- Amended Statement of Beneficial Ownership (SC 13D/A)
30 April 2009 - 6:41AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13D
(Rule
13d-101)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULE
13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE
13d-2(a)
(Amendment
No. 11)
LCA-VISION
INC
(Name
of Issuer)
Common
Stock
(Title
of Class of Securities)
501803308
(CUSIP
Number)
Mark
A. Weiss, Esq.
Keating
Muething & Klekamp PLL
One East
Fourth Street, 14th Floor
Cincinnati,
Ohio 45202
(513)
579-6599
(Name,
Address and Telephone Number of Person
Authorized
to Receive Notices and Communications)
April 27,
2009
(Date
of Event Which Requires Filing of this Statement)
If the
filing person has previously filed a statement on Schedule 13G to report the
acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box
o
NOTE:
Schedules filed in paper format shall include a signed original and five copies
of the schedule, including all exhibits. See Sec.240.13d-7 for other
parties to whom copies are to be sent.
The
information required on the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the
Notes
).
CUSIP
No. 501803308
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Page
2 of 4 Pages
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1
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NAME
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Stephen
N. Joffe
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2
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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3
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SEC
USE ONLY
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4
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SOURCE
OF FUNDS*
PF
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5
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CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
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6
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CITIZENSHIP
OR PLACE OF ORGANIZATION
U.S.
Citizen
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
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7
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SOLE
VOTING POWER
559,900
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8
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SHARED
VOTING POWER
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9
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SOLE
DISPOSITIVE POWER
559,900
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10
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SHARED
DISPOSITIVE POWER
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11
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
559,900
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12
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN
SHARES*
o
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13
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.0%
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14
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TYPE
OF REPORTING PERSON*
IN
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*SEE
INSTRUCTIONS BEFORE FILLING OUT!
Explanatory
Note
This
Schedule 13D, as amended (“Schedule 13D”), relates to shares of Common Stock,
$.001 par value (the “Shares”), of LCA-Vision Inc., a corporation organized
under the laws of Delaware (the “Issuer”). This statement is being filed
by Stephen N. Joffe (the “Reporting Person”).
As set
forth in Item 5(c) below, the Reporting Person has disposed of Shares resulting
in the Reporting Person ceasing to beneficially own 5% of the
Shares. Accordingly, this is the Reporting Person’s final
amendment to Schedule 13D and is an exit filing
This
Amendment No. 11 to Schedule 13D (this “Amendment”) is being filed by the
Reporting Person solely to amend Item 5.
Item
5. Interest in Securities of the Issuer.
(a) See
Items 11 and 13 on page 2 of this Schedule 13D.
(b) See
Items 7, 9 and 11 on page 2 of this Schedule 13D.
(c) In
the last sixty (60) days, the Reporting Person executed the following
transactions in Shares, on the dates and prices indicated, through the Nasdaq
National Market.
Date of Sale
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Number of Shares
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Price Per Share
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4/22/2009
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106,395
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$5.02
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4/22/2009
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12,400
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$2.50
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4/23/2009
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1,100
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$5.02
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4/23/2009
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1,400
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$2.50
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4/24/2009
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58,900
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$5.04
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4/27/2009
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431,857
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$5.45
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(d) Not
Applicable.
(e) Not
applicable.
[Remainder
of page intentionally left blank; signature page follows.]
SIGNATURES
After
reasonable inquiry and to the best of my knowledge and belief, each of the
undersigned certify that the information set forth in this statement is true,
complete and correct.
Dated: April
29, 2009
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/s/ Stephen
N. Joffe
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Stephen
N. Joffe
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