112 | X | X |
|
|
Signatures
|
| /s/ Craig Troyer as Attorney-in-Fact for John C. Malone | | 12/18/2020 |
| **Signature of Reporting Person | Date |
Liberty Broadband (NASDAQ:LBRDA)
Historical Stock Chart
From Jun 2024 to Jul 2024
Liberty Broadband (NASDAQ:LBRDA)
Historical Stock Chart
From Jul 2023 to Jul 2024
