As filed with the Securities and Exchange Commission on December 10, 2018

Registration No. 333-223412

333-215139

333-208057

333-200412

333-183331

333-179255

333-172712

333-158973

333-149072

333-129825

333-119011

333-13388

333-113341

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Post-Effective Amendment No. 1 to

Form S-8 Registration Statement No. 333-223412,

Form S-8 Registration Statement No. 333-215139,

Form S-8 Registration Statement No. 333-208057,

Form S-8 Registration Statement No. 333-200412,

Form S-8 Registration Statement No. 333-183331,

Form S-8 Registration Statement No. 333-179255,

Form S-8 Registration Statement No. 333-172712,

Form S-8 Registration Statement No. 333-158973,

Form S-8 Registration Statement No. 333-149072,

Form S-8 Registration Statement No. 333-129825,

and

Form S-8 Registration Statement No. 333-119011

and

Post-Effective Amendment No. 2 to

Form S-8 Registration Statement No. 333-13388

and

Form S-8 Registration Statement No. 333-113341

UNDER

THE SECURITIES ACT OF 1933

 

 

OCLARO, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   20-1303994

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

225 Charcot Avenue

San Jose, CA 95131

(Address of principal executive offices including zip code)

 

 

Oclaro, Inc. Fifth Amended and Restated 2001 Long-Term Stock Incentive Plan

Opnext, Inc. Second Amended and Restated 2001 Long-Term Stock Incentive Plan, as amended

Pine Photonics Communications, Inc. 2001 Stock Plan

Oclaro, Inc. 2011 Employee Stock Purchase Plan

Oclaro, Inc. Amended and Restated 2004 Stock Incentive Plan

Avanex Corporation 1998 Stock Plan, as amended

Avanex Corporation 1999 Director Option Plan, as amended

Holographix Inc. 2000 Stock Option Plan, as amended

Amended and Restated 2004 Stock Incentive Plan

Bookham, Inc. 2004 Stock Incentive Plan

Bookham, Inc. 1995 Employee Share Option Scheme

Bookham, Inc. 2004 Employee Stock Purchase Plan

Bookham, Inc. 2004 Sharesave Scheme

Bookham, Inc. 2001 Approved Sharesave Scheme

Bookham, Inc. 1998 Employee Share Option Scheme

New Focus, Inc. 1990 Incentive Stock Plan, as amended

New Focus, Inc. 1998 Stock Plan

New Focus, Inc. 1999 Stock Plan

New Focus, Inc. 2000 Director Stock Option Plan, as amended

New Focus, Inc. 2000 Stock Plan, as amended

(Full title of the plans)

 

 

Alan Lowe

President and Chief Executive Officer

Oclaro, Inc.

225 Charcot Avenue

San Jose, CA 95131

(408) 383-1400

With copy to:

Lisa L. Stimmell, Esq.

Wilson Sonsini Goodrich & Rosati

Professional Corporation

650 Page Mill Road

Palo Alto, California 94304

(650) 493-9300

(Name, address and telephone number, including area code, of agent for service)

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer   ☒    Accelerated filer   ☐
Non-accelerated filer   ☐    Smaller reporting company   ☐
     Emerging growth company   ☐

 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

 

 

DEREGISTRATION OF SECURITIES

These Post-Effective Amendments relate to the following Registration Statements of Oclaro, Inc., a Delaware corporation (the “Company”), on Form S-8 (collectively, the “Registration Statements”) filed by the Company with the U.S. Securities and Exchange Commission (“SEC”), each pertaining to the registration of shares of Common Stock of the Company, par value $0.01 per share (“Common Stock”) offered under certain employee benefit and equity plans and agreements:

 

File No.

 

Date Filed

with the SEC

  

Name of Equity Plan or Agreement

   Shares of
Common Stock
Registered (#)
333-223412   March 2, 2018    Oclaro, Inc. Fifth Amended and Restated 2001 Long-Term Stock Incentive Plan.    8,000,000
333-215139   December 16, 2016    Oclaro, Inc. Fifth Amended and Restated 2001 Long-Term Stock Incentive Plan.    6,000,000
333-208057   November 16, 2015    Oclaro, Inc. Fifth Amended and Restated 2001 Long-Term Stock Incentive Plan.    8,000,000
333-200412   November 20, 2014    Oclaro, Inc. Fifth Amended and Restated 2001 Long-Term Stock Incentive Plan.    10,008,776
333-183331   August 15, 2012   

Opnext, Inc. Second Amended and Restated 2001 Long-Term Stock Incentive Plan, as Amended

 

Pine Photonics Communications, Inc. 2001 Stock Plan

   10,785,398
333-179255   January 31, 2012    Oclaro, Inc. 2011 Employee Stock Purchase Plan    1,700,000
333-172712   March 10, 2011    Oclaro, Inc. Amended and Restated 2004 Stock Incentive Plan    4,000,000
333-158973   May 5, 2009   

Avanex Corporation 1998 Stock Plan, as amended

 

Avanex Corporation 1999 Director Option Plan, as amended

 

Holographix Inc. 2000 Stock Option Plan, as amended

   14,401,963
333-149072   February 5, 2008    Bookham, Inc. Amended and Restated 2004 Stock Incentive Plan    10,000,000
333-129825   November 18, 2005    Bookham, Inc. 2004 Stock Incentive Plan    5,000,000
333-119011   September 15, 2004   

Bookham, Inc. 2004 Stock Incentive Plan

 

Bookham, Inc. 2004 Employee Stock Purchase Plan

 

Bookham, Inc. 2004 Sharesave Scheme

 

Bookham, Inc. 2001 Approved Sharesave Scheme

 

Bookham, Inc. 1998 Employee Share Option Scheme

   8,043,400
Post-Effective Amendment No. 1 to 333-13388   September 15, 2004    Bookham, Inc. 1995 Employee Share Option Scheme    60,543

File No.

 

Date Filed

with the SEC

  

Name of Equity Plan or Agreement

   Shares of
Common Stock
Registered (#)
333-13388   June 19, 2000    Bookham, Inc. 1995 Employee Share Option Scheme    901,000
Post-Effective Amendment No. 1 to 333-113341   September 15, 2004   

New Focus, Inc. 1990 Incentive Stock Plan, as amended

 

New Focus, Inc. 1998 Stock Plan

 

New Focus, Inc. 1999 Stock Plan

 

New Focus, Inc. 2000 Director Stock Option Plan, as amended

 

New Focus, Inc. 2000 Stock Plan, as amended

   176,283
333-113341   March 5, 2004   

New Focus, Inc. 1990 Incentive Stock Plan, as amended

 

New Focus, Inc. 1998 Stock Plan

 

New Focus, Inc. 1999 Stock Plan

 

New Focus, Inc. 2000 Director Stock Option Plan, as amended

 

New Focus, Inc. 2000 Stock Plan, as amended

   6,358,319

Pursuant to the Agreement and Plan of Merger dated as of March 11, 2018, by and among the Company, Lumentum Holdings Inc., Prota Merger Sub, Inc. (“Merger Sub”), and Prota Merger, LLC, Merger Sub merged with and into the Company.

Accordingly, in accordance with the undertakings made by the Company in the Registration Statements to remove from registration, by means of a post-effective amendment, any securities of the Company that had been registered but remain unsold at the termination of the offering, the Company hereby removes from registration any and all such securities registered but unsold under the Registration Statements as of the date hereof. Each Registration Statement is hereby amended, as appropriate, to reflect the deregistration of all such securities.

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the undersigned registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused the Post-Effective Amendments to the Registration Statements described above to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Jose, State of California on December 10, 2018.

 

OCLARO, INC.
By:   /s/ Judy Hamel
  Name:   Judy Hamel
  Title:   Secretary

No other person is required to sign the Post-Effective Amendments to the Registration Statements in reliance upon Rule 478 under the Securities Act of 1933.

Oclaro, Inc. (NASDAQ:OCLR)
Historical Stock Chart
From Oct 2024 to Nov 2024 Click Here for more Oclaro, Inc. Charts.
Oclaro, Inc. (NASDAQ:OCLR)
Historical Stock Chart
From Nov 2023 to Nov 2024 Click Here for more Oclaro, Inc. Charts.